CIK: 0001383221
Total reported value
$81.3M
Reporting period: 2016-09-30 · Number of holdings: 51
Tradewinds Global Investors, LLC disclosed 51 holdings in its latest 13F filing for the period ending 2016-09-30, with total reported value of $81.3M and a quarterly turnover rate of 180.0%.
Browse other institutions with under $100M AUMBrowse other institutions starting with "T"
Tradewinds Global Investors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.028 — mathematically equivalent to about 36 equally-sized positions, close to its 51 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.66), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add ING
-87.2% -$17.8M
Add TS
-86.5% -$19.6M
Add PKX
-88.4% -$14.1M
Add SAP
-89.3% -$13.6M
Add GSK
-87.6% -$13.8M
Add SKMEUR
-92.9% -$42.1M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AXS | AXIS Capital Holdings Limited | Stock-Financials | 5.10% | +0.66% | -93.86% | |
| 2 | SKMEUR | Sk Telecom Co Ltd-spon Adr | Stock-Other | 4.27% | +1.31% | -92.95% | |
| 3 | NTTYY | Ntt INC - Adr | Stock-Other | 4.25% | +0.84% | -93.24% | |
| 4 | R6C2 | Royal Dutch Shell-spon Adr-b | Stock-Other | 3.97% | +0.29% | -93.95% | |
| 5 | ING | Ing Groep N.v.-sponsored Adr | Stock-Financials | 3.97% | +2.60% | -87.15% | |
| 6 | TM | Toyota Motor CORP -spon Adr | Stock-Consumer Disc | 3.90% | +0.88% | -94.12% | |
| 7 | SKYW | Skywest INC | Stock-Industrials | 3.85% | — | -73.24% | |
| 8 | TS | Tenaris Sa-adr | Stock-Other | 3.71% | +2.24% | -86.45% | |
| 9 | SNY | Sanofi-adr | Stock-Healthcare | 3.51% | +1.31% | -90.76% | |
| 10 | TEVA | Teva Pharmaceutical-sp Adr | Stock-Healthcare | 3.41% | +0.09% | -94.08% | |
| 11 | ✓ | Agrium INC | Stock-Other | 3.33% | -0.11% | -95.10% | |
| 12 | ✓ | Stock-Other | 2.91% | — | -17.98% | ||
| 13 | FLEX | Flex Ltd. | Stock-Tech | 2.82% | +1.02% | -92.84% | |
| 14 | CNQ | Canadian Natural Resources | Stock-Energy | 2.72% | +0.81% | -92.76% | |
| 15 | PKX | Posco Holdings INC -spon Adr | Stock-Other | 2.67% | +1.61% | -88.37% | |
| 16 | SAP | Sap Se-sponsored Adr | Stock-Tech | 2.51% | +1.49% | -89.30% | |
| 17 | CBAN | Colony Bankcorp, Inc. | Stock-Other | 2.40% | — | -85.32% | |
| 18 | GSK | GSK plc ADRhedged | Stock-Healthcare | 2.39% | +1.37% | -87.56% | |
| 19 | ERIC | Ericsson (lm) Tel-sp Adr | Stock-Tech | 2.24% | +0.07% | -94.18% | |
| 20 | CITUSD | Cit Group INC | Stock-Other | 2.17% | +1.24% | -89.20% | |
| 21 | GT | Goodyear Tire & Rubber Co | Stock-Consumer Disc | 2.14% | +0.59% | -94.20% | |
| 22 | MAN | Manpowergroup INC | Stock-Industrials | 2.08% | +0.70% | -92.88% | |
| 23 | AES | Aes CORP | Stock-Utilities | 2.08% | +0.50% | -93.26% | |
| 24 | CCJ | Cameco CORP | Stock-Energy | 2.01% | +0.28% | -92.15% | |
| 25 | MU | Micron Technology INC | Stock-Tech | 1.86% | +0.81% | -92.76% | |
| 26 | CNA | Cna Financial CORP | Stock-Other | 1.68% | +0.92% | -89.31% | |
| 27 | LXPUSD | Lxp Industrial Trust | Stock-Other | 1.58% | +0.57% | -91.87% | |
| 28 | ✓ | Stock-Other | 1.54% | — | -85.96% | ||
| 29 | ✓ | Leucadia Natl CORP | Stock-Other | 1.52% | — | -84.40% | |
| 30 | MDRX | Veradigm INC | Stock-Other | 1.48% | — | -80.42% | |
| 31 | CTLEUR | Centurylink INC | Stock-Other | 1.46% | -1.03% | -96.73% | |
