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Tower View Wealth Management LLC 13F Filings Tracker & Latest Positions (Q3 2026)
Tower View Wealth Management LLCCIK: 0001729045
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$231.0M
Reporting period: 2026-09-30 · Number of holdings: 193
Tower View Wealth Management LLC disclosed 193 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $231.0M and a quarterly turnover rate of 16.0%.
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Personality snowflake
- Concentration
- 11.97
- Portfolio Stability
- 16.04
- Momentum
- 100
- Sector conviction
- 68.33
- Diversification
- 100
- Sizing Uniformity
- 78.09
Tower View Wealth Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 33 equally-sized positions, well below its 193 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.19), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd MSFT
+8.4% $3.3M
New buy NOC
Add NVDA
+5.1% $2.1M
Trim NVMI
+5.0% -$1.6M
Add CAT
+707.0% $1.6M
Trim UTHR
-96.8% -$1.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 7.46% | -0.11% | +4.75% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 5.40% | +0.83% | +5.12% | |
| 3 | LLY | Eli Lilly & Co | Stock-Healthcare | 4.82% | -0.23% | +0.62% | |
| 4 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 4.81% | -0.12% | -2.86% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 4.34% | +1.38% | +8.38% | |
| 6 | VUG | Vanguard Growth ETF | ETF-Other | 3.94% | -0.14% | -6.11% | |
| 7 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 3.87% | -0.12% | +2.05% | |
| 8 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.29% | +0.18% | +2.65% | |
| 9 | PWR | Quanta Services Inc | Stock-Industrials | 3.22% | -0.38% | +1.81% | |
| 10 | V | Visa Inc-class A Shares | Stock-Financials | 3.07% | +0.28% | +6.81% | |
| 11 | PH | Parker Hannifin CORP | Stock-Industrials | 2.94% | +0.61% | +31.22% | |
| 12 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.93% | +0.05% | +7.25% | |
| 13 | GRMN | Garmin Ltd. | Stock-Tech | 2.73% | +0.52% | +3.87% | |
| 14 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 2.65% | — | +4.23% | |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.59% | -0.01% | -1.05% | |
| 16 | PM | Philip Morris International | Stock-Consumer Staples | 2.01% | +0.09% | +0.82% | |
| 17 | NVMI | Nova Ltd. | Stock-Other | 1.98% | -0.72% | +5.03% | |
| 18 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.94% | -0.13% | -3.51% | |
| 19 | EWY | Ishares Msci South Korea ETF | ETF-Other | 1.59% | -0.10% | +5.36% | |
| 20 | AMD | Advanced Micro Devices | Stock-Tech | 1.59% | +0.09% | +1.89% | |
| 21 | ETN | Eaton Corporation plc | Stock-Industrials | 1.57% | +0.03% | +2.82% | |
| 22 | AVGO | Broadcom Inc | Stock-Tech | 1.57% | +0.04% | +12.41% | |
| 23 | DRS | Leonardo Drs Inc | Stock-Industrials | 1.52% | -0.21% | +4.28% | |
| 24 | ADI | Analog Devices Inc | Stock-Tech | 1.51% | +0.01% | +2.42% | |
| 25 | VGT | Vanguard Info Tech ETF | ETF-Tech | 1.50% | +0.03% | -1.66% | |
