TP
Three Peaks Capital Management, LLC Historical SEC 13F Holdings & Archive (Q3 2021)
Three Peaks Capital Management, LLCCIK: 0001598013
Diversified strategySector-focusedQuality / disciplined sizing
Total reported value
$300.6M
Reporting period: 2021-09-30 · Number of holdings: 87
Three Peaks Capital Management, LLC disclosed 87 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $300.6M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 5.63
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 95.24
Three Peaks Capital Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 71 equally-sized positions, close to its 87 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.48), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 7% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | LPLA | Lpl Financial Holdings Inc | Stock-Financials | 2.88% | — | +9.74% | |
| 2 | ALLY | Ally Financial Inc | Stock-Financials | 2.57% | — | +8.56% | |
| 3 | IQV | Iqvia Holdings Inc | Stock-Healthcare | 2.30% | — | -2.97% | |
| 4 | SSNC | Ss&c Technologies Holdings | Stock-Tech | 2.10% | — | -2.72% | |
| 5 | CHDN | Churchill Downs Inc | Stock-Consumer Disc | 2.03% | — | +40.50% | |
| 6 | AVTR | Avantor Inc | Stock-Healthcare | 1.97% | — | -0.44% | |
| 7 | BALL | Ball CORP | Stock-Consumer Disc | 1.94% | — | +34.47% | |
| 8 | NDAQ | Nasdaq Inc | Stock-Financials | 1.93% | — | -3.50% | |
| 9 | CTLTEUR | Catalent Inc | Stock-Other | 1.86% | — | -1.78% | |
| 10 | MSI | Motorola Solutions Inc | Stock-Tech | 1.84% | — | -1.08% | |
| 11 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 1.78% | — | -2.79% | |
| 12 | AJG | Arthur J Gallagher & Co | Stock-Financials | 1.77% | — | +3.81% | |
| 13 | GFL | Gfl Environmental Inc-sub Vt | Stock-Other | 1.75% | — | +1.91% | |
| 14 | TRU | Transunion | Stock-Financials | 1.73% | — | -3.25% | |
| 15 | XYL | Xylem Inc | Stock-Industrials | 1.70% | — | -1.11% | |
| 16 | TFX | Teleflex Inc | Stock-Healthcare | 1.69% | — | -1.82% | |
| 17 | KEYS | Keysight Technologies In | Stock-Tech | 1.64% | — | -2.26% | |
| 18 | CDW | Cdw Corp/de | Stock-Tech | 1.60% | — | -3.16% | |
| 19 | ZBRA | Zebra Technologies Corp-cl A | Stock-Tech | 1.55% | — | -0.83% | |
| 20 | WCC | Wesco International Inc | Stock-Industrials | 1.53% | — | -2.87% | |
| 21 | CZR | Caesars Entertainment Inc | Stock-Consumer Disc | 1.50% | — | +25.18% | |
| 22 | DFSEUR | Discover Financial Services | Stock-Other | 1.49% | — | +6.23% | |
| 23 | MRVL | Marvell Technology Inc | Stock-Tech | 1.43% | — | -3.39% | |
| 24 | BRO | Brown & Brown Inc | Stock-Financials | 1.43% | — | -3.10% | |
| 25 | IT | Gartner Inc | Stock-Tech | 1.42% | — | -3.14% | |
| 26 | ZBH | Zimmer Biomet Holdings Inc | Stock-Healthcare | 1.41% | — | -24.97% | |
| 27 | MAT | Mattel Inc | Stock-Consumer Disc | 1.39% | — | -3.31% | |
| 28 | LKQ | Lkq CORP | Stock-Consumer Disc | 1.28% | — | -1.86% | |
| 29 | BKIEUR | Black Knight Inc | Stock-Other | 1.25% | — | +16.59% | |
| 30 | VRSK | Verisk Analytics Inc | Stock-Industrials | 1.25% | — | -1.41% | |
| 31 | GT | Goodyear Tire & Rubber Co | Stock-Consumer Disc | 1.23% | — | +10.62% | |
| 32 | CLVT | Clarivate Plc | Stock-Other | 1.20% | — | +7.07% | |
| 33 | CWK | Cushman & Wakefield Limited | Stock-Other | 1.19% | — | +30.17% | |
| 34 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.18% | — | — | |
| 35 | BIO | Bio-rad Laboratories-a | Stock-Healthcare | 1.18% | — | -2.29% | |
| 36 | SJNK | Ss Spdr Bb St Hi Yield ETF | ETF-Other | 1.17% | — | — | |
| 37 | ELAN | Elanco Animal Health Inc | Stock-Healthcare | 1.16% | — | -1.07% | |
