WA
Wernau Asset Management Inc.'s 13F Portfolio ($192.5M, Q2 2026)
Wernau Asset Management Inc.CIK: 0002053236
Sector-focusedConcentrated strategyLong-term holder
Total reported value
$192.5M
Reporting period: 2026-06-30 · Number of holdings: 51
Wernau Asset Management Inc. disclosed 51 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $192.5M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 95.77
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 96
- Sizing Uniformity
- 67.26
Wernau Asset Management Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.239 — mathematically equivalent to about 4 equally-sized positions, well below its 51 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.27), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 46% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SPY
+67.8% $39.3M
Trim AAPL
-0.5% $5.2M
Trim BRK-B
+0.9% $373.4K
Trim MSFT
+0.3% $53.1K
Trim T
+0.9% -$670.4K
Trim PFE
+5.0% -$319.0K
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 48 holdings (of 51 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 42.50% | +12.88% | +67.76% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 22.85% | -4.20% | -0.51% | |
| 3 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 4.27% | -0.31% | +1.55% | |
| 4 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 3.79% | -1.04% | +0.93% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 2.50% | -0.82% | +0.34% | |
| 6 | BAC | Bank Of America CORP | Stock-Financials | 2.46% | -0.36% | +0.17% | |
| 7 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.86% | -0.16% | -0.79% | |
| 8 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.67% | -0.30% | +2.29% | |
| 9 | VTWO | Vanguard Russell 2000 ETF | ETF-Small Cap | 1.50% | -0.14% | +1.53% | |
| 10 | PFE | Pfizer Inc | Stock-Healthcare | 1.50% | -0.73% | +4.99% | |
| 11 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.28% | -0.21% | +0.65% | |
| 12 | UTL | Unitil CORP | Stock-Other | 1.22% | -0.36% | +2.77% | |
| 13 | CSCO | Cisco Systems Inc | Stock-Tech | 1.17% | +0.11% | -2.39% | |
| 14 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.03% | -0.31% | +1.19% | |
| 15 | T | At&t Inc | Stock-Comm Services | 0.90% | -0.77% | +0.89% | |
| 16 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.71% | -0.12% | +3.04% | |
| 17 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.63% | -0.09% | +314.18% | |
| 18 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.56% | -0.15% | +2.87% | |
| 19 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.55% | -0.12% | +0.19% | |
| 20 | NVDA | Nvidia CORP | Stock-Tech | 0.55% | — | +16.84% | |
| 21 | KKR | Kkr & Co Inc | Stock-Financials | 0.53% | -0.17% | +1.41% | |
| 22 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.49% | -0.16% | +0.83% | |
| 23 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.48% | -0.28% | +1.75% | |
| 24 | XOM | Exxon Mobil CORP | Stock-Energy | 0.38% | -0.27% | -3.81% | |
| 25 | GLD | Spdr Gold Shares | ETF-Commodities | 0.37% | -0.19% | +2.14% | |
| 26 | IBM | Intl Business Machines CORP | Stock-Tech | 0.32% | -0.08% | -7.75% | |
| 27 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.29% | -0.05% | — | |
| 28 | ED | Consolidated Edison Inc | Stock-Utilities | 0.29% | -0.12% | -1.54% | |
| 29 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.29% | -0.05% | +300.00% | |
| 30 | KMI | Kinder Morgan, Inc. | Stock-Energy | 0.26% | -0.10% | +2.25% | |
| 31 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.26% | -0.02% | -5.05% | |
| 32 | SAM | Boston Beer Company Inc-a | Stock-Consumer Staples | 0.23% | -0.17% | — | |
| 33 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.19% | -0.04% | +0.20% | |
