TP
Three Peaks Capital Management, LLC SEC 13F Disclosure Analysis
Three Peaks Capital Management, LLCCIK: 0001598013
Diversified strategySector-focusedQuality / disciplined sizing
Total reported value
$300.6M
Reporting period: 2021-09-30 · Number of holdings: 87
Three Peaks Capital Management, LLC disclosed 87 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $300.6M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 5.63
- Portfolio Stability
- 0
- Momentum/Contrarian
- 50
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 95.24
Three Peaks Capital Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 71 equally-sized positions, close to its 87 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.48), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 7% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Recent moves
No holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | LPLA | Lpl Financial Holdings INC | Stock-Financials | 2.88% | — | +9.74% | |
| 2 | ALLY | Ally Financial INC | Stock-Financials | 2.57% | — | +8.56% | |
| 3 | IQV | Iqvia Holdings INC | Stock-Healthcare | 2.30% | — | -2.97% | |
| 4 | SSNC | Ss&c Technologies Holdings | Stock-Tech | 2.10% | — | -2.72% | |
| 5 | CHDN | Churchill Downs INC | Stock-Consumer Disc | 2.03% | — | +40.50% | |
| 6 | AVTR | Avantor INC | Stock-Healthcare | 1.97% | — | -0.44% | |
| 7 | BALL | Ball CORP | Stock-Consumer Disc | 1.94% | — | +34.47% | |
| 8 | NDAQ | Nasdaq INC | Stock-Financials | 1.93% | — | -3.50% | |
| 9 | CTLTEUR | Catalent INC | Stock-Other | 1.86% | — | -1.78% | |
| 10 | MSI | Motorola Solutions INC | Stock-Tech | 1.84% | — | -1.08% | |
| 11 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 1.78% | — | -2.79% | |
| 12 | AJG | Arthur J Gallagher & Co | Stock-Financials | 1.77% | — | +3.81% | |
| 13 | GFL | Gfl Environmental Inc-sub Vt | Stock-Other | 1.75% | — | +1.91% | |
| 14 | TRU | Transunion | Stock-Financials | 1.73% | — | -3.25% | |
| 15 | XYL | Xylem INC | Stock-Industrials | 1.70% | — | -1.11% | |
| 16 | TFX | Teleflex INC | Stock-Healthcare | 1.69% | — | -1.82% | |
| 17 | KEYS | Keysight Technologies In | Stock-Tech | 1.64% | — | -2.26% | |
| 18 | CDW | Cdw Corp/de | Stock-Tech | 1.60% | — | -3.16% | |
| 19 | ZBRA | Zebra Technologies Corp-cl A | Stock-Tech | 1.55% | — | -0.83% | |
| 20 | WCC | Wesco International INC | Stock-Industrials | 1.53% | — | -2.87% | |
| 21 | CZR | Caesars Entertainment INC | Stock-Consumer Disc | 1.50% | — | +25.18% | |
| 22 | DFSEUR | Discover Financial Services | Stock-Other | 1.49% | — | +6.23% | |
| 23 | MRVL | Marvell Technology INC | Stock-Tech | 1.43% | — | -3.39% | |
| 24 | BRO | Brown & Brown INC | Stock-Financials | 1.43% | — | -3.10% | |
| 25 | IT | Gartner INC | Stock-Tech | 1.42% | — | -3.14% | |
| 26 | ZBH | Zimmer Biomet Holdings INC | Stock-Healthcare | 1.41% | — | -24.97% | |
| 27 | MAT | Mattel INC | Stock-Consumer Disc | 1.39% | — | -3.31% | |
| 28 | LKQ | Lkq CORP | Stock-Consumer Disc | 1.28% | — | -1.86% | |
| 29 | BKIEUR | Black Knight INC | Stock-Other | 1.25% | — | +16.59% | |
| 30 | VRSK | Verisk Analytics INC | Stock-Industrials | 1.25% | — | -1.41% | |
| 31 | GT | Goodyear Tire & Rubber Co | Stock-Consumer Disc | 1.23% | — | +10.62% | |
| 32 | CLVT | Clarivate Plc | Stock-Other | 1.20% | — | +7.07% | |
| 33 | CWK | Cushman & Wakefield Limited | Stock-Other | 1.19% | — | +30.17% | |
| 34 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.18% | — | — | |
| 35 | BIO | Bio-rad Laboratories-a | Stock-Healthcare | 1.18% | — | -2.29% | |
| 36 | SJNK | Ss Spdr Bb St Hi Yield ETF | ETF-Other | 1.17% | — | — | |
| 37 | ELAN | Elanco Animal Health INC | Stock-Healthcare | 1.16% | — | -1.07% | |
| 38 | QRVO | Qorvo INC | Stock-Tech | 1.16% | — | +3.88% | |
| 39 | CCK | Crown Holdings INC | Stock-Consumer Disc | 1.15% | — | +8.95% | |
| 40 | PFGC | Performance Food Group Co | Stock-Consumer Staples | 1.15% | — | +12.96% | |
| 41 | ENTG | Entegris INC | Stock-Tech | 1.14% | — | +5.38% | |
| 42 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 1.14% | — | — | |
| 43 | HCA | Hca Healthcare INC | Stock-Healthcare | 1.14% | — | -3.93% | |
| 44 | USHY | Ishares Broad Usd High Yield | ETF-High Yield | 1.13% | — | — | |
| 45 | APTV | Aptiv PLC | Stock-Consumer Disc | 1.11% | — | -1.43% | |
| 46 | AQUAUSD | Evoqua Water Technologies Co | Stock-Other | 1.11% | — | +4.32% | |