| 38 | QRVO | Qorvo Inc | Stock-Tech | 1.16% | — | +3.88% | |
| 39 | CCK | Crown Holdings Inc | Stock-Consumer Disc | 1.15% | — | +8.95% | |
| 40 | PFGC | Performance Food Group Co | Stock-Consumer Staples | 1.15% | — | +12.96% | |
| 41 | ENTG | Entegris Inc | Stock-Tech | 1.14% | — | +5.38% | |
| 42 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 1.14% | — | — | |
| 43 | HCA | Hca Healthcare Inc | Stock-Healthcare | 1.14% | — | -3.93% | |
| 44 | USHY | Ishares Broad Usd High Yield | ETF-High Yield | 1.13% | — | — | |
| 45 | APTV | Aptiv PLC | Stock-Consumer Disc | 1.11% | — | -1.43% | |
| 46 | AQUAUSD | Evoqua Water Technologies Co | Stock-Other | 1.11% | — | +4.32% | |
| 47 | BR | Broadridge Financial Solutio | Stock-Tech | 1.10% | — | -2.74% | |
| 48 | ✓ | Stock-Other | 1.10% | — | -4.26% | ||
| 49 | AWK | American Water Works Co Inc | Stock-Utilities | 1.08% | — | +3.29% | |
| 50 | PANW | Palo Alto Networks Inc | Stock-Tech | 1.06% | — | — |
1–50 of 87
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2021 Q3 | 87 | $300.6M | 0 | ||
| 2021 Q2 | 91 | $324.6M | 99 | ||
| 2021 Q1 | 123 | $317.4M | 49 | ||
| 2020 Q4 | 121 | $311.9M | 47 | ||
| 2020 Q3 | 116 | $284.1M | 22 | ||
| 2020 Q2 | 114 | $271.4M | 45 | ||
| 2020 Q1 | 86 | $250.3M | 51 | ||
| 2019 Q4 | 96 | $379.4M | 40 | ||
| 2019 Q3 | 93 | $348.7M | 49 | ||
| 2019 Q2 | 91 | $345.2M | 40 | ||
| 2019 Q1 | 94 | $339.3M | 52 | ||
| 2018 Q4 | 115 | $318.8M | 63 | ||
| 2018 Q3 | 138 | $487.8M | 43 | ||
| 2018 Q2 | 137 | $497.1M | 100 | ||
| 2018 Q1 | 119 | $584.0M | 61 | ||
| 2017 Q4 | 74 | $671.6M | 50 | ||
| 2017 Q3 | 85 | $677.1M | 23 | ||
| 2017 Q2 | 88 | $678.1M | 31 | ||
| 2017 Q1 | 95 | $673.9M | 34 | ||
| 2016 Q4 | 96 | $646.5M | 44 | ||
| 2016 Q3 | 79 | $620.0M | 22 | ||
| 2016 Q2 | 70 | $577.2M | 33 | ||
| 2016 Q1 | 67 | $544.7M | 49 | ||
| 2015 Q4 | 71 | $466.0M | 41 | ||
| 2015 Q3 | 66 | $406.0M | 29 | ||
| 2015 Q2 | 69 | $379.9M | 40 | ||
| 2015 Q1 | 64 | $291.9M | 56 | ||
| 2014 Q4 | 61 | $203.2M | 50 | ||
| 2014 Q3 | 70 | $178.5M | 33 | ||
| 2014 Q2 | 68 | $144.6M | 23 | ||
| 2014 Q1 | 71 | $127.5M | 50 | ||
| 2013 Q4 | 71 | $199.4M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Three Peaks Capital Management, LLC and what type of investor is it?
Three Peaks Capital Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $300.6M, spread across 87 disclosed positions.
What are Three Peaks Capital Management, LLC's largest equity positions?
Based on the latest 13F filing, Three Peaks Capital Management, LLC's top holdings by market value are:
1. Lpl Financial Holdings Inc (LPLA) — $8.7M (2.9%)
2. Ally Financial Inc (ALLY) — $7.7M (2.6%)
3. Iqvia Holdings Inc (IQV) — $6.9M (2.3%)
4. Ss&c Technologies Holdings (SSNC) — $6.3M (2.1%)
5. Churchill Downs Inc (CHDN) — $6.1M (2.0%)
What changes did Three Peaks Capital Management, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Three Peaks Capital Management, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Three Peaks Capital Management, LLC focus on?
Three Peaks Capital Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 37.5%
• Information Technology: 36.5%
• Industrials: 26.0%
Investment Profile
Three Peaks Capital Management, LLC's portfolio is broadly diversified and long-term-holding, with 37.5% of the portfolio concentrated in Financials.
Its turnover score has fallen from 22 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its CHDN position over the past two quarters (+$4.1M, now $6.1M), while trimming GPN over the same stretch (-$1.9M, still holding $2.6M).
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