SI
Sovereign Investment Advisors, LLC — 13F Portfolio Breakdown & Top Holdings (Q2 2026)
Sovereign Investment Advisors, LLCCIK: 0001908165
Diversified strategySector-focusedMomentum follower
Total reported value
$532.7M
Reporting period: 2026-06-30 · Number of holdings: 109
Sovereign Investment Advisors, LLC disclosed 109 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $532.7M and a quarterly turnover rate of 18.9%.
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Personality snowflake
- Concentration
- 19.07
- Portfolio Stability
- 18.92
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 79.42
Sovereign Investment Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.048 — mathematically equivalent to about 21 equally-sized positions, well below its 109 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.06), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 19% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd VTHR
+2939.5% $21.8M
Sold out IVW
Add IDEV
+53.6% $8.5M
Add SPY
+19.3% $9.9M
Trim BKGI
-6.8% -$2.0M
Add QQQ
-1.7% $7.7M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 12.85% | +0.24% | +0.26% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 7.13% | +0.73% | -1.65% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 6.91% | +1.22% | +19.30% | |
| 4 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 5.92% | -0.24% | +1.62% | |
| 5 | BKGI | Bny Mellon Glbl Infra Inc | ETF-Other | 5.88% | -1.16% | -6.77% | |
| 6 | VNLA | Janus Henderson Short Durati | ETF-Other | 5.02% | -0.61% | +0.58% | |
| 7 | VTHR | Vanguard Russell 3000 | ETF-Other | 4.21% | +4.07% | +2939.50% | |
| 8 | IDEV | Ishares Core Msci Dev Mkts | ETF-Other | 4.09% | +1.27% | +53.57% | |
| 9 | MPLX | Mplx LP | Stock-Energy | 3.95% | -0.57% | — | |
| 10 | BND | Vanguard Total Bond Market | ETF-Other | 2.74% | +0.02% | +14.00% | |
| 11 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 2.72% | -0.44% | -6.62% | |
| 12 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 2.60% | -0.26% | -13.59% | |
| 13 | EPD | Enterprise Products Partners | Stock-Energy | 2.29% | -0.37% | — | |
| 14 | WES | Western Midstream Partners L | Stock-Energy | 2.25% | -0.14% | — | |
| 15 | PAA | Plains All Amer Pipeline LP | Stock-Energy | 2.21% | -0.29% | — | |
| 16 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.16% | +0.05% | +0.28% | |
| 17 | SMTH | Alps Smth Cor Bd Plus ETF | ETF-Other | 1.81% | -0.23% | — | |
| 18 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 1.73% | -0.24% | -1.34% | |
| 19 | OKE | Oneok Inc | Stock-Energy | 1.56% | -0.28% | — | |
| 20 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 1.53% | -0.18% | +1.04% | |
| 21 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-Other | 1.39% | +0.13% | -3.71% | |
| 22 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.36% | +0.01% | -0.51% | |
| 23 | PSX | Phillips 66 | Stock-Energy | 1.34% | -0.29% | — | |
| 24 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.31% | -0.15% | +1.01% | |
| 25 | LVHD | Franklin U.s. Low Volatility | ETF-Other | 1.28% | -0.10% | +0.76% | |
| 26 | BIV | Vanguard Intermediate-term B | ETF-Other | 1.26% | -0.15% | +1.09% | |
| 27 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 1.01% | -0.25% | -9.14% | |
| 28 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.97% | -0.01% | +0.36% | |
| 29 | JNK | Ss Spdr Bb High Yield Bond | ETF-High Yield | 0.91% | -0.09% | +1.65% | |
| 30 | TRP | Tc Energy CORP | Stock-Energy | 0.69% | -0.05% | — | |
| 31 | SPLV | Invesco S&p 500 Low Volatili | ETF-Large Cap & Growth | 0.57% | -0.05% | +0.55% | |
| 32 | SUN | Sunoco LP | Stock-Other | 0.55% | -0.05% | — | |
| 33 | MBB | Ishares Mbs ETF | ETF-Other | 0.44% | +0.03% | +22.17% | |
| 34 | IJT | Ishares S&p Small-cap 600 Gr | ETF-Other | 0.39% | +0.03% | +0.15% | |
| 35 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.32% | -0.01% | +0.12% | |
| 36 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.29% | -0.04% | — | |
