CM
Capital Management Associates /ny/ 13F Filing (Q2 2026) — Top Positions & Stock Picks
Capital Management Associates /ny/CIK: 0000825293
ContrarianDiversified strategyQuality / disciplined sizing
Total reported value
$77.7M
Reporting period: 2026-06-30 · Number of holdings: 44
CAPITAL MANAGEMENT ASSOCIATES /NY/ disclosed 44 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $77.7M and a quarterly turnover rate of 34.5%.
Browse other institutions with under $100M AUMBrowse other institutions starting with "C"
Personality snowflake
- Concentration
- 13.01
- Portfolio Stability
- 34.51
- Momentum
- 0
- Sector conviction
- 55.06
- Diversification
- 88
- Sizing Uniformity
- 93.36
Capital Management Associates /ny/'s disclosed holdings carry a Herfindahl concentration index of 0.033 — mathematically equivalent to about 31 equally-sized positions, close to its 44 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.66), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out XOM
Add BE
-18.3% $2.5M
Add PANW
0.0% $1.8M
Add AMAT
0.0% $1.7M
New buy 30233Q108
New buy FCX
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BE | Bloom Energy Corp- A | Stock-Industrials | 6.97% | +2.04% | -18.26% | |
| 2 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 5.52% | -0.21% | — | |
| 3 | PWR | Quanta Services Inc | Stock-Industrials | 5.19% | +0.08% | — | |
| 4 | NVDA | Nvidia CORP | Stock-Tech | 4.99% | -0.63% | — | |
| 5 | PANW | Palo Alto Networks Inc | Stock-Tech | 4.39% | +1.73% | — | |
| 6 | AMAT | Applied Materials Inc | Stock-Tech | 4.07% | +1.59% | — | |
| 7 | LLY | Eli Lilly & Co | Stock-Healthcare | 4.01% | +0.04% | — | |
| 8 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.58% | -0.57% | — | |
| 9 | GEV | GE Vernova Inc | Stock-Industrials | 3.48% | +0.15% | — | |
| 10 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.37% | -0.43% | — | |
| 11 | ASML | ASML Holding N.V. | Stock-Tech | 3.26% | +0.46% | — | |
| 12 | WMT | Walmart Inc | Stock-Consumer Staples | 3.24% | -1.34% | — | |
| 13 | CW | Curtiss-wright CORP | Stock-Industrials | 2.93% | -0.46% | — | |
| 14 | MSFT | Microsoft CORP | Stock-Tech | 2.64% | -0.74% | — | |
| 15 | IBM | Intl Business Machines CORP | Stock-Tech | 2.53% | -0.29% | — | |
| 16 | BLK | Blackrock Inc | Stock-Financials | 2.35% | -0.68% | — | |
| 17 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 2.33% | -1.33% | — | |
| 18 | AAPL | Apple Inc | Stock-Tech | 2.20% | -0.29% | — | |
| 19 | TSLA | Tesla Inc | Stock-Consumer Disc | 2.16% | -0.31% | — | |
| 20 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.05% | -0.34% | — | |
| 21 | MCK | Mckesson CORP | Stock-Healthcare | 1.99% | -0.96% | — | |
| 22 | CEG | Constellation Energy | Stock-Utilities | 1.76% | -0.79% | — | |
| 23 | LIN | Linde plc | Stock-Materials | 1.67% | -0.39% | — | |
| 24 | ROST | Ross Stores Inc | Stock-Consumer Disc | 1.64% | -0.52% | — | |
| 25 | ✓ | Stock-Other | 1.56% | +1.56% | NEW | ||
