SC
Stux Capital Management, LLC Historical SEC 13F Holdings & Archive (Q2 2014)
Stux Capital Management, LLCCIK: 0001328533
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$765.9M
Reporting period: 2014-06-30 · Number of holdings: 444
Stux Capital Management, LLC disclosed 444 holdings in its latest 13F filing for the period ending 2014-06-30, with total reported value of $765.9M and a quarterly turnover rate of 61.2%.
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Personality snowflake
- Concentration
- 2.43
- Portfolio Stability
- 61.18
- Momentum
- 100
- Sector conviction
- 54.51
- Diversification
- 100
- Sizing Uniformity
- 86.95
Stux Capital Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.006 — mathematically equivalent to about 165 equally-sized positions, well below its 444 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.31), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 40% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim MSFT
-47.4% -$8.4M
Add WFC
+218.8% $5.6M
Add PFE
+59.8% $4.8M
Trim MRO*
-95.8% -$5.2M
Add MRK
+48.0% $4.3M
Add PSX
+1376.2% $4.7M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 444 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 2.57% | — | +447.55% | |
| 2 | PFE | Pfizer Inc | Stock-Healthcare | 1.96% | +0.71% | +59.85% | |
| 3 | BAC | Bank Of America CORP | Stock-Financials | 1.82% | — | +8.42% | |
| 4 | MRK | Merck & Co. Inc. | Stock-Healthcare | 1.67% | +0.62% | +47.96% | |
| 5 | ORCL | Oracle CORP | Stock-Tech | 1.67% | +0.60% | +48.54% | |
| 6 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.41% | — | +0.59% | |
| 7 | XOM | Exxon Mobil CORP | Stock-Energy | 1.29% | — | +0.82% | |
| 8 | ✓ | Stock-Other | 1.28% | +0.59% | +80.89% | ||
| 9 | MSFT | Microsoft CORP | Stock-Tech | 1.26% | -0.97% | -47.41% | |
| 10 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.25% | — | -9.64% | |
| 11 | T | At&t Inc | Stock-Comm Services | 1.18% | — | -2.15% | |
| 12 | WFC | Wells Fargo & Co | Stock-Financials | 1.03% | +0.74% | +218.82% | |
| 13 | CVX | Chevron CORP | Stock-Energy | 0.99% | — | -22.71% | |
| 14 | ABBV | Abbvie Inc | Stock-Healthcare | 0.95% | — | -28.03% | |
| 15 | AXP | American Express Co | Stock-Financials | 0.94% | — | -27.45% | |
| 16 | QCOM | Qualcomm Inc | Stock-Tech | 0.93% | — | -16.43% | |
| 17 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.86% | +0.58% | +205.65% | |
| 18 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.84% | — | -18.66% | |
| 19 | HPE | Hewlett Packard Enterprise Company | Stock-Tech | 0.82% | — | -11.99% | |
| 20 | MS | Morgan Stanley | Stock-Financials | 0.75% | +0.35% | +73.30% | |
| 21 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.74% | — | -16.88% | |
| 22 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 0.73% | — | -13.02% | |
| 23 | C | Citigroup Inc | Stock-Financials | 0.72% | -0.40% | -38.35% | |
| 24 | PRU | Prudential Financial Inc | Stock-Financials | 0.71% | — | -9.90% | |
| 25 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.70% | +0.37% | +104.19% | |
| 26 | NOVEUR | National Oilwell Varco Inc | Stock-Other | 0.70% | +0.54% | +286.90% | |
| 27 | VIAB | Viacom Inc-class B | Stock-Other | 0.69% | — | -26.75% | |
| 28 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.68% | — | -9.49% | |