| 34 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.19% | -0.03% | -2.28% | |
| 35 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.18% | -0.06% | +2.81% | |
| 36 | F | Ford Motor Co | Stock-Consumer Disc | 0.17% | -0.02% | +1.29% | |
| 37 | XLF | Ss Financial Select Sector | ETF-Other | 0.17% | -0.04% | — | |
| 38 | ABBV | Abbvie Inc | Stock-Healthcare | 0.17% | -0.02% | +2.23% | |
| 39 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.15% | -0.02% | +5.17% | |
| 40 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.13% | -0.01% | — | |
| 41 | PBA | Pembina Pipeline CORP | Stock-Energy | 0.13% | -0.04% | — | |
| 42 | NLY | Annaly Capital Management In | Stock-Real Estate | 0.13% | -0.03% | +1.49% | |
| 43 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.12% | -0.14% | -45.28% | |
| 44 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.12% | -0.04% | +4.40% | |
| 45 | NFLX | Netflix Inc | Stock-Comm Services | 0.12% | -0.07% | +17.92% | |
| 46 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.12% | -0.04% | — | |
| 47 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.11% | +0.11% | NEW | |
| 48 | VONV | Vanguard Russell 1000 Value | ETF-Other | 0.10% | +0.10% | NEW |
Portfolio Performance
Performance for Q3 2026
+2.7%
Performance Last 4 Quarters
+26%
- Stdev
- +14.1%
- Beta
- +0.95
- Alpha
- +2.2%
- Max Drawdown
- -5.5%
- Annualized Perf
- +21.3%
- Batting Avg vs S&P
- +50%
- Sortino
- +2.87
- Stutzer
- +0.43
- Treynor
- +0.21
- Sterling
- +1.37
- Calmar
- +3.84
- Information Ratio
- +0.21
- Tracking Error
- +6.2%
- Stdev Down
- +7.1%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +36.5%
- Worst 12 Months
- +16.3%
- Efficiency Ratio
- +0.51
- Sharpe
- +1.45
- Stdev Sectors
- +17.8%
- Skewness
- -0.19
- Kurtosis
- -0.45
- Upside Potential
- +4.53
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Wernau Asset Management Inc.'s most significant position changes for 2026-06-30: Sold out: Ishares 20+ Year Treasury Bd (TLT); Sold out: Ishares Core S&p Small-cap E (IJR); New buy: Ishares Russell 1000 Value E (IWD); New buy: Vanguard Russell 1000 Value (VONV); Add: Ss Spdr S&p 500 ETF Trust-us (SPY) — shares +67.76%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | +12.9% | +67.76% | Add |
| 2 | CSCO | Cisco Systems Inc | +0.1% | -2.39% | Trim |
| 3 | IWD | Ishares Russell 1000 Value E | +0.1% | NEW | New buy |
| 4 | VONV | Vanguard Russell 1000 Value | +0.1% | NEW | New buy |
| 5 | NVDA | Nvidia CORP | — | +16.84% | Add |
| 6 | QQQ | Invesco Qqq Trust Series 1 | 0% | — | Unchanged |
| 7 | LLY | Eli Lilly & Co | 0% | -5.05% | Trim |
| 8 | F | Ford Motor Co | 0% | +1.29% | Add |
| 9 | ABBV | Abbvie Inc | 0% | +2.23% | Add |
| 10 | SBUX | Starbucks CORP | 0% | +5.17% | Add |
| 11 | EEM | Ishares Msci Emerging Market | 0% | -2.28% | Trim |
| 12 | NLY | Annaly Capital Management In | 0% | +1.49% | Add |
| 13 | VTI | Vanguard Total Stock Mkt ETF | 0% | +0.20% | Add |
| 14 | XLF | Ss Financial Select Sector | 0% | — | Unchanged |
| 15 | JNJ | Johnson & Johnson | 0% | — | Unchanged |
| 16 | PBA | Pembina Pipeline CORP | 0% | — | Unchanged |
| 17 | TIP | Ishares Tips Bond ETF | 0% | +4.40% | Add |
| 18 | IWF | Ishares Russell 1000 Growth | -0.1% | +300.00% | Add |
| 19 | SCHB | Schwab US Broad Market ETF | -0.1% | — | Unchanged |
| 20 | SHY | Ishares 1-3 Year Treasury Bo | -0.1% | +2.81% | Add |
| 21 | NFLX | Netflix Inc | -0.1% | +17.92% | Add |
| 22 | IBM | Intl Business Machines CORP | -0.1% | -7.75% | Trim |
| 23 | VO | Vanguard Mid-cap ETF | -0.1% | +314.18% | Add |
| 24 | KMI | Kinder Morgan, Inc. | -0.1% | +2.25% | Add |
| 25 | SCHF | Schwab Intl Equity ETF | -0.1% | +3.04% | Add |