| 37 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.26% | +0.17% | +185.95% | |
| 38 | ✓ | Stock-Other | 0.23% | +0.23% | NEW | ||
| 39 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.19% | -0.03% | — | |
| 40 | AVGO | Broadcom Inc | Stock-Tech | 0.19% | +0.02% | +1.90% | |
| 41 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.17% | — | — | |
| 42 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.17% | — | -9.09% | |
| 43 | NVDA | Nvidia CORP | Stock-Tech | 0.15% | +0.01% | +8.17% | |
| 44 | IVOO | Vanguard S&p Mid-cap 400 ETF | ETF-Other | 0.15% | +0.01% | — | |
| 45 | VUG | Vanguard Growth ETF | ETF-Other | 0.14% | — | +500.00% | |
| 46 | AEP | American Electric Power | Stock-Utilities | 0.14% | -0.01% | +2.78% | |
| 47 | RTX | Rtx CORP | Stock-Industrials | 0.14% | -0.02% | +2.57% | |
| 48 | AMD | Advanced Micro Devices | Stock-Tech | 0.14% | +0.07% | -18.03% | |
| 49 | MSFT | Microsoft CORP | Stock-Tech | 0.13% | -0.02% | — | |
| 50 | ABBV | Abbvie Inc | Stock-Healthcare | 0.13% | +0.04% | +42.27% |
1–50 of 109
Portfolio Performance
Performance for Q3 2026
+3%
Performance Last 4 Quarters
+18.3%
- Stdev
- +7.8%
- Beta
- +0.51
- Alpha
- +4.9%
- Max Drawdown
- -3.7%
- Annualized Perf
- +15.8%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +4.18
- Stutzer
- +0.56
- Treynor
- +0.3
- Sterling
- +1.21
- Calmar
- +4.3
- Information Ratio
- -0.65
- Tracking Error
- +7.6%
- Stdev Down
- +3.6%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +22%
- Worst 12 Months
- +8.8%
- Efficiency Ratio
- +0.71
- Sharpe
- +1.93
- Stdev Sectors
- +21.2%
- Skewness
- -0.21
- Kurtosis
- -0.25
- Upside Potential
- +5.7
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 109 | $532.7M | 19 | ||
| 2026 Q1 | 106 | $472.1M | 21 | ||
| 2025 Q4 | 135 | $399.8M | 30 | ||
| 2025 Q3 | 35 | $366.5M | 32 | ||
| 2025 Q2 | 36 | $363.6M | 0 | ||
| 2025 Q1 | 33 | $287.3M | 0 | ||
| 2024 Q4 | 93 | $336.1M | 0 | ||
| 2024 Q3 | 34 | $304.9M | 0 | ||
| 2024 Q2 | 33 | $268.2M | 0 | ||
| 2024 Q1 | 34 | $289.9M | 0 | ||
| 2023 Q4 | 33 | $268.2M | 0 | ||
| 2023 Q3 | 36 | $255.0M | 0 | ||
| 2023 Q2 | 40 | $264.7M | 0 | ||
| 2023 Q1 | 33 | $252.1M | 0 | ||
| 2022 Q4 | 32 | $238.3M | 0 | ||
| 2022 Q3 | 32 | $223.4M | 0 | ||
| 2022 Q2 | 32 | $230.8M | 0 | ||
| 2022 Q1 | 29 | $253.9M | 0 | ||
| 2021 Q4 | 29 | $256.7M | 0 | ||
| 2021 Q3 | 30 | $250.7M | 0 | ||
| 2021 Q2 | 30 | $264.8M | — | ||
| 2021 Q1 | 30 | $251.9M | — | ||
| 2020 Q4 | 30 | $246.7M | — | ||
| 2020 Q3 | 31 | $255.4M | — | ||
| 2020 Q2 | 21 | $220.2M | — | ||
| 2020 Q1 | 21 | $193.3M | — | ||
| 2019 Q4 | 21 | $220.3M | — |
Holding changes this quarter
Sovereign Investment Advisors, LLC's most significant position changes for 2026-06-30: Sold out: Ishares S&p 500 Growth ETF (IVW); New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Morgan Stanley (MS); New buy: Texas Instruments Inc (TXN).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VTHR | Vanguard Russell 3000 | +4.1% | +2939.50% | Add |
| 2 | IDEV | Ishares Core Msci Dev Mkts | +1.3% | +53.57% | Add |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | +1.2% | +19.30% | Add |
| 4 | QQQ | Invesco Qqq Trust Series 1 | +0.7% | -1.65% | Trim |
| 5 | IVV | Ishares Core S&p 500 ETF | +0.2% | +0.26% | Add |
| 6 | ✓ | +0.2% | NEW | New buy | |
| 7 | EEM | Ishares Msci Emerging Market | +0.2% | +185.95% | Add |
| 8 | EMXC | Ishares Msci Emr Mrk Ex Chna | +0.1% | -3.71% | Trim |
| 9 | MS | Morgan Stanley | +0.1% | NEW | New buy |
| 10 | INTC | Intel CORP | +0.1% | -8.09% | Trim |
| 11 | AMD | Advanced Micro Devices | +0.1% | -18.03% | Trim |
| 12 | VTI | Vanguard Total Stock Mkt ETF | +0.1% | +0.28% | Add |
| 13 | PANW | Palo Alto Networks Inc | +0.1% | +9.04% | Add |
| 14 | TXN | Texas Instruments Inc | +0.1% | NEW | New buy |
| 15 | V | Visa Inc-class A Shares | +0.1% | NEW | New buy |
| 16 | TQQQ | Proshares Ultrapro Qqq | +0.1% | NEW | New buy |
| 17 | TGT | Target CORP | +0.1% | NEW | New buy |
| 18 | ABBV | Abbvie Inc | 0% | +42.27% | Add |