| 26 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.44% | +0.11% | +9.10% | |
| 27 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 1.44% | -0.16% | -0.85% | |
| 28 | APH | Amphenol Corp-cl A | Stock-Tech | 1.43% | -0.06% | +104.00% | |
| 29 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 1.31% | -0.13% | -2.88% | |
| 30 | GS | Goldman Sachs Group Inc | Stock-Financials | 1.26% | +0.23% | +40.33% | |
| 31 | ARM | Arm Holdings Plc-adr | Stock-Tech | 1.11% | -0.19% | +6.38% | |
| 32 | LRCX | Lam Research CORP | Stock-Tech | 1.08% | -0.31% | +4.38% | |
| 33 | ISRG | Intuitive Surgical Inc | Stock-Healthcare | 1.04% | +0.04% | +3.61% | |
| 34 | SXT | Sensient Technologies CORP | Stock-Materials | 1.01% | +0.05% | +0.89% | |
| 35 | CSCO | Cisco Systems Inc | Stock-Tech | 0.89% | -0.07% | +2.94% | |
| 36 | MU | Micron Technology Inc | Stock-Tech | 0.88% | -0.03% | +5.91% | |
| 37 | ASX | Ase Technology Holding -adr | Stock-Tech | 0.86% | -0.01% | +1.49% | |
| 38 | CAT | Caterpillar Inc | Stock-Industrials | 0.85% | +0.71% | +707.02% | |
| 39 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.84% | +0.84% | NEW | |
| 40 | UNP | Union Pacific CORP | Stock-Industrials | 0.78% | +0.28% | +57.33% | |
| 41 | HD | Home Depot Inc | Stock-Consumer Disc | 0.76% | -0.22% | -2.82% | |
| 42 | ABBV | Abbvie Inc | Stock-Healthcare | 0.55% | +0.03% | +5.02% | |
| 43 | WMT | Walmart Inc | Stock-Consumer Staples | 0.51% | -0.08% | -3.60% | |
| 44 | ECHO | Echostar Corp-a | Stock-Comm Services | 0.46% | -0.08% | -2.44% | |
| 45 | OII | Oceaneering Intl Inc | Stock-Energy | 0.44% | +0.44% | NEW | |
| 46 | ✓ | Stock-Other | 0.44% | -0.12% | -1.70% | ||
| 47 | INTC | Intel CORP | Stock-Tech | 0.41% | +0.41% | NEW | |
| 48 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.34% | -0.02% | -6.98% | |
| 49 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.25% | -0.02% | -4.94% | |
| 50 | ✓ | Stock-Other | 0.23% | -0.02% | +5.08% |
1–50 of 193
Portfolio Performance
Performance for Q4 2026
-1.2%
Performance Last 4 Quarters
+12%
- Stdev
- +13.7%
- Beta
- +1.04
- Alpha
- -3.2%
- Max Drawdown
- -10.3%
- Annualized Perf
- +20.9%
- Batting Avg vs S&P
- +47.2%
- Sortino
- +2.93
- Stutzer
- +0.43
- Treynor
- +0.19
- Sterling
- +1.26
- Calmar
- +2.04
- Information Ratio
- -0.44
- Tracking Error
- +5.1%
- Stdev Down
- +6.8%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +36%
- Worst 12 Months
- +2.3%
- Efficiency Ratio
- +0.62
- Sharpe
- +1.46
- Stdev Sectors
- +11.2%
- Skewness
- +0.01
- Kurtosis
- +0.14
- Upside Potential
- +4.49
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 193 | $231.0M | 16 | ||
| 2026 Q2 | 205 | $227.4M | 23 | ||
| 2026 Q1 | 204 | $194.8M | 20 | ||
| 2025 Q4 | 176 | $202.2M | 24 | ||
| 2025 Q3 | 174 | $193.3M | 39 | ||
| 2025 Q2 | 194 | $192.9M | 0 | ||
| 2025 Q1 | 186 | $171.7M | 100 | ||
| 2024 Q4 | 196 | $189.2M | 0 | ||
| 2024 Q3 | 195 | $182.7M | 0 | ||
| 2024 Q2 | 183 | $174.2M | 0 | ||
| 2024 Q1 | 193 | $170.9M | 0 | ||
| 2023 Q4 | 183 | $161.3M | 0 | ||
| 2023 Q3 | 179 | $142.4M | 0 | ||
