SP
Spartan Planning & Wealth Management 13F Filings Tracker & Latest Positions (Q3 2026)
Spartan Planning & Wealth ManagementCIK: 0001749283
Diversified strategySector-focusedMomentum follower
Total reported value
$153.4M
Reporting period: 2026-09-30 · Number of holdings: 74
Spartan Planning & Wealth Management disclosed 74 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $153.4M and a quarterly turnover rate of 38.8%.
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Personality snowflake
- Concentration
- 21.19
- Portfolio Stability
- 38.76
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 82.79
Spartan Planning & Wealth Management's disclosed holdings carry a Herfindahl concentration index of 0.053 — mathematically equivalent to about 19 equally-sized positions, well below its 74 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.72), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 36% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SPTM
+56.2% $8.8M
New buy MSFT
Trim TBLL
-88.4% -$3.4M
Sold out GBIL
New buy USFR
Trim GOOGL
-57.6% -$2.4M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPTM | Ss Spdr P S&p 1500 Comp ETF | ETF-Other | 15.58% | +5.54% | +56.22% | |
| 2 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 7.37% | +1.15% | +21.38% | |
| 3 | NVDA | Nvidia CORP | Stock-Tech | 5.96% | -0.51% | -17.56% | |
| 4 | AAPL | Apple Inc | Stock-Tech | 5.51% | -0.42% | -17.52% | |
| 5 | HEGD | Swan Hedged Equity US Lg Cap | ETF-Other | 5.50% | +0.02% | +1.87% | |
| 6 | TFFI | Chesap Trend Follo Fi In ETF | ETF-Other | 5.13% | +0.31% | -1.69% | |
| 7 | USRT | Ishares Core US Reit ETF | ETF-Other | 4.89% | -0.45% | +0.99% | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 4.05% | +4.05% | NEW | |
| 9 | TFPN | Blueprint Chspk Ma Trend ETF | ETF-Other | 3.80% | -0.45% | -3.97% | |
| 10 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 2.58% | +0.05% | +4.27% | |
| 11 | OPER | Clearshares Ultra-short Matu | ETF-Other | 2.51% | +0.02% | +2.99% | |
| 12 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 2.46% | +0.15% | +12.50% | |
| 13 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.29% | +0.38% | +17.12% | |
| 14 | VTIP | Vanguard Short-term Tips | ETF-Other | 2.13% | -0.03% | +2.79% | |
| 15 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 2.11% | +2.11% | NEW | |
| 16 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 2.03% | -0.28% | -8.42% | |
| 17 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 1.76% | -0.65% | -25.30% | |
| 18 | MU | Micron Technology Inc | Stock-Tech | 1.13% | +0.03% | +14.15% | |
| 19 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.10% | -1.64% | -57.63% | |
| 20 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.04% | -0.15% | -7.65% | |
| 21 | AVGO | Broadcom Inc | Stock-Tech | 1.02% | -0.43% | -22.43% | |
| 22 | AMD | Advanced Micro Devices | Stock-Tech | 1.02% | -0.04% | -6.67% | |
| 23 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.97% | +0.52% | +120.97% | |
| 24 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.95% | +0.03% | +5.33% | |
| 25 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.91% | -1.22% | -54.95% | |
| 26 | XLK | Ss Technology Select Sector | ETF-Tech | 0.87% | +0.06% | +7.51% | |
| 27 | ✓ | Stock-Other | 0.74% | +0.74% | NEW | ||
| 28 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.72% | -0.16% | -19.37% | |
| 29 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.62% | -0.11% | -15.99% | |
| 30 | V | Visa Inc-class A Shares | Stock-Financials | 0.61% | +0.24% | +59.78% | |
| 31 | SSO | Proshares Ultra S&p500 | ETF-Other | 0.55% | +0.27% | +96.52% | |
| 32 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.51% | +0.51% | NEW | |