| 19 | GLW | Corning Inc | 0% | — | Unchanged |
| 20 | VB | Vanguard Small-cap ETF | 0% | NEW | New buy |
| 21 | SNOW | Snowflake Inc | 0% | NEW | New buy |
| 22 | USB | US Bancorp | 0% | NEW | New buy |
| 23 | VLO | Valero Energy CORP | 0% | NEW | New buy |
| 24 | PLD | Prologis Inc | 0% | NEW | New buy |
| 25 | EMNT | Pimco Enhcd St M-active Esg | 0% | NEW | New buy |
| 26 | MBB | Ishares Mbs ETF | 0% | +22.17% | Add |
| 27 | IJT | Ishares S&p Small-cap 600 Gr | 0% | +0.15% | Add |
| 28 | AAPL | Apple Inc | 0% | +32.24% | Add |
| 29 | BND | Vanguard Total Bond Market | 0% | +14.00% | Add |
| 30 | AVGO | Broadcom Inc | 0% | +1.90% | Add |
| 31 | GE | General Electric | 0% | — | Unchanged |
| 32 | JEPI | Jpmorgan Equity Premium Inco | 0% | +31.72% | Add |
| 33 | TSM | Taiwan Semiconductor-sp Adr | 0% | — | Unchanged |
| 34 | IJH | Ishares Core S&p Midcap ETF | 0% | -0.51% | Trim |
| 35 | NVDA | Nvidia CORP | 0% | +8.17% | Add |
| 36 | CAT | Caterpillar Inc | 0% | -9.96% | Trim |
| 37 | ROK | Rockwell Automation Inc | 0% | — | Unchanged |
| 38 | ADI | Analog Devices Inc | 0% | — | Unchanged |
| 39 | IVOO | Vanguard S&p Mid-cap 400 ETF | 0% | — | Unchanged |
| 40 | LLY | Eli Lilly & Co | 0% | +6.20% | Add |
| 41 | DFAS | Dimensional US Small Cap ETF | 0% | — | Unchanged |
| 42 | COST | Costco Wholesale CORP | 0% | +35.34% | Add |
| 43 | GS | Goldman Sachs Group Inc | 0% | — | Unchanged |
| 44 | KRE | Ss Spdr S&p Regional Bank | 0% | — | Unchanged |
| 45 | VUG | Vanguard Growth ETF | — | +500.00% | Add |
| 46 | GOOGL | Alphabet Inc-cl A | — | -9.09% | Trim |
| 47 | JPM | Jpmorgan Chase & Co | — | — | Unchanged |
| 48 | EMR | Emerson Electric Co | — | — | Unchanged |
| 49 | CB | Chubb Limited | — | +12.39% | Add |
| 50 | PH | Parker Hannifin CORP | — | — | Unchanged |
1–50 of 118
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Sovereign Investment Advisors, LLC and what type of investor is it?
Sovereign Investment Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $532.7M, spread across 109 disclosed positions.
What are Sovereign Investment Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Sovereign Investment Advisors, LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $68.4M (12.8%)
2. Invesco Qqq Trust Series 1 (QQQ) — $38.0M (7.1%)
3. Ss Spdr S&p 500 ETF Trust-us (SPY) — $36.8M (6.9%)
4. Ishares Core Msci Eafe ETF (IEFA) — $31.5M (5.9%)
5. Bny Mellon Glbl Infra Inc (BKGI) — $31.3M (5.9%)
What changes did Sovereign Investment Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, Sovereign Investment Advisors, LLC made 71 notable position adjustments: 12 new positions were initiated, 37 existing holdings were added to, 13 positions were partially reduced, and 9 were completely exited. The largest of these moves: Sold out: Ishares S&p 500 Growth ETF (IVW); New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Morgan Stanley (MS); New buy: Texas Instruments Inc (TXN)
What sectors does Sovereign Investment Advisors, LLC focus on?
Sovereign Investment Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Energy: 75.9%
• Information Technology: 6.9%
• Industrials: 3.4%
• Financials: 3.3%
• Utilities: 2.4%
• Health Care: 1.9%
Investment Profile
Sovereign Investment Advisors, LLC returned an annualized 15.8% over the trailing 36 months — outperforming the S&P 500 by 4.9 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.51 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 75.9% of the portfolio concentrated in Energy.
Its turnover score has risen from 0 to 19 over the past 4 quarters — a shift toward more active trading.
It has added to its SPY position over the past two quarters (+$17.4M, now $36.8M), while trimming JAAA over the same stretch (-$3.8M, still holding $9.2M).
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Developer Access
Access Sovereign Investment Advisors, LLC's institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/sovereign-investment-advisors-llcCLI
npx alphasmo institutions get sovereign-investment-advisors-llc