TA
TCP Asset Management, LLC SEC 13F Holdings (Q3 2026) — Top Position: ISHARES CORE S&P 500 ETF
TCP Asset Management, LLCCIK: 0001961898
Diversified strategyMomentum followerSector-focused
Total reported value
$884.5M
Reporting period: 2026-09-30 · Number of holdings: 144
TCP Asset Management, LLC disclosed 144 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $884.5M and a quarterly turnover rate of 7.8%.
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Personality snowflake
- Concentration
- 21.38
- Portfolio Stability
- 7.76
- Momentum
- 100
- Sector conviction
- 97.26
- Diversification
- 100
- Sizing Uniformity
- 74.03
TCP Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.053 — mathematically equivalent to about 19 equally-sized positions, well below its 144 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.60), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out DUHP
Add IVV
+1.3% $6.1M
Sold out XOM
Add DFAU
+3.4% $2.9M
Add AAPL
+37.0% $2.4M
Add DFUS
+3.4% $2.3M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 15.80% | +0.64% | +1.27% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 6.63% | +0.18% | +1.21% | |
| 3 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 6.57% | -0.05% | +1.81% | |
| 4 | DFAU | Dimensional US Core Equity M | ETF-Other | 5.93% | +0.31% | +3.45% | |
| 5 | THY | Toews Agility Shares Dynamic | ETF-Other | 5.48% | +0.03% | +3.33% | |
| 6 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 4.66% | +0.25% | +3.36% | |
| 7 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 4.37% | +0.11% | +3.14% | |
| 8 | ONEQ | Fidelity Nasdaq Comp Indx | ETF-Tech | 3.78% | +0.17% | +1.04% | |
| 9 | FIIG | Ft Intermed Dur Ig CORP ETF | ETF-Other | 3.48% | -0.06% | +4.20% | |
| 10 | DFAI | Dimensional International Co | ETF-Other | 2.97% | +0.13% | +4.37% | |
| 11 | PHYS | Sprott Physical Gold Trust | Stock-Other | 2.74% | +0.17% | +3.38% | |
| 12 | XLK | Ss Technology Select Sector | ETF-Tech | 2.64% | +0.14% | +1.02% | |
| 13 | FIXD | First Trust Smith Opportunis | ETF-Other | 2.25% | -0.06% | +3.02% | |
| 14 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.01% | -0.05% | +3.04% | |
| 15 | SMH | Vaneck Semiconductor ETF | ETF-Other | 2.00% | +0.02% | +5.37% | |
| 16 | FRI | First Trust S&p Reit Index F | ETF-Large Cap & Growth | 1.92% | -0.10% | +2.52% | |
| 17 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 1.90% | +0.07% | +4.59% | |
| 18 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 1.78% | -0.03% | +5.26% | |
| 19 | DTH | Wisdomtree International Hig | ETF-Other | 1.76% | +0.07% | +1.79% | |
| 20 | FEM | First Trust Emerging Markets | ETF-Emerging Markets | 1.72% | +0.07% | +2.20% | |
| 21 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.59% | +0.03% | -0.56% | |
| 22 | FMF | First Trust Managed Futures | ETF-Other | 1.35% | +0.07% | +1.98% | |
| 23 | OIH | Vaneck Oil Services ETF | ETF-Other | 1.34% | +0.09% | +4.25% | |
| 24 | LMBS | First Trust Low Duration Opp | ETF-Other | 1.06% | -0.01% | +2.83% | |
| 25 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.81% | -0.11% | -12.55% | |
| 26 | AAPL | Apple Inc | Stock-Tech | 0.72% | +0.26% | +37.00% | |
| 27 | FSIG | Ft LTD Duration Inv Grade | ETF-Other | 0.68% | — | +3.11% | |
| 28 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.67% | -0.02% | -1.57% | |
| 29 | XLV | Ss Health Care Select Sector | ETF-Other | 0.64% | +0.02% | -0.81% | |
| 30 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 0.57% | +0.10% | +29.93% | |
| 31 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 0.52% | -0.04% | -6.63% | |
| 32 | DFSD | Dimensional Short Duration | ETF-Other | 0.48% | +0.09% | +28.45% | |
| 33 | XME | Ss Spdr S&p Metals Mining | ETF-Other | 0.47% | -0.01% | -0.71% | |
| 34 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 0.46% | — | +3.48% | |