| 33 | ABBV | Abbvie Inc | Stock-Healthcare | 0.51% | +0.07% | +13.65% | |
| 34 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 0.50% | +0.23% | +102.44% | |
| 35 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 0.48% | +0.21% | +102.26% | |
| 36 | LRCX | Lam Research CORP | Stock-Tech | 0.47% | -0.22% | -8.50% | |
| 37 | MA | Mastercard Inc - A | Stock-Financials | 0.45% | +0.45% | NEW | |
| 38 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.45% | +0.45% | NEW | |
| 39 | CSCO | Cisco Systems Inc | Stock-Tech | 0.42% | -0.21% | -24.81% | |
| 40 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.42% | -0.07% | -17.91% | |
| 41 | INTC | Intel CORP | Stock-Tech | 0.42% | -0.54% | -48.72% | |
| 42 | CVX | Chevron CORP | Stock-Energy | 0.40% | +0.12% | +19.21% | |
| 43 | BAC | Bank Of America CORP | Stock-Financials | 0.36% | -0.08% | -11.79% | |
| 44 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.36% | -0.06% | -21.86% | |
| 45 | PM | Philip Morris International | Stock-Consumer Staples | 0.34% | -0.09% | -23.93% | |
| 46 | GE | General Electric | Stock-Industrials | 0.34% | -0.03% | +10.86% | |
| 47 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.31% | -0.15% | -22.02% | |
| 48 | TBLL | Invesco Short Term Treasury | ETF-Gov Bonds | 0.29% | -2.25% | -88.40% | |
| 49 | AMGN | Amgen Inc | Stock-Healthcare | 0.29% | +0.05% | +7.16% | |
| 50 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.28% | +0.28% | NEW |
1–50 of 74
Portfolio Performance
Performance for Q4 2026
+2.4%
Performance Last 4 Quarters
+11.1%
- Stdev
- +10%
- Beta
- +0.83
- Alpha
- -2.7%
- Max Drawdown
- -6.4%
- Annualized Perf
- +14.8%
- Batting Avg vs S&P
- +37.1%
- Sortino
- +2.94
- Stutzer
- +0.43
- Treynor
- +0.17
- Sterling
- +0.93
- Calmar
- +2.33
- Information Ratio
- -1.9
- Tracking Error
- +3.2%
- Stdev Down
- +4.9%
- Winning Months %
- +71.4%
- Losing Months %
- +28.6%
- Best 12 Months
- +24.5%
- Worst 12 Months
- +5.3%
- Efficiency Ratio
- +0.59
- Sharpe
- +1.43
- Stdev Sectors
- +16.9%
- Skewness
- +0.26
- Kurtosis
- +1.07
- Upside Potential
- +4.43
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Spartan Planning & Wealth Management's most significant position changes for 2026-09-30: New buy: Microsoft CORP (MSFT); Sold out: Goldman Sachs Access Treasur (GBIL); New buy: Wisdomtree Floating Rate Tre (USFR); Sold out: Tesla Inc (TSLA); New buy: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPTM | Ss Spdr P S&p 1500 Comp ETF | +5.5% | +56.22% | Add |
| 2 | MSFT | Microsoft CORP | +4.1% | NEW | New buy |
| 3 | USFR | Wisdomtree Floating Rate Tre | +2.1% | NEW | New buy |
| 4 | SPDW | Ste Str Spdr Pt Dw EU ETF | +1.2% | +21.38% | Add |
| 5 | ✓ | +0.7% | NEW | New buy | |
| 6 | BRK-B | Berkshire Hathaway Inc-cl B | +0.5% | +120.97% | Add |
| 7 | META | Meta Platforms Inc-class A | +0.5% | NEW | New buy |
| 8 | MA | Mastercard Inc - A | +0.5% | NEW | New buy |
| 9 | PLTR | Palantir Technologies Inc-a | +0.5% | NEW | New buy |
| 10 | AMZN | Amazon.com Inc | +0.4% | +17.12% | Add |
| 11 | TFFI | Chesap Trend Follo Fi In ETF | +0.3% | -1.69% | Trim |
| 12 | TMO | Thermo Fisher Scientific Inc | +0.3% | NEW | New buy |
| 13 | SSO | Proshares Ultra S&p500 | +0.3% | +96.52% | Add |
| 14 | V | Visa Inc-class A Shares | +0.2% | +59.78% | Add |
| 15 | SPMD | Ss Spdr P S&p 400 Midcap ETF | +0.2% | +102.44% | Add |
| 16 | WFC | Wells Fargo & Co | +0.2% | NEW | New buy |
| 17 | SPSM | Ss Spdr P S&p 600 Small Cap | +0.2% | +102.26% | Add |
| 18 | GILD | Gilead Sciences Inc | +0.2% | NEW | New buy |
| 19 | COP | Conocophillips | +0.2% | NEW | New buy |
| 20 | PFE | Pfizer Inc | +0.2% | NEW | New buy |
| 21 | IEI | Ishares 3-7 Year Treasury Bo | +0.2% | +12.50% | Add |
| 22 | DHR | Danaher CORP | +0.1% | NEW | New buy |
