MI
Marshall Investment Management, LLC SEC 13F Holdings (Q2 2026) — Top Position: SPDR GOLD SHARES
Marshall Investment Management, LLCCIK: 0002022427
Diversified strategyMomentum followerSector-focused
Total reported value
$240.8M
Reporting period: 2026-06-30 · Number of holdings: 497
MARSHALL INVESTMENT MANAGEMENT, LLC disclosed 497 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $240.8M and a quarterly turnover rate of 29.5%.
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Personality snowflake
- Concentration
- 10.23
- Portfolio Stability
- 29.52
- Momentum
- 100
- Sector conviction
- 68.51
- Diversification
- 100
- Sizing Uniformity
- 65.74
Marshall Investment Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.026 — mathematically equivalent to about 39 equally-sized positions, well below its 497 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.43), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 34% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out RPV
New buy XMHQ
Trim GLD
+1.5% -$2.7M
Add CRWD
+4.1% $3.3M
Add SOXQ
+12.4% $2.8M
New buy NBOS
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 497 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GLD | Spdr Gold Shares | ETF-Commodities | 7.31% | -2.40% | +1.49% | |
| 2 | MFUS | Pimco Rafi Dynamic Multi-fac | ETF-Other | 5.14% | -0.31% | -5.26% | |
| 3 | XMHQ | Invesco S&p Midcap Qual ETF | ETF-Other | 4.49% | +4.49% | NEW | |
| 4 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 4.20% | -0.40% | +0.99% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 3.40% | -0.19% | +8.57% | |
| 6 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.38% | +0.16% | +5.95% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 2.85% | +0.48% | +21.78% | |
| 8 | FFLG | Fidelity Fndmntl L/c Grw ETF | ETF-Other | 2.85% | +0.07% | -5.27% | |
| 9 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 2.73% | +1.18% | +4.13% | |
| 10 | FELV | Fidelity Enh Lrg Cap Val ETF | ETF-Other | 2.66% | -0.16% | -5.18% | |
| 11 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.44% | +0.20% | +2.10% | |
| 12 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.40% | +0.09% | +7.79% | |
| 13 | RDVY | First Trust Rising Dividend | ETF-Other | 2.40% | +0.01% | -2.47% | |
| 14 | NVDA | Nvidia CORP | Stock-Tech | 2.31% | +0.07% | +4.12% | |
| 15 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 2.31% | +0.50% | +4.65% | |
| 16 | SOXQ | Invesco Phlx Semiconductor | ETF-Other | 2.21% | +1.00% | +12.35% | |
| 17 | FTHF | Ft Em Human Flourishing ETF | ETF-Other | 2.13% | +0.19% | -4.71% | |
| 18 | AIRR | First Trust Rba American Ind | ETF-Other | 2.12% | +0.25% | +9.34% | |
| 19 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.10% | +0.36% | +7.00% | |
| 20 | MFSB | Mfs Active Core Plus Bond | ETF-Other | 1.86% | -0.30% | -0.79% | |
| 21 | FLXR | Tcw Flexible Income ETF | ETF-Other | 1.65% | -0.26% | -0.04% | |
| 22 | WMT | Walmart Inc | Stock-Consumer Staples | 1.54% | -0.26% | +8.85% | |
| 23 | DUK | Duke Energy CORP | Stock-Utilities | 1.49% | -0.17% | +7.44% | |
| 24 | VZ | Verizon Communications Inc | Stock-Comm Services | 1.32% | -0.37% | +6.49% | |
| 25 | XAR | Ss Spdr S&p Aerospace Def | ETF-Other | 1.31% | +0.09% | +10.79% | |
| 26 | FV | First Trust Dw Focus 5 Fund | ETF-Other | 1.26% | -0.04% | -10.73% | |
| 27 | AMGN | Amgen Inc | Stock-Healthcare | 1.26% | -0.05% | +7.73% | |
| 28 | FPEI | First Trust Institutional Pr | ETF-Other | 1.24% | -0.20% | -2.03% | |
| 29 | LIT | Global X Lithium & Battery T | ETF-Other | 1.15% | +0.03% | +12.90% | |
| 30 | FDL | First Trust Morn Dvd Lead In | ETF-Other | 1.14% | -0.37% | -9.08% | |
| 31 | FVD | First Trust Value Line Dvd | ETF-Other | 1.12% | -0.15% | -0.96% | |
| 32 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.11% | -0.06% | +5.37% | |
| 33 | NLR | Vaneck Urani & Nuclr Etf-usd | ETF-Other | 1.10% | +0.10% | +45.94% | |
| 34 | XLI | Ss Industrial Select Sector | ETF-Other | 1.07% | +0.32% | +42.64% | |
| 35 | TDIV | Ft Nasdaq Tech Dvd Index Fd | ETF-Tech | 1.06% | +0.12% | +5.68% | |
| 36 | PAVE | Global X US Infrastructure | ETF-Other | 1.03% | -0.05% | -4.37% | |
| 37 | XSMO | Invesco S&p Smallcap Momentu | ETF-Other | 0.97% | +0.02% | -5.00% | |
