SA
Solaris Asset Management LLC Historical SEC 13F Holdings & Archive (Q3 2018)
Solaris Asset Management LLCCIK: 0001364739
Sector-focusedContrarianDiversified strategy
Total reported value
$12.8M
Reporting period: 2018-09-30 · Number of holdings: 41
SOLARIS ASSET MANAGEMENT LLC disclosed 41 holdings in its latest 13F filing for the period ending 2018-09-30, with total reported value of $12.8M and a quarterly turnover rate of 17.3%.
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Personality snowflake
- Concentration
- 25.27
- Portfolio Stability
- 17.28
- Momentum
- 0
- Sector conviction
- 100
- Diversification
- 82
- Sizing Uniformity
- 87.23
Solaris Asset Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.063 — mathematically equivalent to about 16 equally-sized positions, well below its 41 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.28), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 47% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim TFX
-78.5% -$981.0K
Add AAPL
-3.8% $222.0K
Add IACIEUR
0.0% $143.0K
Add UNP
-3.6% $111.0K
Add MSFT
-6.6% $103.0K
Add 00817Y108
0.0% $95.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 11.73% | +1.96% | -3.76% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 10.45% | +1.02% | -6.59% | |
| 3 | UNP | Union Pacific CORP | Stock-Industrials | 8.91% | +1.05% | -3.58% | |
| 4 | CTAS | Cintas CORP | Stock-Industrials | 7.87% | +0.40% | -3.78% | |
| 5 | ✓ | Stock-Other | 7.80% | +0.90% | — | ||
| 6 | PNC | Pnc Financial Services Group | Stock-Financials | 6.53% | -0.04% | -3.76% | |
| 7 | DFSEUR | Discover Financial Services | Stock-Other | 6.03% | +0.57% | -0.74% | |
| 8 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 4.85% | +0.31% | -11.43% | |
| 9 | ADBE | Adobe Inc | Stock-Tech | 4.24% | +0.21% | -7.16% | |
| 10 | IACIEUR | Iac/interactivecorp | Stock-Other | 3.77% | +1.18% | — | |
| 11 | NICE | Nice LTD - Spon Adr | Stock-Tech | 2.62% | +0.02% | -10.67% | |
| 12 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.55% | -0.11% | -12.78% | |
| 13 | META | Meta Platforms Inc-class A | Stock-Comm Services | 2.42% | -0.74% | -11.73% | |
| 14 | TFX | Teleflex Inc | Stock-Healthcare | 2.08% | -7.44% | -78.49% | |
| 15 | IWD | Ishares Russell 1000 Value E | ETF-Other | 1.85% | +0.12% | — | |
| 16 | WEP | Magellan Midstream Partners | Stock-Other | 1.85% | -0.26% | -12.50% | |
| 17 | PSCH | Invesco S&p Smallcap Health | ETF-Other | 1.85% | +0.19% | — | |
| 18 | RTN1USD | Raytheon Company | Stock-Other | 1.84% | +0.15% | — | |
| 19 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 1.83% | +0.04% | — | |
| 20 | NFG | National Fuel Gas Co | Stock-Energy | 1.58% | +0.12% | — | |
| 21 | DLX | Deluxe CORP | Stock-Other | 1.08% | -0.15% | — | |
| 22 | WMT | Walmart Inc | Stock-Consumer Staples | 0.88% | +0.09% | — | |
| 23 | VGIT | Vanguard Intermediate-term T | ETF-Other | 0.84% | +0.02% | — | |
| 24 | T | At&t Inc | Stock-Comm Services | 0.70% | -0.06% | -13.95% | |
| 25 | MBB | Ishares Mbs ETF | ETF-Other | 0.64% | +0.01% | — | |
| 26 | R6C2 | Royal Dutch Shell-spon Adr-b | Stock-Other | 0.57% | — | — | |
| 27 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.52% | +0.52% | NEW | |
