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Wellington Shields Capital Management, LLC 13F Holdings & Recent Stock Buys (Q2 2026)
Wellington Shields Capital Management, LLCCIK: 0001506071
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$788.4M
Reporting period: 2026-06-30 · Number of holdings: 335
Wellington Shields Capital Management, LLC disclosed 335 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $788.4M and a quarterly turnover rate of 34.5%.
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Personality snowflake
- Concentration
- 7.97
- Portfolio Stability
- 34.54
- Momentum
- 100
- Sector conviction
- 53.74
- Diversification
- 100
- Sizing Uniformity
- 76.18
Wellington Shields Capital Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.020 — mathematically equivalent to about 50 equally-sized positions, well below its 335 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.38), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd BE
-2.9% $25.3M
Sold out XOM
Add AMD
-0.1% $19.4M
New buy 30233Q108
Trim MSFT
-12.8% -$5.6M
Trim GOOG
-32.2% -$6.0M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 335 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BE | Bloom Energy Corp- A | Stock-Industrials | 5.95% | +2.70% | -2.95% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 5.10% | -1.77% | -12.81% | |
| 3 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.94% | +0.15% | -1.01% | |
| 4 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 3.84% | -1.60% | -32.18% | |
| 5 | AMD | Advanced Micro Devices | Stock-Tech | 3.78% | +2.21% | -0.10% | |
| 6 | AAPL | Apple Inc | Stock-Tech | 3.67% | -0.38% | -6.06% | |
| 7 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.34% | -0.11% | +0.17% | |
| 8 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.03% | -0.16% | +0.97% | |
| 9 | AXP | American Express Co | Stock-Financials | 2.05% | -0.27% | -6.46% | |
| 10 | PANW | Palo Alto Networks Inc | Stock-Tech | 2.03% | +0.81% | -7.11% | |
| 11 | QXO | Qxo Inc | Stock-Industrials | 2.00% | +0.05% | +36.25% | |
| 12 | MA | Mastercard Inc - A | Stock-Financials | 1.88% | -0.47% | -7.98% | |
| 13 | PWR | Quanta Services Inc | Stock-Industrials | 1.85% | +0.17% | -0.22% | |
| 14 | ✓ | Stock-Other | 1.78% | +1.78% | NEW | ||
| 15 | SOXX | Ishares Semiconductor ETF | ETF-Other | 1.70% | +0.56% | -9.37% | |
| 16 | MKSI | Mks Inc | Stock-Tech | 1.68% | -0.12% | -42.99% | |
| 17 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.57% | +0.34% | +32.29% | |
| 18 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 1.53% | +0.03% | -14.15% | |
| 19 | BA | Boeing Co/the | Stock-Industrials | 1.52% | -0.23% | -5.27% | |
| 20 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.49% | +0.71% | +73.14% | |
| 21 | BX | Blackstone Inc | Stock-Financials | 1.44% | -0.47% | -12.84% | |
| 22 | XME | Ss Spdr S&p Metals Mining | ETF-Other | 1.38% | -0.17% | +6.12% | |
| 23 | COF | Capital One Financial CORP | Stock-Financials | 1.27% | -0.02% | +5.87% | |
| 24 | AVGO | Broadcom Inc | Stock-Tech | 1.13% | +0.30% | +31.15% | |
| 25 | NVDA | Nvidia CORP | Stock-Tech | 1.04% | -0.36% | -23.07% | |
| 26 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.95% | +0.23% | -8.86% | |