| 26 | VWO | Vanguard Ftse Emerging Marke | -0.1% | +0.19% | Add |
| 27 | ED | Consolidated Edison Inc | -0.1% | -1.54% | Trim |
| 28 | VTWO | Vanguard Russell 2000 ETF | -0.1% | +1.53% | Add |
| 29 | IJR | Ishares Core S&p Small-cap E | -0.1% | EXIT | Sold out |
| 30 | IWB | Ishares Russell 1000 ETF | -0.1% | -45.28% | Trim |
| 31 | SCHD | Schwab US Dvd Equity ETF | -0.2% | +2.87% | Add |
| 32 | GOOGL | Alphabet Inc-cl A | -0.2% | -0.79% | Trim |
| 33 | DIS | Walt Disney Co/the | -0.2% | +0.83% | Add |
| 34 | SAM | Boston Beer Company Inc-a | -0.2% | — | Unchanged |
| 35 | KKR | Kkr & Co Inc | -0.2% | +1.41% | Add |
| 36 | GLD | Spdr Gold Shares | -0.2% | +2.14% | Add |
| 37 | AMZN | Amazon.com Inc | -0.2% | +0.65% | Add |
| 38 | XOM | Exxon Mobil CORP | -0.3% | -3.81% | Trim |
| 39 | VZ | Verizon Communications Inc | -0.3% | +1.75% | Add |
| 40 | JPM | Jpmorgan Chase & Co | -0.3% | +2.29% | Add |
| 41 | GOOG | Alphabet Inc-cl C | -0.3% | +1.55% | Add |
| 42 | PG | Procter & Gamble Co/the | -0.3% | +1.19% | Add |
| 43 | BAC | Bank Of America CORP | -0.4% | +0.17% | Add |
| 44 | UTL | Unitil CORP | -0.4% | +2.77% | Add |
| 45 | TLT | Ishares 20+ Year Treasury Bd | -0.6% | EXIT | Sold out |
| 46 | PFE | Pfizer Inc | -0.7% | +4.99% | Add |
| 47 | T | At&t Inc | -0.8% | +0.89% | Add |
| 48 | MSFT | Microsoft CORP | -0.8% | +0.34% | Add |
| 49 | BRK-B | Berkshire Hathaway Inc-cl B | -1% | +0.93% | Add |
| 50 | AAPL | Apple Inc | -4.2% | -0.51% | Trim |
Filing History
FAQ
What is Wernau Asset Management Inc. and what type of investor is it?
Wernau Asset Management Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $192.5M, spread across 51 disclosed positions.
What are Wernau Asset Management Inc.'s largest equity positions?
Based on the latest 13F filing, Wernau Asset Management Inc.'s top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $81.8M (42.5%)
2. Apple Inc (AAPL) — $44.0M (22.9%)
3. Alphabet Inc-cl C (GOOG) — $8.2M (4.3%)
4. Berkshire Hathaway Inc-cl B (BRK-B) — $7.3M (3.8%)
5. Microsoft CORP (MSFT) — $4.8M (2.5%)
What changes did Wernau Asset Management Inc. make in its most recent portfolio filing?
In the latest reported quarter, Wernau Asset Management Inc. made 44 notable position adjustments: 2 new positions were initiated, 31 existing holdings were added to, 9 positions were partially reduced, and 2 were completely exited. The largest of these moves: Sold out: Ishares 20+ Year Treasury Bd (TLT); Sold out: Ishares Core S&p Small-cap E (IJR); New buy: Ishares Russell 1000 Value E (IWD); New buy: Vanguard Russell 1000 Value (VONV); Add: Ss Spdr S&p 500 ETF Trust-us (SPY) — shares +67.76%
What sectors does Wernau Asset Management Inc. focus on?
Wernau Asset Management Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 59.2%
• Communication Services: 17.6%
• Financials: 10.1%
• Health Care: 4.4%
• Consumer Discretionary: 3.5%
• Consumer Staples: 2.7%
Investment Profile
Wernau Asset Management Inc. returned an annualized 21.3% over the trailing 18 months — outperforming the S&P 500 by 2.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.95 (roughly in line with the market) and a 50% quarterly batting average against the index.
Its portfolio is concentrated and long-term-holding, with 59.2% of the portfolio concentrated in Information Technology.
Its concentration score has risen from 76 to 96 over the past 4 quarters — a shift toward higher-conviction positions.
It has added to its CSCO position over the past two quarters (+$744.3K, now $2.3M), while trimming IWB over the same stretch (-$158.3K, still holding $237.5K).
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Developer Access
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