| 28 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.49% | -0.09% | — | |
| 29 | COP | Conocophillips | Stock-Energy | 0.41% | -0.23% | -44.00% | |
| 30 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.27% | +0.27% | NEW | |
| 31 | GM | General Motors Co | Stock-Consumer Disc | 0.22% | -0.03% | — | |
| 32 | AMJEUR | Jpmorgan Alerian Mlp Index | ETF-Large Cap & Growth | 0.19% | +0.01% | — | |
| 33 | IRM | Iron Mountain Inc | Stock-Real Estate | 0.15% | +0.01% | — | |
| 34 | VOD | Vodafone Group Plc-sp Adr | Stock-Comm Services | 0.13% | -0.01% | — | |
| 35 | VUG | Vanguard Growth ETF | ETF-Other | 0.06% | +0.01% | — | |
| 36 | ✓ | Stock-Other | 0.05% | -0.02% | — | ||
| 37 | ITW | Illinois Tool Works | Stock-Industrials | 0.05% | — | — | |
| 38 | NQUSD | Link Motion Inc - Spon Adr | Stock-Other | 0.03% | -0.02% | — | |
| 39 | PSCT | Invesco S&p Smallcap Informa | ETF-Other | 0.03% | — | — | |
| 40 | PSCF | Invesco S&p Smallcap Financi | ETF-Other | 0.02% | — | — | |
| 41 | ✓ | Motors Liquidation Co | Stock-Other | 0.01% | — | — |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2018 Q3 | 41 | $12.8M | 17 | ||
| 2018 Q2 | 39 | $13.1M | 24 | ||
| 2018 Q1 | 55 | $15.2M | 100 | ||
| 2017 Q4 | 242 | $176.5M | 20 | ||
| 2017 Q3 | 281 | $171.0M | 16 | ||
| 2017 Q2 | 303 | $162.1M | 20 | ||
| 2017 Q1 | 277 | $152.5M | 18 | ||
| 2016 Q4 | 280 | $155.0M | 26 | ||
| 2016 Q3 | 489 | $158.7M | 26 | ||
| 2016 Q2 | 212 | $138.7M | 22 | ||
| 2016 Q1 | 198 | $142.0M | 38 | ||
| 2015 Q4 | 191 | $146.3M | 23 | ||
| 2015 Q3 | 180 | $125.8M | 36 | ||
| 2015 Q2 | 220 | $161.6M | 14 | ||
| 2015 Q1 | 221 | $161.8M | 23 | ||
| 2014 Q4 | 212 | $154.6M | 29 | ||
| 2014 Q3 | 220 | $149.4M | 22 | ||
| 2014 Q2 | 203 | $152.9M | 15 | ||
| 2014 Q1 | 220 | $144.9M | 18 | ||
| 2013 Q4 | 238 | $149.3M | 39 | ||
| 2013 Q3 | 239 | $137.4M | 23 | ||
| 2013 Q2 | 232 | $125.6M | 0 |
Holding changes this quarter
Solaris Asset Management LLC's most significant position changes for 2018-09-30: New buy: Ishares Core S&p 500 ETF (IVV); New buy: Ishares Russell 2000 ETF (IWM); Trim: Teleflex Inc (TFX) — shares -78.49%; Trim: Apple Inc (AAPL) — shares -3.76%; Trim: Union Pacific CORP (UNP) — shares -3.58%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | +2% | -3.76% | Trim |
| 2 | IACIEUR | Iac/interactivecorp | +1.2% | — | Unchanged |
| 3 | UNP | Union Pacific CORP | +1.1% | -3.58% | Trim |
| 4 | MSFT | Microsoft CORP | +1% | -6.59% | Trim |
| 5 | ✓ | +0.9% | — | Unchanged | |
| 6 | DFSEUR | Discover Financial Services | +0.6% | -0.74% | Trim |
| 7 | CTAS | Cintas CORP | +0.4% | -3.78% | Trim |
| 8 | AMZN | Amazon.com Inc | +0.3% | -11.43% | Trim |
| 9 | ADBE | Adobe Inc | +0.2% | -7.16% | Trim |
| 10 | PSCH | Invesco S&p Smallcap Health | +0.2% | — | Unchanged |
| 11 | RTN1USD | Raytheon Company | +0.2% | — | Unchanged |
| 12 | NFG | National Fuel Gas Co | +0.1% | — | Unchanged |
| 13 | IWD | Ishares Russell 1000 Value E | +0.1% | — | Unchanged |
| 14 | WMT | Walmart Inc | +0.1% | — | Unchanged |
| 15 | VCSH | Vanguard S/t CORP Bond ETF | 0% | — | Unchanged |
| 16 | NICE | Nice LTD - Spon Adr | 0% | -10.67% | Trim |
| 17 | VGIT | Vanguard Intermediate-term T | 0% | — | Unchanged |
| 18 | VUG | Vanguard Growth ETF | 0% | — | Unchanged |