| 29 | ✓ | Cbs CORP New | Stock-Other | 0.66% | — | +6.38% | |
| 30 | PSX | Phillips 66 | Stock-Energy | 0.65% | +0.61% | +1376.19% | |
| 31 | STT | State Street CORP | Stock-Financials | 0.65% | — | -7.96% | |
| 32 | DHR | Danaher CORP | Stock-Healthcare | 0.65% | +0.48% | +237.97% | |
| 33 | AAL | American Airlines Group Inc | Stock-Industrials | 0.65% | +0.65% | NEW | |
| 34 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.65% | — | -16.27% | |
| 35 | HON | Honeywell International Inc | Stock-Industrials | 0.62% | +0.43% | +209.09% | |
| 36 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.59% | — | -14.49% | |
| 37 | AFL | Aflac Inc | Stock-Financials | 0.59% | +0.45% | +296.17% | |
| 38 | HD | Home Depot Inc | Stock-Consumer Disc | 0.58% | — | -33.94% | |
| 39 | EBAY | Ebay Inc | Stock-Consumer Disc | 0.57% | -0.47% | -42.63% | |
| 40 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.56% | — | -12.50% | |
| 41 | SLB | Slb LTD | Stock-Energy | 0.56% | — | -17.54% | |
| 42 | HAL | Halliburton Co | Stock-Energy | 0.55% | — | -20.51% | |
| 43 | DOW | Dow Inc. | Stock-Materials | 0.55% | +0.50% | +966.23% | |
| 44 | XXI | Twenty One Capital, Inc. | Stock-Other | 0.55% | — | -40.23% | |
| 45 | AXP | American Express Company | Stock-Financials | 0.54% | +0.50% | +1348.78% | |
| 46 | V | Visa Inc-class A Shares | Stock-Financials | 0.51% | — | +30.50% | |
| 47 | MRSH | Marsh & Mclennan Cos | Stock-Financials | 0.50% | +0.38% | +279.90% | |
| 48 | ✓ | Allergan Inc | Stock-Other | 0.49% | -0.37% | -60.63% | |
| 49 | WKC | World Kinect CORP | Stock-Other | 0.49% | — | -16.85% | |
| 50 | GM | General Motors Co | Stock-Consumer Disc | 0.49% | — | +1.57% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Stux Capital Management, LLC's most significant position changes for 2014-06-30: New buy: American Airlines Group Inc (AAL); Sold out: Union Pacific CORP (UNP); Sold out: Target CORP (TGT); Sold out: Chubb Limited (CB); New buy: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | WFC | Wells Fargo & Co | +0.7% | +218.82% | Add |
| 2 | PFE | Pfizer Inc | +0.7% | +59.85% | Add |
| 3 | MRK | Merck & Co. Inc. | +0.6% | +47.96% | Add |
| 4 | PSX | Phillips 66 | +0.6% | +1376.19% | Add |
| 5 | ORCL | Oracle CORP | +0.6% | +48.54% | Add |
| 6 | ✓ | +0.6% | +80.89% | Add | |
| 7 | JPM | Jpmorgan Chase & Co | +0.6% | +205.65% | Add |
| 8 | NOVEUR | National Oilwell Varco Inc | +0.5% | +286.90% | Add |
| 9 | DOW | Dow Inc. | +0.5% | +966.23% | Add |
| 10 | AXP | American Express Company | +0.5% | +1348.78% | Add |
| 11 | DHR | Danaher CORP | +0.5% | +237.97% | Add |
| 12 | AFL | Aflac Inc | +0.5% | +296.17% | Add |
| 13 | HON | Honeywell International Inc | +0.4% | +209.09% | Add |
| 14 | MRSH | Marsh & Mclennan Cos | +0.4% | +279.90% | Add |
| 15 | KHC | The Kraft Heinz Company | +0.4% | +534.48% | Add |
| 16 | PG | Procter & Gamble Co/the | +0.4% | +104.19% | Add |
| 17 | MS | Morgan Stanley | +0.4% | +73.30% | Add |
| 18 | ALL | Allstate CORP | -0.3% | -48.60% | Trim |
| 19 | ✓ | -0.3% | -47.92% | Trim | |
| 20 | ADP | Automatic Data Processing | -0.3% | -62.60% | Trim |
| 21 | JAZZ | Jazz Pharmaceuticals plc | -0.3% | -81.57% | Trim |
| 22 | CAH | Cardinal Health Inc | -0.3% | -47.59% | Trim |
| 23 | APAM | Artisan Partners Asset Ma -a | -0.3% | -52.14% | Trim |