| 32 | IPXLEUR | Impax Laboratories INC | Stock-Other | 1.45% | — | -84.51% | |
| 33 | AON | Aon plc | Stock-Financials | 1.42% | — | +9.34% | |
| 34 | BG | Bunge Global SA | Stock-Consumer Staples | 1.25% | -1.01% | -97.08% | |
| 35 | BBY | Best Buy Co INC | Stock-Consumer Disc | 1.08% | — | -68.38% | |
| 36 | KT | Kt Corp-sp Adr | Stock-Other | 1.04% | — | -91.76% | |
| 37 | TG7 | Triumph Group INC | Stock-Other | 1.02% | — | -87.77% | |
| 38 | FSLR | First Solar INC | Stock-Tech | 0.93% | — | -84.23% | |
| 39 | ✓ | Dsw INC | Stock-Other | 0.92% | +0.15% | -93.41% | |
| 40 | BRSEUR | Bristow Group INC | Stock-Other | 0.70% | — | -67.00% | |
| 41 | IPG | Interpublic Group Of Cos INC | Stock-Other | 0.65% | -0.44% | -96.75% | |
| 42 | CBZ | Cbiz INC | Stock-Other | 0.59% | — | -68.77% | |
| 43 | ✓ | Stock-Other | 0.49% | — | -68.30% | ||
| 44 | PHG | Koninklijke Philips Nvr- Ny | Stock-Healthcare | 0.44% | — | -86.33% | |
| 45 | ✓ | Arctic Cat INC | Stock-Other | 0.43% | — | -71.03% | |
| 46 | NRG | Nrg Energy INC | Stock-Utilities | 0.41% | — | -95.74% | |
| 47 | FOSL | Fossil Group INC | Stock-Other | 0.39% | — | -68.54% | |
| 48 | SU | Suncor Energy INC | Stock-Energy | 0.37% | — | -2.97% | |
| 49 | LSAK | Lesaka Technologies INC | Stock-Other | 0.33% | — | -67.52% | |
| 50 | RCL | Royal Caribbean Cruises Ltd. | Stock-Consumer Disc | 0.30% | -1.10% | -98.86% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-09-30 | 51 | $81.3M | 100 | |
| 2016-06-30 | 174 | $1.5B | 25 | |
| 2016-03-31 | 135 | $1.7B | 26 | |
| 2015-12-31 | 137 | $1.7B | 34 | |
| 2015-09-30 | 131 | $2.0B | 24 | |
| 2015-06-30 | 117 | $2.3B | 29 | |
| 2015-03-31 | 123 | $2.5B | 41 | |
| 2014-12-31 | 105 | $2.5B | 45 | |
| 2014-09-30 | 97 | $2.7B | 27 | |
| 2014-06-30 | 93 | $3.0B | 55 | |
| 2014-03-31 | 97 | $4.0B | 29 | |
| 2013-12-31 | 111 | $4.0B | 19 | |
| 2013-09-30 | 118 | $3.8B | 61 | |
| 2013-06-30 | 114 | $3.3B | 0 |
Tradewinds Global Investors, LLC's most significant position changes for 2016-09-30: Sold out: UBS Group AG (UBS); Sold out: Bp Plc-spons Adr (BP); Sold out: Citigroup INC (C); Sold out: Pfizer INC (PFE); Sold out: Oracle CORP (ORCL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ING | Ing Groep N.v.-sponsored Adr | +2.6% | -87.15% | Trim |
| 2 | TS | Tenaris Sa-adr | +2.2% | -86.45% | Trim |
| 3 | PKX | Posco Holdings INC -spon Adr | +1.6% | -88.37% | Trim |
| 4 | SAP | Sap Se-sponsored Adr | +1.5% | -89.30% | Trim |
| 5 | GSK | GSK plc ADRhedged | +1.4% | -87.56% | Trim |
| 6 | SKMEUR | Sk Telecom Co Ltd-spon Adr | +1.3% | -92.95% | Trim |
| 7 | SNY | Sanofi-adr | +1.3% | -90.76% | Trim |
| 8 | CITUSD | Cit Group INC | +1.2% | -89.20% | Trim |
| 9 | FLEX | Flex Ltd. | +1% | -92.84% | Trim |
| 10 | CNA | Cna Financial CORP | +0.9% | -89.31% | Trim |
| 11 | TM | Toyota Motor CORP -spon Adr | +0.9% | -94.12% | Trim |
| 12 | NTTYY | Ntt INC - Adr | +0.8% | -93.24% | Trim |
| 13 | CNQ | Canadian Natural Resources | +0.8% | -92.76% | Trim |
| 14 | MU | Micron Technology INC | +0.8% | -92.76% | Trim |
| 15 | MAN | Manpowergroup INC | +0.7% | -92.88% | Trim |
| 16 | AXS | AXIS Capital Holdings Limited | +0.7% | -93.86% | Trim |