| 27 | RTX | Rtx CORP | Stock-Industrials | 0.94% | +0.06% | +28.49% | |
| 28 | GEV | GE Vernova Inc | Stock-Industrials | 0.81% | +0.28% | +35.01% | |
| 29 | RDDT | Reddit Inc-cl A | Stock-Comm Services | 0.74% | +0.08% | +2.53% | |
| 30 | APO | Apollo Global Management Inc | Stock-Financials | 0.72% | -0.20% | -12.84% | |
| 31 | LIN | Linde plc | Stock-Materials | 0.71% | -0.06% | +3.86% | |
| 32 | GLW | Corning Inc | Stock-Tech | 0.66% | +0.13% | -21.83% | |
| 33 | MCK | Mckesson CORP | Stock-Healthcare | 0.65% | -0.24% | -1.10% | |
| 34 | XBI | Ss Spdr S&p Biotech ETF | ETF-Tech | 0.64% | +0.59% | +1042.32% | |
| 35 | FLO | Flowers Foods Inc | Stock-Consumer Staples | 0.59% | -0.13% | — | |
| 36 | PSNL | Personalis Inc | Stock-Other | 0.58% | +0.26% | — | |
| 37 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.52% | +0.01% | +8.56% | |
| 38 | IBM | Intl Business Machines CORP | Stock-Tech | 0.52% | -0.15% | -20.37% | |
| 39 | EW | Edwards Lifesciences CORP | Stock-Healthcare | 0.51% | -0.06% | -5.68% | |
| 40 | ASML | ASML Holding N.V. | Stock-Tech | 0.51% | +0.14% | +8.06% | |
| 41 | BLK | Blackrock Inc | Stock-Financials | 0.49% | -0.09% | — | |
| 42 | ITW | Illinois Tool Works | Stock-Industrials | 0.48% | -0.07% | -1.59% | |
| 43 | UBER | Uber Technologies Inc | Stock-Industrials | 0.47% | +0.45% | +2662.19% | |
| 44 | WMT | Walmart Inc | Stock-Consumer Staples | 0.43% | -0.13% | +0.05% | |
| 45 | PPC | Pilgrim's Pride CORP | Stock-Consumer Staples | 0.42% | +0.42% | NEW | |
| 46 | SLV | Ishares Silver Trust | ETF-Commodities | 0.42% | -0.21% | -1.13% | |
| 47 | PDD | Pdd Holdings Inc | Stock-Consumer Disc | 0.41% | +0.41% | NEW | |
| 48 | ETN | Eaton Corporation plc | Stock-Industrials | 0.41% | +0.01% | +0.90% | |
| 49 | CW | Curtiss-wright CORP | Stock-Industrials | 0.41% | +0.03% | +13.43% | |
| 50 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.41% | -0.25% | -29.42% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+0.1%
Performance Last 4 Quarters
+28%
- Stdev
- +14.1%
- Beta
- +0.95
- Alpha
- +0.6%
- Max Drawdown
- -8.8%
- Annualized Perf
- +20.3%
- Batting Avg vs S&P
- +52.8%
- Sortino
- +3.2
- Stutzer
- +0.43
- Treynor
- +0.21
- Sterling
- +1.28
- Calmar
- +2.31
- Information Ratio
- -0.06
- Tracking Error
- +7%
- Stdev Down
- +6.1%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +46.5%
- Worst 12 Months
- +3.2%
- Efficiency Ratio
- +0.62
- Sharpe
- +1.39
- Stdev Sectors
- +9%
- Skewness
- +0.85
- Kurtosis
- +2.26
- Upside Potential
- +4.85
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 335 | $788.4M | 35 | ||
| 2026 Q1 | 326 | $666.2M | 24 | ||
| 2025 Q4 | 316 | $685.8M | 14 | ||
| 2025 Q3 | 335 | $658.9M | 39 | ||
| 2025 Q2 | 322 | $591.0M | 0 | ||
| 2025 Q1 | 313 | $551.4M | 100 | ||
| 2024 Q4 | 306 | $565.4M | 0 | ||
| 2024 Q3 | 313 | $575.3M | 0 | ||
| 2024 Q2 | 307 | $549.3M | 0 | ||
| 2024 Q1 | 304 | $530.4M | 0 | ||
| 2023 Q4 | 300 | $801.6M | 0 | ||
| 2023 Q3 | 304 | $757.8M | 0 | ||
| 2023 Q2 | 312 | $819.0M | 0 | ||
| 2023 Q1 | 320 | $831.2M | 0 | ||
| 2022 Q4 | 312 | $824.0M | 0 | ||
| 2022 Q3 | 303 | $420.6M | 0 | ||
| 2022 Q2 | 302 | $805.5M | 0 | ||
| 2022 Q1 | 319 | $913.6M | 0 | ||
| 2021 Q4 | 282 | $781.2M | 0 | ||
| 2021 Q3 | 262 | $733.0M | 0 | ||