| 26 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 1.50% | -0.93% | — | |
| 27 | FCX | Freeport-mcmoran Inc | Stock-Materials | 1.38% | +1.38% | NEW | |
| 28 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 1.35% | -0.36% | — | |
| 29 | CLS | Celestica Inc | Stock-Tech | 1.31% | +1.31% | NEW | |
| 30 | MP | Mp Materials CORP | Stock-Materials | 1.30% | +1.30% | NEW | |
| 31 | MU | Micron Technology Inc | Stock-Tech | 1.26% | +1.26% | NEW | |
| 32 | NEE | Nextera Energy Inc | Stock-Utilities | 1.24% | -0.46% | — | |
| 33 | XBI | Ss Spdr S&p Biotech ETF | ETF-Tech | 1.22% | -0.05% | — | |
| 34 | CVS | Cvs Health CORP | Stock-Healthcare | 1.20% | +1.20% | NEW | |
| 35 | MRVL | Marvell Technology Inc | Stock-Tech | 1.15% | +1.15% | NEW | |
| 36 | LNG | Cheniere Energy Inc | Stock-Energy | 1.08% | -0.57% | — | |
| 37 | SLB | Slb LTD | Stock-Energy | 1.02% | -0.43% | — | |
| 38 | IBB | Ishares Biotechnology ETF | ETF-Tech | 0.98% | -0.14% | — | |
| 39 | XME | Ss Spdr S&p Metals Mining | ETF-Other | 0.96% | -0.30% | — | |
| 40 | APO | Apollo Global Management Inc | Stock-Financials | 0.91% | -0.20% | — | |
| 41 | BX | Blackstone Inc | Stock-Financials | 0.91% | -0.24% | — | |
| 42 | URA | Global X Uranium ETF | ETF-Other | 0.70% | +0.70% | NEW | |
| 43 | AVGO | Broadcom Inc | Stock-Tech | 0.49% | +0.49% | NEW | |
| 44 | BAC | Bank Of America CORP | Stock-Financials | 0.15% | -0.01% | — |
Portfolio Performance
Performance for Q3 2026
+0.2%
Performance Last 4 Quarters
+26.3%
- Stdev
- +16.1%
- Beta
- +1.17
- Alpha
- -1.6%
- Max Drawdown
- -11%
- Annualized Perf
- +22.6%
- Batting Avg vs S&P
- +58.3%
- Sortino
- +2.93
- Stutzer
- +0.41
- Treynor
- +0.19
- Sterling
- +1.36
- Calmar
- +2.05
- Information Ratio
- +0.3
- Tracking Error
- +6%
- Stdev Down
- +7.4%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +42.4%
- Worst 12 Months
- +5%
- Efficiency Ratio
- +0.61
- Sharpe
- +1.35
- Stdev Sectors
- +9.1%
- Skewness
- +0.41
- Kurtosis
- +0.38
- Upside Potential
- +4.56
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 44 | $77.7M | 35 | ||
| 2026 Q1 | 36 | $60.2M | 31 | ||
| 2025 Q4 | 39 | $68.2M | 27 | ||
| 2025 Q3 | 42 | $67.0M | 44 | ||
| 2025 Q2 | 43 | $61.3M | 0 | ||
| 2025 Q1 | 40 | $51.2M | 100 | ||
| 2024 Q4 | 69 | $84.9M | 0 | ||
| 2024 Q3 | 78 | $89.8M | 0 | ||
| 2024 Q2 | 73 | $84.4M | 0 | ||
| 2024 Q1 | 75 | $83.9M | 0 | ||
| 2023 Q4 | 80 | $78.5M | 0 | ||
| 2023 Q3 | 79 | $67.9M | 0 | ||
| 2023 Q2 | 79 | $68.0M | 0 | ||
| 2023 Q1 | 91 | $65.9M | 0 | ||
| 2022 Q4 | 91 | $67.3M | 0 | ||
| 2022 Q3 | 75 | $68.7M | 0 | ||
| 2022 Q2 | 75 | $67.9M | 0 | ||
| 2022 Q1 | 79 | $93.2M | 0 | ||
| 2021 Q4 | 69 | $102.2M | 0 | ||
| 2021 Q3 | 69 | $101.4M | 0 | ||
| 2021 Q2 | 76 | $104.1M | 97 | ||
| 2021 Q1 | 74 | $97.2M | 25 | ||
| 2020 Q4 | 69 | $91.6M | 40 | ||
| 2020 Q3 | 69 | $75.8M | 23 | ||
| 2020 Q2 | 73 | $71.0M | 53 | ||
| 2020 Q1 | 74 | $55.4M | 65 | ||
| 2019 Q4 | 93 | $72.4M | 40 | ||