| 2023 Q2 | 185 | $147.5M | 0 | ||
| 2023 Q1 | 157 | $148.8M | 0 | ||
| 2022 Q4 | 165 | $143.9M | 0 | ||
| 2022 Q3 | 171 | $131.5M | 0 | ||
| 2022 Q2 | 163 | $136.1M | 0 | ||
| 2022 Q1 | 187 | $185.9M | 0 | ||
| 2021 Q4 | 191 | $196.3M | 0 | ||
| 2021 Q3 | 222 | $180.3M | 0 | ||
| 2021 Q2 | 180 | $197.5M | 96 | ||
| 2021 Q1 | 203 | $182.7M | 26 | ||
| 2020 Q4 | 174 | $175.9M | 21 | ||
| 2020 Q3 | 160 | $153.6M | 22 | ||
| 2020 Q2 | 157 | $136.7M | 43 | ||
| 2020 Q1 | 119 | $110.8M | 38 | ||
| 2019 Q4 | 146 | $132.0M | 17 | ||
| 2019 Q3 | 145 | $121.2M | 9 | ||
| 2019 Q2 | 139 | $117.2M | 27 | ||
| 2019 Q1 | 144 | $112.7M | 26 | ||
| 2018 Q4 | 139 | $96.8M | 35 | ||
| 2018 Q3 | 161 | $114.4M | 23 | ||
| 2018 Q2 | 146 | $106.0M | 26 | ||
| 2018 Q1 | 140 | $100.1M | 26 | ||
| 2017 Q4 | 147 | $108.5M | 0 |
Holding changes this quarter
Tower View Wealth Management LLC's most significant position changes for 2026-09-30: New buy: Northrop Grumman CORP (NOC); New buy: Oceaneering Intl Inc (OII); New buy: Intel CORP (INTC); Sold out: Spotify Technology S.A. (SPOT); Sold out: Exxon Mobil CORP (XOM).
Showing top 200 changes by size (of 212 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | +1.4% | +8.38% | Add |
| 2 | NOC | Northrop Grumman CORP | +0.8% | NEW | New buy |
| 3 | NVDA | Nvidia CORP | +0.8% | +5.12% | Add |
| 4 | CAT | Caterpillar Inc | +0.7% | +707.02% | Add |
| 5 | PH | Parker Hannifin CORP | +0.6% | +31.22% | Add |
| 6 | GRMN | Garmin Ltd. | +0.5% | +3.87% | Add |
| 7 | OII | Oceaneering Intl Inc | +0.4% | NEW | New buy |
| 8 | INTC | Intel CORP | +0.4% | NEW | New buy |
| 9 | V | Visa Inc-class A Shares | +0.3% | +6.81% | Add |
| 10 | UNP | Union Pacific CORP | +0.3% | +57.33% | Add |
| 11 | GS | Goldman Sachs Group Inc | +0.2% | +40.33% | Add |
| 12 | AMZN | Amazon.com Inc | +0.2% | +2.65% | Add |
| 13 | AMGN | Amgen Inc | +0.2% | +4215.79% | Add |
| 14 | ✓ | +0.1% | NEW | New buy | |
| 15 | JPM | Jpmorgan Chase & Co | +0.1% | +9.10% | Add |
| 16 | PM | Philip Morris International | +0.1% | +0.82% | Add |
| 17 | AMD | Advanced Micro Devices | +0.1% | +1.89% | Add |
| 18 | JNJ | Johnson & Johnson | +0.1% | +74.55% | Add |
| 19 | IBKR | Interactive Brokers Gro-cl A | +0.1% | +5005.00% | Add |
| 20 | VZ | Verizon Communications Inc | +0.1% | NEW | New buy |
| 21 | GOOGL | Alphabet Inc-cl A | +0.1% | +7.25% | Add |
| 22 | SXT | Sensient Technologies CORP | +0.1% | +0.89% | Add |
| 23 | T | At&t Inc | +0.1% | +396.66% | Add |
| 24 | VXUS | Vanguard Total Intl Stock | +0.1% | +122.36% | Add |
| 25 | AVGO | Broadcom Inc | 0% | +12.41% | Add |
| 26 | ISRG | Intuitive Surgical Inc | 0% | +3.61% | Add |
| 27 | BNY | Bank Of New York Mellon CORP | 0% | NEW | New buy |
| 28 | USB | US Bancorp | 0% | NEW | New buy |
| 29 | ETN | Eaton Corporation plc | 0% | +2.82% | Add |
| 30 | VGT | Vanguard Info Tech ETF | 0% | -1.66% | Trim |
| 31 | ABBV | Abbvie Inc | 0% | +5.02% | Add |
| 32 | PSX | Phillips 66 | 0% | +0.56% | Add |
| 33 | CNQ | Canadian Natural Resources | 0% | +23.16% | Add |