| 47 | BR | Broadridge Financial Solutio | Stock-Tech | 1.10% | — | -2.74% | |
| 48 | ✓ | Stock-Other | 1.10% | — | -4.26% | ||
| 49 | AWK | American Water Works Co INC | Stock-Utilities | 1.08% | — | +3.29% | |
| 50 | PANW | Palo Alto Networks INC | Stock-Tech | 1.06% | — | — |
1–50 of 87
Portfolio Performance
Not enough priced holdings yet to compute performance
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2021-09-30 | 87 | $300.6M | 0 | |
| 2021-06-30 | 91 | $324.6M | 99 | |
| 2021-03-31 | 123 | $317.4M | 49 | |
| 2020-12-31 | 121 | $311.9M | 47 | |
| 2020-09-30 | 116 | $284.1M | 22 | |
| 2020-06-30 | 114 | $271.4M | 45 | |
| 2020-03-31 | 86 | $250.3M | 51 | |
| 2019-12-31 | 96 | $379.4M | 40 | |
| 2019-09-30 | 93 | $348.7M | 49 | |
| 2019-06-30 | 91 | $345.2M | 40 | |
| 2019-03-31 | 94 | $339.3M | 52 | |
| 2018-12-31 | 115 | $318.8M | 63 | |
| 2018-09-30 | 138 | $487.8M | 43 | |
| 2018-06-30 | 137 | $497.1M | 100 | |
| 2018-03-31 | 119 | $584.0M | 61 | |
| 2017-12-31 | 74 | $671.6M | 50 | |
| 2017-09-30 | 85 | $677.1M | 23 | |
| 2017-06-30 | 88 | $678.1M | 31 | |
| 2017-03-31 | 95 | $673.9M | 34 | |
| 2016-12-31 | 96 | $646.5M | 44 | |
| 2016-09-30 | 79 | $620.0M | 22 | |
| 2016-06-30 | 70 | $577.2M | 33 | |
| 2016-03-31 | 67 | $544.7M | 49 | |
| 2015-12-31 | 71 | $466.0M | 41 | |
| 2015-09-30 | 66 | $406.0M | 29 | |
| 2015-06-30 | 69 | $379.9M | 40 | |
| 2015-03-31 | 64 | $291.9M | 56 | |
| 2014-12-31 | 61 | $203.2M | 50 | |
| 2014-09-30 | 70 | $178.5M | 33 | |
| 2014-06-30 | 68 | $144.6M | 23 | |
| 2014-03-31 | 71 | $127.5M | 50 | |
| 2013-12-31 | 71 | $199.4M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2021-09-30 | 2021-10-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-14 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-12 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-28 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-05 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-23 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-06 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-17 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-15 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-06 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-25 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-29 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-23 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-26 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-14 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-30 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-09 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-04 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-04 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-07 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-02 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-04 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-03 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-14 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-12 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-12 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-07 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-06 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-10 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-13 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-11 | 13F-HR | View on EDGAR |
FAQ
What is Three Peaks Capital Management, LLC and what type of investor is it?
Three Peaks Capital Management, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $300.6M, spread across 87 disclosed positions.
What are Three Peaks Capital Management, LLC's largest equity positions?
Based on the latest 13F filing, Three Peaks Capital Management, LLC's top holdings by market value are:
1. Lpl Financial Holdings INC (LPLA) — $8.7M (2.9%)
2. Ally Financial INC (ALLY) — $7.7M (2.6%)
3. Iqvia Holdings INC (IQV) — $6.9M (2.3%)
4. Ss&c Technologies Holdings (SSNC) — $6.3M (2.1%)
5. Churchill Downs INC (CHDN) — $6.1M (2.0%)
What changes did Three Peaks Capital Management, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Three Peaks Capital Management, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Three Peaks Capital Management, LLC focus on?
Three Peaks Capital Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 37.5%
• Information Technology: 36.5%
• Industrials: 26.0%
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