| 24 | LLY | Eli Lilly & Co | -0.3% | -60.71% | Trim |
| 25 | ACGL | Arch Capital Group Ltd. | -0.3% | -59.18% | Trim |
| 26 | LPLA | Lpl Financial Holdings Inc | -0.3% | -56.77% | Trim |
| 27 | AXS | AXIS Capital Holdings Limited | -0.3% | -59.32% | Trim |
| 28 | THG | Hanover Insurance Group Inc/ | -0.4% | -60.46% | Trim |
| 29 | ✓ | Allergan Inc | -0.4% | -60.63% | Trim |
| 30 | DISCAUSD | Discovery Inc - A | -0.4% | -51.34% | Trim |
| 31 | C | Citigroup Inc | -0.4% | -38.35% | Trim |
| 32 | CCK | Crown Holdings Inc | -0.4% | -87.77% | Trim |
| 33 | ✓ | Directv | -0.4% | -57.37% | Trim |
| 34 | TROW | T Rowe Price Group Inc | -0.4% | -59.54% | Trim |
| 35 | EBAY | Ebay Inc | -0.5% | -42.63% | Trim |
| 36 | GOOG | Alphabet Inc. | -0.5% | -49.06% | Trim |
| 37 | IBM | Intl Business Machines CORP | -0.6% | -55.26% | Trim |
| 38 | MRO* | Marathon Oil CORP | -0.6% | -95.80% | Trim |
| 39 | MSFT | Microsoft CORP | -1% | -47.41% | Trim |
| 40 | AAL | American Airlines Group Inc | — | NEW | New buy |
| 41 | UNP | Union Pacific CORP | — | EXIT | Sold out |
| 42 | TGT | Target CORP | — | EXIT | Sold out |
| 43 | CB | Chubb Limited | — | EXIT | Sold out |
| 44 | ✓ | — | NEW | New buy | |
| 45 | DG | Dollar General CORP | — | EXIT | Sold out |
| 46 | PRGO | Perrigo Company plc | — | EXIT | Sold out |
| 47 | ✓ | Bemis Inc | — | EXIT | Sold out |
| 48 | CTLEUR | Centurylink Inc | — | EXIT | Sold out |
| 49 | ✓ | — | EXIT | Sold out | |
| 50 | NTAP | Netapp Inc | — | NEW | New buy |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Stux Capital Management, LLC and what type of investor is it?
Stux Capital Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2014-06-30), the firm manages a tracked equity portfolio valued at approximately $765.9M, spread across 444 disclosed positions.
What are Stux Capital Management, LLC's largest equity positions?
Based on the latest 13F filing, Stux Capital Management, LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $19.7M (2.6%)
2. Pfizer Inc (PFE) — $15.0M (2.0%)
3. Bank Of America CORP (BAC) — $13.9M (1.8%)
4. Merck & Co. Inc. (MRK) — $12.8M (1.7%)
5. Oracle CORP (ORCL) — $12.8M (1.7%)
What changes did Stux Capital Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Stux Capital Management, LLC made 50 notable position adjustments: 3 new positions were initiated, 17 existing holdings were added to, 22 positions were partially reduced, and 8 were completely exited. The largest of these moves: New buy: American Airlines Group Inc (AAL); Sold out: Union Pacific CORP (UNP); Sold out: Target CORP (TGT); Sold out: Chubb Limited (CB); New buy:
What sectors does Stux Capital Management, LLC focus on?
Stux Capital Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 24.4%
• Financials: 23.2%
• Information Technology: 21.5%
• Communication Services: 9.0%
• Energy: 8.9%
• Consumer Discretionary: 5.6%
Investment Profile
Stux Capital Management, LLC's portfolio is broadly diversified and fast-trading.
Its turnover score has risen from 0 to 61 over the past 4 quarters — a shift toward more active trading.
It has added to its WFC position over the past two quarters (+$5.7M, now $7.9M), while trimming IBM over the same stretch (-$7.0M, still holding $3.7M).
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