| 34 | ADI | Analog Devices Inc | 0% | +2.42% | Add |
| 35 | MRK | Merck & Co. Inc. | 0% | +0.72% | Add |
| 36 | CME | Cme Group Inc | 0% | — | Unchanged |
| 37 | BLK | Blackrock Inc | 0% | — | Unchanged |
| 38 | FLKR | Franklin Ftse South Korea | 0% | +2080.00% | Add |
| 39 | TMO | Thermo Fisher Scientific Inc | 0% | -4.46% | Trim |
| 40 | BMY | Bristol-myers Squibb Co | 0% | +0.78% | Add |
| 41 | ✓ | Alpha Tau Medical LTD | 0% | — | Unchanged |
| 42 | COP | Conocophillips | 0% | +0.60% | Add |
| 43 | PFE | Pfizer Inc | 0% | +1.51% | Add |
| 44 | P | Everpure Inc-a | 0% | — | Unchanged |
| 45 | COST | Costco Wholesale CORP | — | +4.23% | Add |
| 46 | CG | Carlyle Group Inc/the | — | -11.09% | Trim |
| 47 | VCSH | Vanguard S/t CORP Bond ETF | — | -11.58% | Trim |
| 48 | QUS | Ss Spdr Msci U Stratfact ETF | — | EXIT | Sold out |
| 49 | IWF | Ishares Russell 1000 Growth | — | -36.55% | Trim |
| 50 | MA | Mastercard Inc - A | — | -4.57% | Trim |
1–50 of 200
Filing History
FAQ
What is Tower View Wealth Management LLC and what type of investor is it?
Tower View Wealth Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $231.0M, spread across 193 disclosed positions.
What are Tower View Wealth Management LLC's largest equity positions?
Based on the latest 13F filing, Tower View Wealth Management LLC's top holdings by market value are:
1. Taiwan Semiconductor-sp Adr (TSM) — $17.2M (7.5%)
2. Nvidia CORP (NVDA) — $12.5M (5.4%)
3. Eli Lilly & Co (LLY) — $11.1M (4.8%)
4. Ste Str Spdr Pt S&p 500 ETF (SPYM) — $11.1M (4.8%)
5. Microsoft CORP (MSFT) — $10.0M (4.3%)
What changes did Tower View Wealth Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Tower View Wealth Management LLC made 145 notable position adjustments: 7 new positions were initiated, 83 existing holdings were added to, 37 positions were partially reduced, and 18 were completely exited. The largest of these moves: New buy: Northrop Grumman CORP (NOC); New buy: Oceaneering Intl Inc (OII); New buy: Intel CORP (INTC); Sold out: Spotify Technology S.A. (SPOT); Sold out: Exxon Mobil CORP (XOM)
What sectors does Tower View Wealth Management LLC focus on?
Tower View Wealth Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 41.1%
• Industrials: 15.8%
• Communication Services: 9.8%
• Health Care: 9.3%
• Financials: 8.5%
• Consumer Staples: 7.1%
Investment Profile
Tower View Wealth Management LLC returned an annualized 20.9% over the trailing 36 months — underperforming the S&P 500 by 3.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.04 (roughly in line with the market) and a 47% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 41.1% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 39 to 16 over the past 4 quarters — a shift toward longer holding periods.
It has added to its TSM position over the past two quarters (+$4.9M, now $17.2M), while trimming MCD over the same stretch (-$3.2M, still holding $381.3K).
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Developer Access
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