| 2019 Q3 | 91 | $64.7M | 54 | ||
| 2019 Q2 | 102 | $61.6M | 26 | ||
| 2019 Q1 | 109 | $64.2M | 40 | ||
| 2018 Q4 | 104 | $52.8M | 61 | ||
| 2018 Q3 | 132 | $80.7M | 24 | ||
| 2018 Q2 | 140 | $80.1M | 51 | ||
| 2018 Q1 | 119 | $65.0M | 36 | ||
| 2017 Q4 | 121 | $70.0M | 29 | ||
| 2017 Q3 | 124 | $70.2M | 28 | ||
| 2017 Q2 | 121 | $66.3M | 35 | ||
| 2017 Q1 | 125 | $66.9M | 25 | ||
| 2016 Q4 | 117 | $63.8M | 26 | ||
| 2016 Q3 | 116 | $63.3M | 29 | ||
| 2016 Q2 | 114 | $58.9M | 30 | ||
| 2016 Q1 | 108 | $55.2M | 39 | ||
| 2015 Q4 | 134 | $68.8M | 32 | ||
| 2015 Q3 | 137 | $65.0M | 35 | ||
| 2015 Q2 | 146 | $75.8M | 28 | ||
| 2015 Q1 | 144 | $75.3M | 34 | ||
| 2014 Q4 | 133 | $68.3M | 29 | ||
| 2014 Q3 | 137 | $66.4M | 5 | ||
| 2014 Q2 | 365 | $638.9M | 0 | ||
| 2014 Q1 | 134 | $69.0M | 30 | ||
| 2013 Q4 | 126 | $67.9M | 27 | ||
| 2013 Q3 | 127 | $65.2M | 34 | ||
| 2013 Q2 | 128 | $61.1M | 0 |
Holding changes this quarter
Capital Management Associates /ny/'s most significant position changes for 2026-06-30: Sold out: Exxon Mobil CORP (XOM); New buy: ; New buy: Freeport-mcmoran Inc (FCX); New buy: Celestica Inc (CLS); New buy: Mp Materials CORP (MP).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BE | Bloom Energy Corp- A | +2% | -18.26% | Trim |
| 2 | PANW | Palo Alto Networks Inc | +1.7% | — | Unchanged |
| 3 | AMAT | Applied Materials Inc | +1.6% | — | Unchanged |
| 4 | ✓ | +1.6% | NEW | New buy | |
| 5 | FCX | Freeport-mcmoran Inc | +1.4% | NEW | New buy |
| 6 | CLS | Celestica Inc | +1.3% | NEW | New buy |
| 7 | MP | Mp Materials CORP | +1.3% | NEW | New buy |
| 8 | MU | Micron Technology Inc | +1.3% | NEW | New buy |
| 9 | CVS | Cvs Health CORP | +1.2% | NEW | New buy |
| 10 | MRVL | Marvell Technology Inc | +1.2% | NEW | New buy |
| 11 | URA | Global X Uranium ETF | +0.7% | NEW | New buy |
| 12 | AVGO | Broadcom Inc | +0.5% | NEW | New buy |
| 13 | ASML | ASML Holding N.V. | +0.5% | — | Unchanged |
| 14 | GEV | GE Vernova Inc | +0.2% | — | Unchanged |
| 15 | PWR | Quanta Services Inc | +0.1% | — | Unchanged |
| 16 | LLY | Eli Lilly & Co | 0% | — | Unchanged |
| 17 | BAC | Bank Of America CORP | 0% | — | Unchanged |
| 18 | XBI | Ss Spdr S&p Biotech ETF | -0.1% | — | Unchanged |
| 19 | IBB | Ishares Biotechnology ETF | -0.1% | — | Unchanged |
| 20 | APO | Apollo Global Management Inc | -0.2% | — | Unchanged |
| 21 | GOOGL | Alphabet Inc-cl A | -0.2% | — | Unchanged |
| 22 | BX | Blackstone Inc | -0.2% | — | Unchanged |
| 23 | IBM | Intl Business Machines CORP | -0.3% | — | Unchanged |
| 24 | AAPL | Apple Inc | -0.3% | — | Unchanged |
| 25 | XME | Ss Spdr S&p Metals Mining | -0.3% | — | Unchanged |
| 26 | TSLA | Tesla Inc | -0.3% | — | Unchanged |
| 27 | RSP | Invesco S&p 500 Equal Weight | -0.3% | — | Unchanged |
| 28 | TMO | Thermo Fisher Scientific Inc | -0.4% | — | Unchanged |
| 29 | LIN | Linde plc | -0.4% | — | Unchanged |
| 30 | AMZN | Amazon.com Inc | -0.4% | — | Unchanged |
| 31 | SLB | Slb LTD | -0.4% | — | Unchanged |