| 19 | AMJEUR | Jpmorgan Alerian Mlp Index | 0% | — | Unchanged |
| 20 | MBB | Ishares Mbs ETF | 0% | — | Unchanged |
| 21 | IRM | Iron Mountain Inc | 0% | — | Unchanged |
| 22 | R6C2 | Royal Dutch Shell-spon Adr-b | — | — | Unchanged |
| 23 | PSCF | Invesco S&p Smallcap Financi | — | — | Unchanged |
| 24 | ✓ | Motors Liquidation Co | — | — | Unchanged |
| 25 | PSCT | Invesco S&p Smallcap Informa | — | — | Unchanged |
| 26 | ITW | Illinois Tool Works | — | — | Unchanged |
| 27 | VOD | Vodafone Group Plc-sp Adr | 0% | — | Unchanged |
| 28 | NQUSD | Link Motion Inc - Spon Adr | 0% | — | Unchanged |
| 29 | ✓ | 0% | — | Unchanged | |
| 30 | GM | General Motors Co | 0% | — | Unchanged |
| 31 | PNC | Pnc Financial Services Group | 0% | -3.76% | Trim |
| 32 | T | At&t Inc | -0.1% | -13.95% | Trim |
| 33 | AEP | American Electric Power Company, Inc. | -0.1% | — | Unchanged |
| 34 | GOOG | Alphabet Inc-cl C | -0.1% | -12.78% | Trim |
| 35 | DLX | Deluxe CORP | -0.2% | — | Unchanged |
| 36 | COP | Conocophillips | -0.2% | -44.00% | Trim |
| 37 | WEP | Magellan Midstream Partners | -0.3% | -12.50% | Trim |
| 38 | META | Meta Platforms Inc-class A | -0.7% | -11.73% | Trim |
| 39 | TFX | Teleflex Inc | -7.4% | -78.49% | Trim |
| 40 | IVV | Ishares Core S&p 500 ETF | — | NEW | New buy |
| 41 | IWM | Ishares Russell 2000 ETF | — | NEW | New buy |
Filing History
FAQ
What is Solaris Asset Management LLC and what type of investor is it?
Solaris Asset Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2018-09-30), the firm manages a tracked equity portfolio valued at approximately $12.8M, spread across 41 disclosed positions.
What are Solaris Asset Management LLC's largest equity positions?
Based on the latest 13F filing, Solaris Asset Management LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $1.5M (11.7%)
2. Microsoft CORP (MSFT) — $1.3M (10.4%)
3. Union Pacific CORP (UNP) — $1.1M (8.9%)
4. Cintas CORP (CTAS) — $1.0M (7.9%)
5. — $999.0K (7.8%)
What changes did Solaris Asset Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Solaris Asset Management LLC made 17 notable position adjustments: 2 new positions were initiated, 0 existing holdings were added to, 15 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Ishares Core S&p 500 ETF (IVV); New buy: Ishares Russell 2000 ETF (IWM); Trim: Teleflex Inc (TFX) — shares -78.49%; Trim: Apple Inc (AAPL) — shares -3.76%; Trim: Union Pacific CORP (UNP) — shares -3.58%
What sectors does Solaris Asset Management LLC focus on?
Solaris Asset Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 55.8%
• Industrials: 18.8%
• Communication Services: 12.0%
• Consumer Discretionary: 10.7%
• Consumer Staples: 1.9%
• Energy: 0.9%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Solaris Asset Management LLC's portfolio is broadly diversified and long-term-holding, with 55.8% of the portfolio concentrated in Information Technology.
Its concentration score has risen from 8 to 25 over the past 4 quarters — a shift toward higher-conviction positions.
It has added to its AAPL position over the past two quarters (+$294.0K, now $1.5M), while trimming TFX over the same stretch (-$996.0K, still holding $266.0K).
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