| 35 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 0.45% | -0.12% | -10.38% | |
| 36 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 0.36% | -0.03% | -3.71% | |
| 37 | NVDA | Nvidia CORP | Stock-Tech | 0.33% | +0.04% | -1.77% | |
| 38 | DFIP | Dimensional Inflation-protec | ETF-Other | 0.32% | +0.06% | +30.97% | |
| 39 | SECU | Ishrs Secur Incom Act ETF | ETF-Other | 0.30% | +0.10% | +54.52% | |
| 40 | KIE | Ss Spdr S&p Insurance ETF | ETF-Other | 0.29% | -0.01% | -0.78% | |
| 41 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.29% | — | -4.09% | |
| 42 | BUXX | Strive Enhanced Income Short | ETF-Other | 0.24% | -0.01% | -3.87% | |
| 43 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.18% | -0.03% | -0.36% | |
| 44 | MSFT | Microsoft CORP | Stock-Tech | 0.18% | +0.05% | +4.05% | |
| 45 | IHI | Ishares U.s. Medical Devices | ETF-Other | 0.18% | — | -5.04% | |
| 46 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.17% | -0.02% | -14.43% | |
| 47 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.16% | — | -1.29% | |
| 48 | AVGO | Broadcom Inc | Stock-Tech | 0.16% | +0.01% | +10.14% | |
| 49 | JPLD | Jpmorgan LTD Duration ETF | ETF-Other | 0.14% | — | -3.51% | |
| 50 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 0.13% | -0.01% | +0.34% |
1–50 of 144
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q4 2026
+1.6%
Performance Last 4 Quarters
+11.9%
- Stdev
- +10.1%
- Beta
- +0.81
- Alpha
- +0.3%
- Max Drawdown
- -4.6%
- Annualized Perf
- +19.6%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +4.28
- Stutzer
- +0.54
- Treynor
- +0.23
- Sterling
- +1.38
- Calmar
- +4.23
- Information Ratio
- -1.29
- Tracking Error
- +3.1%
- Stdev Down
- +4.3%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +28.4%
- Worst 12 Months
- +6.5%
- Efficiency Ratio
- +0.76
- Sharpe
- +1.84
- Stdev Sectors
- +15%
- Skewness
- +0.12
- Kurtosis
- +0.04
- Upside Potential
- +5.74
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 144 | $884.5M | 8 | ||
| 2026 Q2 | 141 | $882.1M | 0 | ||
| 2026 Q1 | 133 | $778.0M | 37 | ||
| 2025 Q4 | 111 | $593.5M | 7 | ||
| 2025 Q3 | 113 | $560.5M | 35 | ||
| 2025 Q2 | 93 | $504.3M | 0 | ||
| 2025 Q1 | 89 | $447.4M | 0 | ||
| 2024 Q4 | 91 | $453.5M | 0 | ||
| 2024 Q3 | 90 | $433.8M | 0 | ||
| 2024 Q2 | 75 | $395.4M | 0 | ||
| 2024 Q1 | 80 | $378.4M | 0 | ||
| 2023 Q4 | 72 | $270.2M | 0 | ||
| 2023 Q3 | 60 | $233.7M | 0 | ||
| 2023 Q2 | 64 | $235.2M | 0 | ||
| 2023 Q1 | 56 | $181.6M | 0 | ||
| 2022 Q4 | 48 | $127.9M | 0 |
Holding changes this quarter
TCP Asset Management, LLC's most significant position changes for 2026-09-30: Sold out: Dimensional US High Profi Et (DUHP); Sold out: Exxon Mobil CORP (XOM); Sold out: Kla CORP (KLAC); Sold out: Sandisk CORP (SNDK); Sold out: Western Digital CORP (WDC).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | +0.6% | +1.27% | Add |
| 2 | DFAU | Dimensional US Core Equity M | +0.3% | +3.45% | Add |
| 3 | AAPL | Apple Inc | +0.3% | +37.00% | Add |
| 4 | DFUS | Dimensional US Eq Mkt ETF | +0.3% | +3.36% | Add |
| 5 | QQQ | Invesco Qqq Trust Series 1 | +0.2% | +1.21% | Add |
| 6 | PHYS | Sprott Physical Gold Trust | +0.2% | +3.38% | Add |
| 7 | ONEQ | Fidelity Nasdaq Comp Indx | +0.2% | +1.04% | Add |
| 8 | XLK | Ss Technology Select Sector | +0.1% | +1.02% | Add |
| 9 | DFAI | Dimensional International Co | +0.1% | +4.37% | Add |
| 10 | FTSM | First Trust Enh Short Mat Fd | +0.1% | +3.14% | Add |
| 11 | DFCF | Dimensional Core Fixed Inc | +0.1% | +29.93% | Add |
| 12 | SECU | Ishrs Secur Incom Act ETF | +0.1% | +54.52% | Add |
| 13 | DFSD | Dimensional Short Duration | +0.1% | +28.45% | Add |
| 14 | OIH | Vaneck Oil Services ETF | +0.1% | +4.25% | Add |
| 15 | FMF | First Trust Managed Futures | +0.1% | +1.98% | Add |
| 16 | FEM | First Trust Emerging Markets | +0.1% | +2.20% | Add |
| 17 | DTH | Wisdomtree International Hig | +0.1% | +1.79% | Add |