| 17 | GT | Goodyear Tire & Rubber Co | +0.6% | -94.20% | Trim |
| 18 | LXPUSD | Lxp Industrial Trust | +0.6% | -91.87% | Trim |
| 19 | AES | Aes CORP | +0.5% | -93.26% | Trim |
| 20 | R6C2 | Royal Dutch Shell-spon Adr-b | +0.3% | -93.95% | Trim |
| 21 | CCJ | Cameco CORP | +0.3% | -92.15% | Trim |
| 22 | ✓ | Dsw INC | +0.2% | -93.41% | Trim |
| 23 | TEVA | Teva Pharmaceutical-sp Adr | +0.1% | -94.08% | Trim |
| 24 | ERIC | Ericsson (lm) Tel-sp Adr | +0.1% | -94.18% | Trim |
| 25 | ✓ | Agrium INC | -0.1% | -95.10% | Trim |
| 26 | IPG | Interpublic Group Of Cos INC | -0.4% | -96.75% | Trim |
| 27 | BG | Bunge Global SA | -1% | -97.08% | Trim |
| 28 | CTLEUR | Centurylink INC | -1% | -96.73% | Trim |
| 29 | RCL | Royal Caribbean Cruises Ltd. | -1.1% | -98.86% | Trim |
| 30 | UBS | UBS Group AG | — | EXIT | Sold out |
| 31 | BP | Bp Plc-spons Adr | — | EXIT | Sold out |
| 32 | C | Citigroup INC | — | EXIT | Sold out |
| 33 | PFE | Pfizer INC | — | EXIT | Sold out |
| 34 | ORCL | Oracle CORP | — | EXIT | Sold out |
| 35 | AIG | American International Group | — | EXIT | Sold out |
| 36 | ALLY | Ally Financial INC | — | EXIT | Sold out |
| 37 | CSCO | Cisco Systems INC | — | EXIT | Sold out |
| 38 | CSX | Csx CORP | — | EXIT | Sold out |
| 39 | HSBC | Hsbc Holdings Plc-spons Adr | — | EXIT | Sold out |
| 40 | GM | General Motors Co | — | EXIT | Sold out |
| 41 | AAPL | Apple INC | — | EXIT | Sold out |
| 42 | GILD | Gilead Sciences INC | — | EXIT | Sold out |
| 43 | ✓ | Brf SA | — | EXIT | Sold out |
| 44 | AEP | American Electric Power Company, Inc. | — | EXIT | Sold out |
| 45 | EXC | Exelon CORP | — | EXIT | Sold out |
| 46 | ✓ | Mylan N V | — | EXIT | Sold out |
| 47 | TIME1EUR | Time INC | — | EXIT | Sold out |
| 48 | ✓ | — | EXIT | Sold out | |
| 49 | ✓ | Adecoagro SA | — | EXIT | Sold out |
| 50 | XOM | Exxon Mobil CORP | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-10 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-11 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-12 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-16 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-12 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-14 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-14 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-19 | Amendment | View on EDGAR |
| 2013-12-31 | 2014-02-14 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001845151
Total reported value
$81.3M
3 stks
2025-09-30
Stale — no recent filing
AUM within 0.0% of this institution
CIK 0001854024
Total reported value
$81.3M
5 stks
2025-09-30
Stale — no recent filing
AUM within 0.0% of this institution
CIK 0001912226
Total reported value
$81.4M
14 stks
2026-03-31
AUM within 0.1% of this institution
Institutions with overlapping top holdings
CIK 0000811393
Total reported value
$166.8M
324 stks
2014-06-30
Stale — no recent filing
1 of the top 5 holdings overlap, including Ing Groep N.v.-sponsored Adr
CIK 0001027799
Total reported value
$72.2M
75 stks
2018-03-31
Stale — no recent filing
1 of the top 5 holdings overlap, including Ing Groep N.v.-sponsored Adr
CIK 0001351407
Total reported value
$345.5M
43 stks
2026-03-31
1 of the top 5 holdings overlap, including AXIS Capital Holdings Limited