CIK: 0001542294
Total reported value
$240.8M
Reporting period: 2022-09-30 · Number of holdings: 19
Third Security, LLC disclosed 19 holdings in its latest 13F filing for the period ending 2022-09-30, with total reported value of $240.8M and a quarterly turnover rate of 0.0%.
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Third Security, LLC's disclosed holdings carry a Herfindahl concentration index of 0.545 — mathematically equivalent to about 2 equally-sized positions, well below its 19 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.14), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 17% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PGEN | Precigen INC | Stock-Other | 73.50% | — | — | |
| 2 | KMI | Kinder Morgan INC | Stock-Energy | 2.18% | — | — | |
| 3 | ABBV | Abbvie INC | Stock-Healthcare | 2.15% | — | — | |
| 4 | IBM | Intl Business Machines CORP | Stock-Tech | 2.15% | — | +135.14% | |
| 5 | AAPL | Apple INC | Stock-Tech | 2.05% | — | — | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 1.93% | — | — | |
| 7 | VZ | Verizon Communications INC | Stock-Comm Services | 1.89% | — | +12.20% | |
| 8 | MO | Altria Group INC | Stock-Consumer Staples | 1.88% | — | — | |
| 9 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.76% | — | +1900.00% | |
| 10 | ABTUGBX | Aquabounty Technologies | Stock-Other | 1.72% | — | -0.97% | |
| 11 | CVX | Chevron CORP | Stock-Energy | 1.25% | — | +5.00% | |
| 12 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.22% | — | — | |
| 13 | D | Dominion Energy INC | Stock-Utilities | 1.15% | — | — | |
| 14 | MRK | Merck & Co. INC. | Stock-Healthcare | 1.10% | — | — | |
| 15 | PNC | Pnc Financial Services Group | Stock-Financials | 0.99% | — | — | |
| 16 | XOM | Exxon Mobil CORP | Stock-Energy | 0.99% | — | — | |
| 17 | DOW | Dow INC | Stock-Materials | 0.76% | — | — | |
| 18 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 0.75% | — | — | |
| 19 | CSCO | Cisco Systems INC | Stock-Tech | 0.58% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2022-09-30 | 19 | $240.8M | 0 | |
| 2022-06-30 | 19 | $182.1M | 0 | |
| 2022-03-31 | 19 | $252.3M | 0 | |
| 2021-12-31 | 9 | $345.2M | 0 | |
| 2021-09-30 | 11 | $514.5M | 0 | |
| 2021-06-30 | 11 | $708.8M | 100 | |
| 2021-03-31 | 7 | $738.6M | 39 | |
| 2020-12-31 | 11 | $1.1B | 81 | |
| 2020-09-30 | 14 | $483.1M | 40 | |
| 2020-06-30 | 12 | $603.7M | 38 | |
| 2020-03-31 | 11 | $465.7M | 100 | |
| 2019-12-31 | 12 | $619.9M | 8 | |
| 2019-09-30 | 14 | $667.3M | 25 | |
| 2019-06-30 | 14 | $848.8M | 35 | |
| 2019-03-31 | 16 | $670.2M | 18 | |
| 2018-12-31 | 19 | $733.3M | 71 | |
| 2018-09-30 | 21 | $1.5B | 28 | |
| 2018-06-30 | 18 | $1.2B | 13 | |
| 2018-03-31 | 20 | $1.4B | 22 | |
| 2017-12-31 | 20 | $1.2B | 38 | |
| 2017-09-30 | 20 | $1.6B | 29 | |
| 2017-06-30 | 20 | $2.0B | 18 | |
| 2017-03-31 | 22 | $1.7B | 25 | |
| 2016-12-31 | 21 | $1.9B | 15 | |
| 2016-09-30 | 21 | $2.1B | 17 | |
| 2016-06-30 | 23 | $1.9B | 31 | |
| 2016-03-31 | 23 | $2.6B | 19 | |
| 2015-12-31 | 22 | $2.5B | 8 | |
| 2015-09-30 | 23 | $2.5B | 42 | |
| 2015-06-30 | 21 | $3.8B | 15 | |
| 2015-03-31 | 23 | $3.6B | 48 | |
| 2014-12-31 | 23 | $2.2B | 34 | |
| 2014-09-30 | 22 | $1.6B | 28 | |
| 2014-06-30 | 24 | $2.1B | 9 | |
| 2014-03-31 | 23 | $2.3B | 12 | |
| 2013-12-31 | 24 | $2.1B | 7 | |
| 2013-09-30 | 23 | $2.0B | 100 | |
| 2013-06-30 | 22 | $417.9M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2022-09-30 | 2022-11-14 | Amendment | View on EDGAR |
| 2022-09-30 | 2022-11-10 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-28 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-13 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-14 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-10 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-12 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-17 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-16 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-16 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-10 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-13 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-03 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-13 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-09 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-06 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-14 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-14 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-30 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-01 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-06 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-07 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-09 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-03 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-03 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-10 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-11 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-01 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-20 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-10 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-24 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-05 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-05 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-31 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-25 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-12 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-12 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-12 | 13F-HR | View on EDGAR |
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