| 2021 Q2 | 289 | $827.2M | 100 | ||
| 2021 Q1 | 277 | $1.1B | 45 | ||
| 2020 Q4 | 258 | $747.5M | 26 | ||
| 2020 Q3 | 224 | $630.5M | 24 | ||
| 2020 Q2 | 236 | $623.0M | 28 | ||
| 2020 Q1 | 233 | $529.7M | 27 | ||
| 2019 Q4 | 263 | $650.7M | 17 | ||
| 2019 Q3 | 264 | $614.6M | 18 | ||
| 2019 Q2 | 280 | $603.5M | 13 | ||
| 2019 Q1 | 283 | $587.8M | 20 | ||
| 2018 Q4 | 276 | $529.2M | 26 | ||
| 2018 Q3 | 314 | $620.0M | 18 | ||
| 2018 Q2 | 312 | $604.9M | 25 | ||
| 2018 Q1 | 330 | $661.5M | 22 | ||
| 2017 Q4 | 331 | $644.2M | 18 | ||
| 2017 Q3 | 321 | $609.1M | 19 | ||
| 2017 Q2 | 326 | $612.9M | 16 | ||
| 2017 Q1 | 332 | $620.0M | 16 | ||
| 2016 Q4 | 318 | $603.0M | 25 | ||
| 2016 Q3 | 316 | $574.4M | 19 | ||
| 2016 Q2 | 317 | $591.4M | 17 | ||
| 2016 Q1 | 314 | $570.8M | 25 | ||
| 2015 Q4 | 314 | $589.6M | 23 | ||
| 2015 Q3 | 310 | $580.7M | 29 | ||
| 2015 Q2 | 346 | $653.2M | 17 | ||
| 2015 Q1 | 352 | $667.8M | 23 | ||
| 2014 Q4 | 341 | $628.6M | 23 | ||
| 2014 Q3 | 349 | $602.9M | 19 | ||
| 2014 Q2 | 365 | $638.9M | 26 | ||
| 2014 Q1 | 355 | $584.5M | 23 | ||
| 2013 Q4 | 321 | $557.2M | 21 | ||
| 2013 Q3 | 321 | $522.8M | 29 | ||
| 2013 Q2 | 341 | $565.3M | — |
Holding changes this quarter
Wellington Shields Capital Management, LLC's most significant position changes for 2026-06-30: Sold out: Exxon Mobil CORP (XOM); New buy: ; Sold out: Block Inc (XYZ); New buy: Pilgrim's Pride CORP (PPC); New buy: Pdd Holdings Inc (PDD).
Showing top 200 changes by size (of 355 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BE | Bloom Energy Corp- A | +2.7% | -2.95% | Trim |
| 2 | AMD | Advanced Micro Devices | +2.2% | -0.10% | Trim |
| 3 | ✓ | +1.8% | NEW | New buy | |
| 4 | PANW | Palo Alto Networks Inc | +0.8% | -7.11% | Trim |
| 5 | LLY | Eli Lilly & Co | +0.7% | +73.14% | Add |
| 6 | XBI | Ss Spdr S&p Biotech ETF | +0.6% | +1042.32% | Add |
| 7 | SOXX | Ishares Semiconductor ETF | +0.6% | -9.37% | Trim |
| 8 | UBER | Uber Technologies Inc | +0.5% | +2662.19% | Add |
| 9 | PPC | Pilgrim's Pride CORP | +0.4% | NEW | New buy |
| 10 | PDD | Pdd Holdings Inc | +0.4% | NEW | New buy |
| 11 | DCH | Dauch Corporation | +0.4% | NEW | New buy |
| 12 | VOO | Vanguard S&p 500 ETF | +0.3% | +32.29% | Add |
| 13 | CLS | Celestica Inc | +0.3% | NEW | New buy |
| 14 | AVGO | Broadcom Inc | +0.3% | +31.15% | Add |
| 15 | GEV | GE Vernova Inc | +0.3% | +35.01% | Add |
| 16 | PSNL | Personalis Inc | +0.3% | — | Unchanged |
| 17 | MP | Mp Materials CORP | +0.3% | +209.83% | Add |
| 18 | SMH | Vaneck Semiconductor ETF | +0.2% | -8.86% | Trim |
| 19 | DELL | Dell Technologies -c | +0.2% | -3.66% | Trim |
| 20 | TKR | Timken Co | +0.2% | NEW | New buy |
| 21 | PWR | Quanta Services Inc | +0.2% | -0.22% | Trim |
| 22 | GOOGL | Alphabet Inc-cl A | +0.2% | -1.01% | Trim |
| 23 | ASML | ASML Holding N.V. | +0.1% | +8.06% | Add |
| 24 | GLW | Corning Inc | +0.1% | -21.83% | Trim |
| 25 | CVS | Cvs Health CORP | +0.1% | +121.31% | Add |
| 26 | MRVL | Marvell Technology Inc | +0.1% | NEW | New buy |
| 27 | AMAT | Applied Materials Inc | +0.1% | — | Unchanged |
| 28 | INTC | Intel CORP | +0.1% | -27.46% | Trim |
| 29 | ✓ | +0.1% | NEW | New buy | |
| 30 | ✓ | +0.1% | NEW | New buy | |
| 31 | RDDT | Reddit Inc-cl A | +0.1% | +2.53% | Add |