| 18 | DFAE | Dimensional Emerging Core Eq | +0.1% | +4.59% | Add |
| 19 | DFIP | Dimensional Inflation-protec | +0.1% | +30.97% | Add |
| 20 | MSFT | Microsoft CORP | +0.1% | +4.05% | Add |
| 21 | NVDA | Nvidia CORP | 0% | -1.77% | Trim |
| 22 | META | Meta Platforms Inc-class A | 0% | +44.96% | Add |
| 23 | DUSB | Dimension Ultrashort Fi ETF | 0% | NEW | New buy |
| 24 | ✓ | 0% | +117.43% | Add | |
| 25 | THY | Toews Agility Shares Dynamic | 0% | +3.33% | Add |
| 26 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -0.56% | Trim |
| 27 | VLO | Valero Energy CORP | 0% | NEW | New buy |
| 28 | MSTR | Strategy Inc | 0% | NEW | New buy |
| 29 | CAIE | Calamos Autocallable Inc ETF | 0% | NEW | New buy |
| 30 | CSCO | Cisco Systems Inc | 0% | NEW | New buy |
| 31 | FTNT | Fortinet Inc | 0% | NEW | New buy |
| 32 | T | At&t Inc | 0% | NEW | New buy |
| 33 | AMGN | Amgen Inc | 0% | NEW | New buy |
| 34 | ✓ | 0% | NEW | New buy | |
| 35 | SMH | Vaneck Semiconductor ETF | 0% | +5.37% | Add |
| 36 | QQQM | Invesco Nasdaq 100 ETF | 0% | NEW | New buy |
| 37 | KO | Coca-cola Co/the | 0% | NEW | New buy |
| 38 | PLTR | Palantir Technologies Inc-a | 0% | NEW | New buy |
| 39 | XLV | Ss Health Care Select Sector | 0% | -0.81% | Trim |
| 40 | XLE | Ss Energy Select Sector | 0% | +2.77% | Add |
| 41 | CVX | Chevron CORP | 0% | +0.42% | Add |
| 42 | SHV | Ishares 0-1 Year Treasury Bo | 0% | +18.91% | Add |
| 43 | LLY | Eli Lilly & Co | 0% | +17.28% | Add |
| 44 | AVGO | Broadcom Inc | 0% | +10.14% | Add |
| 45 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +7.10% | Add |
| 46 | COP | Conocophillips | 0% | -3.15% | Trim |
| 47 | GOOG | Alphabet Inc-cl C | 0% | +7.79% | Add |
| 48 | ARKK | Ark Innovation ETF | 0% | — | Unchanged |
| 49 | IAU | Ishares Gold Trust | 0% | +1.02% | Add |
| 50 | IWY | Ishares Russell Top 200 Grow | 0% | -1.94% | Trim |
1–50 of 153
Filing History
FAQ
What is TCP Asset Management, LLC and what type of investor is it?
TCP Asset Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $884.5M, spread across 144 disclosed positions.
What are TCP Asset Management, LLC's largest equity positions?
Based on the latest 13F filing, TCP Asset Management, LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $139.8M (15.8%)
2. Invesco Qqq Trust Series 1 (QQQ) — $58.6M (6.6%)
3. Ss Spdr Dow Jones Indus Avg (DIA) — $58.2M (6.6%)
4. Dimensional US Core Equity M (DFAU) — $52.4M (5.9%)
5. Toews Agility Shares Dynamic (THY) — $48.5M (5.5%)
What changes did TCP Asset Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, TCP Asset Management, LLC made 125 notable position adjustments: 12 new positions were initiated, 58 existing holdings were added to, 46 positions were partially reduced, and 9 were completely exited. The largest of these moves: Sold out: Dimensional US High Profi Et (DUHP); Sold out: Exxon Mobil CORP (XOM); Sold out: Kla CORP (KLAC); Sold out: Sandisk CORP (SNDK); Sold out: Western Digital CORP (WDC)
What sectors does TCP Asset Management, LLC focus on?
TCP Asset Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 54.6%
• Communication Services: 9.2%
• Consumer Discretionary: 7.2%
• Financials: 5.9%
• Energy: 5.0%
• Health Care: 4.5%
Investment Profile
TCP Asset Management, LLC returned an annualized 19.6% over the trailing 36 months — outperforming the S&P 500 by 0.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.81 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 54.6% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 35 to 8 over the past 4 quarters — a shift toward longer holding periods.
It has added to its IVV position over the past two quarters (+$26.2M, now $139.8M), while trimming TLT over the same stretch (-$1.7M, still holding $4.0M).
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Developer Access
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REST API
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