| 32 | CW | Curtiss-wright CORP | -0.5% | — | Unchanged |
| 33 | NEE | Nextera Energy Inc | -0.5% | — | Unchanged |
| 34 | ROST | Ross Stores Inc | -0.5% | — | Unchanged |
| 35 | JPM | Jpmorgan Chase & Co | -0.6% | — | Unchanged |
| 36 | LNG | Cheniere Energy Inc | -0.6% | — | Unchanged |
| 37 | NVDA | Nvidia CORP | -0.6% | — | Unchanged |
| 38 | BLK | Blackrock Inc | -0.7% | — | Unchanged |
| 39 | MSFT | Microsoft CORP | -0.7% | — | Unchanged |
| 40 | CEG | Constellation Energy | -0.8% | — | Unchanged |
| 41 | PLTR | Palantir Technologies Inc-a | -0.9% | — | Unchanged |
| 42 | MCK | Mckesson CORP | -1% | — | Unchanged |
| 43 | GDX | Vaneck Gold Miners ETF | -1.3% | — | Unchanged |
| 44 | WMT | Walmart Inc | -1.3% | — | Unchanged |
| 45 | XOM | Exxon Mobil CORP | -2.5% | EXIT | Sold out |
Filing History
FAQ
What is Capital Management Associates /ny/ and what type of investor is it?
Capital Management Associates /ny/ is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $77.7M, spread across 44 disclosed positions.
What are Capital Management Associates /ny/'s largest equity positions?
Based on the latest 13F filing, Capital Management Associates /ny/'s top holdings by market value are:
1. Bloom Energy Corp- A (BE) — $5.4M (7.0%)
2. Alphabet Inc-cl A (GOOGL) — $4.3M (5.5%)
3. Quanta Services Inc (PWR) — $4.0M (5.2%)
4. Nvidia CORP (NVDA) — $3.9M (5.0%)
5. Palo Alto Networks Inc (PANW) — $3.4M (4.4%)
What changes did Capital Management Associates /ny/ make in its most recent portfolio filing?
In the latest reported quarter, Capital Management Associates /ny/ made 11 notable position adjustments: 9 new positions were initiated, 0 existing holdings were added to, 1 positions were partially reduced, and 1 were completely exited. The largest of these moves: Sold out: Exxon Mobil CORP (XOM); New buy: ; New buy: Freeport-mcmoran Inc (FCX); New buy: Celestica Inc (CLS); New buy: Mp Materials CORP (MP)
What sectors does Capital Management Associates /ny/ focus on?
Capital Management Associates /ny/ is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 33.0%
• Industrials: 20.6%
• Health Care: 9.5%
• Financials: 8.8%
• Consumer Discretionary: 8.0%
• Communication Services: 6.1%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Capital Management Associates /ny/ returned an annualized 22.6% over the trailing 36 months — underperforming the S&P 500 by 1.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.17 (more volatile than the market) and a 58% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 33.0% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 35 over the past 4 quarters — a shift toward more active trading.
It has added to its BE position over the past two quarters (+$3.1M, now $5.4M), while trimming PLTR over the same stretch (-$610.8K, still holding $1.2M).
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Developer Access
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