| 32 | UPS | United Parcel Service-cl B | +0.1% | +392.96% | Add |
| 33 | EWJ | Ishares Msci Japan ETF | +0.1% | +436.67% | Add |
| 34 | FPS | Forgent Power Solutions Inc | +0.1% | NEW | New buy |
| 35 | IWM | Ishares Russell 2000 ETF | +0.1% | +85.19% | Add |
| 36 | URA | Global X Uranium ETF | +0.1% | +109.09% | Add |
| 37 | RTX | Rtx CORP | +0.1% | +28.49% | Add |
| 38 | UNP | Union Pacific CORP | +0.1% | +29.37% | Add |
| 39 | QXO | Qxo Inc | +0.1% | +36.25% | Add |
| 40 | SPG | Simon Property Group Inc | +0.1% | +15.53% | Add |
| 41 | MU | Micron Technology Inc | +0.1% | -45.81% | Trim |
| 42 | RKLB | Rocket Lab CORP | +0.1% | +17.86% | Add |
| 43 | FCX | Freeport-mcmoran Inc | +0.1% | +299.46% | Add |
| 44 | TSEM | Tower Semiconductor Ltd. | +0.1% | NEW | New buy |
| 45 | XAR | Ss Spdr S&p Aerospace Def | +0.1% | NEW | New buy |
| 46 | EWY | Ishares Msci South Korea ETF | +0.1% | NEW | New buy |
| 47 | VNQ | Vanguard Real Estate ETF | +0.1% | NEW | New buy |
| 48 | TEM | Tempus Ai Inc-cl A | 0% | +26.89% | Add |
| 49 | MRK | Merck & Co. Inc. | 0% | +45.90% | Add |
| 50 | STRL | Sterling Infrastructure Inc | 0% | -7.50% | Trim |
1–50 of 200
Filing History
FAQ
What is Wellington Shields Capital Management, LLC and what type of investor is it?
Wellington Shields Capital Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $788.4M, spread across 335 disclosed positions.
What are Wellington Shields Capital Management, LLC's largest equity positions?
Based on the latest 13F filing, Wellington Shields Capital Management, LLC's top holdings by market value are:
1. Bloom Energy Corp- A (BE) — $46.9M (6.0%)
2. Microsoft CORP (MSFT) — $40.2M (5.1%)
3. Alphabet Inc-cl A (GOOGL) — $31.0M (3.9%)
4. Alphabet Inc-cl C (GOOG) — $30.3M (3.8%)
5. Advanced Micro Devices (AMD) — $29.8M (3.8%)
What changes did Wellington Shields Capital Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Wellington Shields Capital Management, LLC made 163 notable position adjustments: 23 new positions were initiated, 54 existing holdings were added to, 75 positions were partially reduced, and 11 were completely exited. The largest of these moves: Sold out: Exxon Mobil CORP (XOM); New buy: ; Sold out: Block Inc (XYZ); New buy: Pilgrim's Pride CORP (PPC); New buy: Pdd Holdings Inc (PDD)
What sectors does Wellington Shields Capital Management, LLC focus on?
Wellington Shields Capital Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 28.4%
• Industrials: 22.3%
• Financials: 16.5%
• Communication Services: 10.9%
• Health Care: 6.4%
• Consumer Discretionary: 5.8%
Investment Profile
Wellington Shields Capital Management, LLC returned an annualized 20.3% over the trailing 36 months — outperforming the S&P 500 by 0.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.95 (roughly in line with the market) and a 53% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active.
Its turnover score has risen from 0 to 35 over the past 4 quarters — a shift toward more active trading.
It has added to its BE position over the past two quarters (+$32.8M, now $46.9M), while trimming MSFT over the same stretch (-$14.1M, still holding $40.2M).
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Developer Access
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