| 38 | FTCS | First Trust Capital Strength | ETF-Other | 0.94% | -0.14% | -0.45% | |
| 39 | EIPX | Ft Energy Inc Partners Strat | ETF-Other | 0.86% | +0.08% | +30.06% | |
| 40 | NBOS | Neuberger Option Strategy Et | ETF-Other | 0.84% | +0.84% | NEW | |
| 41 | QQEW | First Tr Nasdaq-100 Sel Eq | ETF-Tech | 0.84% | +0.05% | -2.12% | |
| 42 | GRID | First Trst Nasd Cl Edg Sgiif | ETF-Other | 0.77% | +0.01% | +0.19% | |
| 43 | ARKW | Ark Next Generation Internet | ETF-Other | 0.77% | +0.02% | -1.84% | |
| 44 | SDVY | First Trust Smid Cap Rising | ETF-Other | 0.74% | -0.07% | -2.86% | |
| 45 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.71% | -0.13% | -15.69% | |
| 46 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.62% | -0.06% | -9.63% | |
| 47 | FTXH | First Trust Nasdaq Pharmaceu | ETF-Tech | 0.60% | -0.15% | -15.81% | |
| 48 | RDVI | Ft Vest Rising Dividend Achi | ETF-Other | 0.52% | +0.24% | +85.44% | |
| 49 | ARKX | Ark Space & Defense Innovati | ETF-Other | 0.51% | -0.02% | -4.10% | |
| 50 | XME | Ss Spdr S&p Metals Mining | ETF-Other | 0.48% | +0.02% | +20.95% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+1.9%
Performance Last 4 Quarters
+18.3%
- Stdev
- +12.4%
- Beta
- +0.89
- Alpha
- +1.2%
- Max Drawdown
- -5.7%
- Annualized Perf
- +19%
- Batting Avg vs S&P
- +50%
- Sortino
- +2.83
- Stutzer
- +0.43
- Treynor
- +0.2
- Sterling
- +1.21
- Calmar
- +3.32
- Information Ratio
- -0.24
- Tracking Error
- +3.7%
- Stdev Down
- +6.4%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +30.2%
- Worst 12 Months
- +17.1%
- Efficiency Ratio
- +0.54
- Sharpe
- +1.47
- Stdev Sectors
- +11.2%
- Skewness
- -0.31
- Kurtosis
- -0.07
- Upside Potential
- +4.25
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Marshall Investment Management, LLC's most significant position changes for 2026-06-30: New buy: Invesco S&p Midcap Qual ETF (XMHQ); Sold out: Invesco S&p 500 Pure Value E (RPV); New buy: Neuberger Option Strategy Et (NBOS); Sold out: First Trust Indxx Aero & Def (MISL); Sold out: First Trust Water ETF (FIW).
Showing top 200 changes by size (of 529 total)
1–50 of 200
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Marshall Investment Management, LLC and what type of investor is it?
Marshall Investment Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $240.8M, spread across 497 disclosed positions.
What are Marshall Investment Management, LLC's largest equity positions?
Based on the latest 13F filing, Marshall Investment Management, LLC's top holdings by market value are:
1. Spdr Gold Shares (GLD) — $17.6M (7.3%)
2. Pimco Rafi Dynamic Multi-fac (MFUS) — $12.4M (5.1%)
3. Invesco S&p Midcap Qual ETF (XMHQ) — $10.8M (4.5%)
4. Berkshire Hathaway Inc-cl B (BRK-B) — $10.1M (4.2%)
5. Microsoft CORP (MSFT) — $8.2M (3.4%)
What changes did Marshall Investment Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Marshall Investment Management, LLC made 184 notable position adjustments: 53 new positions were initiated, 72 existing holdings were added to, 38 positions were partially reduced, and 21 were completely exited. The largest of these moves: New buy: Invesco S&p Midcap Qual ETF (XMHQ); Sold out: Invesco S&p 500 Pure Value E (RPV); New buy: Neuberger Option Strategy Et (NBOS); Sold out: First Trust Indxx Aero & Def (MISL); Sold out: First Trust Water ETF (FIW)
What sectors does Marshall Investment Management, LLC focus on?
Marshall Investment Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 41.4%
• Health Care: 13.9%
• Communication Services: 11.6%
• Consumer Discretionary: 10.3%
• Financials: 8.4%
• Consumer Staples: 6.0%
Investment Profile
Marshall Investment Management, LLC returned an annualized 19.0% over the trailing 18 months — outperforming the S&P 500 by 1.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.89 (less volatile than the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 41.4% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 30 over the past 4 quarters — a shift toward more active trading.
It has added to its TSM position over the past two quarters (+$4.8M, now $5.6M), while trimming SPY over the same stretch (-$3.5M, still holding $1.7M).
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