| 23 | SCHW | Schwab (charles) CORP | +0.1% | NEW | New buy |
| 24 | BLK | Blackrock Inc | +0.1% | NEW | New buy |
| 25 | CVX | Chevron CORP | +0.1% | +19.21% | Add |
| 26 | ABBV | Abbvie Inc | +0.1% | +13.65% | Add |
| 27 | XLK | Ss Technology Select Sector | +0.1% | +7.51% | Add |
| 28 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.1% | +4.27% | Add |
| 29 | AMGN | Amgen Inc | +0.1% | +7.16% | Add |
| 30 | XLV | Ss Health Care Select Sector | 0% | +26.57% | Add |
| 31 | VZ | Verizon Communications Inc | 0% | +16.92% | Add |
| 32 | JPM | Jpmorgan Chase & Co | 0% | +5.33% | Add |
| 33 | MU | Micron Technology Inc | 0% | +14.15% | Add |
| 34 | DE | Deere & Co | 0% | +20.24% | Add |
| 35 | HEGD | Swan Hedged Equity US Lg Cap | 0% | +1.87% | Add |
| 36 | OPER | Clearshares Ultra-short Matu | 0% | +2.99% | Add |
| 37 | XLF | Ss Financial Select Sector | 0% | -2.52% | Trim |
| 38 | CTVA | Corteva Inc | 0% | +0.17% | Add |
| 39 | GE | General Electric | 0% | +10.86% | Add |
| 40 | VTIP | Vanguard Short-term Tips | 0% | +2.79% | Add |
| 41 | XLI | Ss Industrial Select Sector | 0% | -15.55% | Trim |
| 42 | RTX | Rtx CORP | 0% | -11.98% | Trim |
| 43 | AMD | Advanced Micro Devices | 0% | -6.67% | Trim |
| 44 | Q | Qnity Electronics Inc | -0.1% | — | Unchanged |
| 45 | C | Citigroup Inc | -0.1% | -10.65% | Trim |
| 46 | MRK | Merck & Co. Inc. | -0.1% | -21.86% | Trim |
| 47 | KO | Coca-cola Co/the | -0.1% | -17.91% | Trim |
| 48 | UNP | Union Pacific CORP | -0.1% | -30.01% | Trim |
| 49 | BAC | Bank Of America CORP | -0.1% | -11.79% | Trim |
| 50 | PM | Philip Morris International | -0.1% | -23.93% | Trim |
1–50 of 89
Filing History
FAQ
What is Spartan Planning & Wealth Management and what type of investor is it?
Spartan Planning & Wealth Management is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $153.4M, spread across 74 disclosed positions.
What are Spartan Planning & Wealth Management's largest equity positions?
Based on the latest 13F filing, Spartan Planning & Wealth Management's top holdings by market value are:
1. Ss Spdr P S&p 1500 Comp ETF (SPTM) — $23.9M (15.6%)
2. Ste Str Spdr Pt Dw EU ETF (SPDW) — $11.3M (7.4%)
3. Nvidia CORP (NVDA) — $9.1M (6.0%)
4. Apple Inc (AAPL) — $8.5M (5.5%)
5. Swan Hedged Equity US Lg Cap (HEGD) — $8.4M (5.5%)
What changes did Spartan Planning & Wealth Management make in its most recent portfolio filing?
In the latest reported quarter, Spartan Planning & Wealth Management made 88 notable position adjustments: 14 new positions were initiated, 25 existing holdings were added to, 34 positions were partially reduced, and 15 were completely exited. The largest of these moves: New buy: Microsoft CORP (MSFT); Sold out: Goldman Sachs Access Treasur (GBIL); New buy: Wisdomtree Floating Rate Tre (USFR); Sold out: Tesla Inc (TSLA); New buy:
What sectors does Spartan Planning & Wealth Management focus on?
Spartan Planning & Wealth Management is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 57.8%
• Health Care: 11.0%
• Financials: 9.8%
• Communication Services: 7.5%
• Consumer Discretionary: 6.3%
• Industrials: 3.4%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Spartan Planning & Wealth Management returned an annualized 14.8% over the trailing 35 months — underperforming the S&P 500 by 2.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.83 (less volatile than the market) and a 37% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 57.8% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 84 to 39 over the past 4 quarters — a shift toward longer holding periods.
It has added to its SPTM position over the past two quarters (+$12.8M, now $23.9M), while trimming TBLL over the same stretch (-$6.9M, still holding $442.0K).
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