SF
Signator Financial Services, Inc. Historical SEC 13F Holdings & Archive (Q3 2013)
Signator Financial Services, Inc.CIK: 0001601928
Sector-focusedMomentum followerLong-term holder
Total reported value
$101.6M
Reporting period: 2013-09-30 · Number of holdings: 297
Signator Financial Services, Inc. disclosed 297 holdings in its latest 13F filing for the period ending 2013-09-30, with total reported value of $101.6M and a quarterly turnover rate of 13.1%.
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Personality snowflake
- Concentration
- 58.65
- Portfolio Stability
- 13.12
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 34.66
Signator Financial Services, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.147 — mathematically equivalent to about 7 equally-sized positions, well below its 297 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 6.53), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 45% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim BRK-A
0.0% $302.0K
Add AAPL
-0.1% $3.9M
Add OMER
-4.3% $595.0K
Trim TIP
-96.8% -$463.0K
Add SBUX
+1.3% $676.0K
Add BKNG
+102.1% $353.0K
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 297 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 28.00% | -2.25% | — | |
| 2 | AAPL | Apple Inc | Stock-Tech | 23.05% | +2.09% | -0.15% | |
| 3 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 10.37% | -0.14% | +6.29% | |
| 4 | SBUX | Starbucks CORP | Stock-Consumer Disc | 4.16% | +0.34% | +1.29% | |
| 5 | IWD | Ishares Russell 1000 Value E | ETF-Other | 2.34% | — | -2.25% | |
| 6 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.66% | +0.06% | +1.99% | |
| 7 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.45% | -0.03% | -1.31% | |
| 8 | ✓ | Powershares Qqq Trust Ser 1 | Stock-Other | 1.31% | -0.01% | -2.32% | |
| 9 | OMER | Omeros CORP | Stock-Other | 1.27% | +0.52% | -4.33% | |
| 10 | EVEUR | Eaton Vance CORP | Stock-Other | 1.22% | -0.02% | +4.45% | |
| 11 | MTB | M & T Bank CORP | Stock-Financials | 1.16% | -0.02% | +6.59% | |
| 12 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 0.93% | +0.03% | +0.09% | |
| 13 | IJK | Ishares S&p Mid-cap 400 Grow | ETF-Other | 0.92% | — | +0.46% | |
| 14 | IJJ | Ishares S&p Mid-cap 400 Valu | ETF-Other | 0.85% | -0.03% | -0.85% | |
| 15 | KMI | Kinder Morgan, Inc. | Stock-Energy | 0.74% | -0.14% | -1.83% | |
| 16 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.74% | +0.11% | +23.20% | |
| 17 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.73% | — | — | |
| 18 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 0.73% | -0.02% | -0.06% | |
| 19 | SDRL | Seadrill Limited | Stock-Other | 0.69% | +0.01% | — | |
| 20 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.68% | +0.03% | +10.36% | |
| 21 | QCOM | Qualcomm Inc | Stock-Tech | 0.67% | — | -5.67% | |
| 22 | IBM | Intl Business Machines CORP | Stock-Tech | 0.62% | +0.13% | +43.04% | |
| 23 | BKNG | Booking Holdings Inc. | Stock-Consumer Disc | 0.58% | +0.32% | +102.06% | |
| 24 | PFF | Ishares Preferred & Income S | ETF-Other | 0.52% | — | +6.20% | |
| 25 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.52% | — | +3.10% | |
| 26 | USB | US Bancorp | Stock-Financials | 0.45% | — | — | |
| 27 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.42% | +0.04% | +17.27% | |
| 28 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.41% | — | — | |
| 29 | BA | Boeing Co/the | Stock-Industrials | 0.37% | +0.09% | +24.17% | |
| 30 | ✓ | Cole Real Estate Investments | Stock-Other | 0.36% | +0.36% | NEW | |
| 31 | BKF | Ishares Msci Bic ETF | ETF-Other | 0.34% | — | +2.35% | |
| 32 | UNP | Union Pacific CORP | Stock-Industrials | 0.33% | +0.11% | +58.00% | |
| 33 | GSG | Ishares S&p Gsci Commodity I | ETF-Commodities | 0.30% | — | +3.41% | |
| 34 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.29% | — | -3.73% | |
| 35 | ✓ | Invesco Global Listed Private Equity ETF | ETF-Other | 0.27% | — | — | |
| 36 | MUB | Ishares National Muni Bond E | ETF-Other | 0.25% | +0.08% | +64.91% | |
| 37 | ICF | Ishares Select U.s. Reit ETF | ETF-Other | 0.24% | — | +22.18% | |
| 38 | PM | Philip Morris International | Stock-Consumer Staples | 0.23% | — | — | |
| 39 | MKC | Mccormick & Co-non Vtg Shrs | Stock-Consumer Staples | 0.22% | +0.05% | +52.82% | |
| 40 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.21% | — | +20.30% | |
| 41 | COP | Conocophillips | Stock-Energy | 0.21% | — | -0.82% | |
| 42 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.20% | — | -2.54% | |
| 43 | STT | State Street CORP | Stock-Financials | 0.20% | +0.03% | +29.28% | |
| 44 | AOA | Ishares Core 80/20 Aggressiv | ETF-Other | 0.20% | — | — | |
| 45 | TBT | Proshares Ultrashort 20+y Tr | ETF-Other | 0.20% | — | +2.88% | |
| 46 | MSFT | Microsoft CORP | Stock-Tech | 0.20% | -0.07% | -17.78% | |
| 47 | BAC | Bank Of America CORP | Stock-Financials | 0.19% | — | -0.15% | |
| 48 | ADP | Automatic Data Processing | Stock-Tech | 0.19% | — | — | |
| 49 | MO | Altria Group Inc | Stock-Consumer Staples | 0.18% | +0.12% | +219.12% | |
| 50 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.18% | +0.09% | — |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Signator Financial Services, Inc.'s most significant position changes for 2013-09-30: New buy: Cole Real Estate Investments; Sold out: Intuitive Surgical Inc (ISRG); Sold out: Pitney Bowes Inc (PBI); Sold out: Davita Inc (DVA); New buy: Proshares Ultra Health Care (RXL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | +2.1% | -0.15% | Trim |
| 2 | OMER | Omeros CORP | +0.5% | -4.33% | Trim |
| 3 | SBUX | Starbucks CORP | +0.3% | +1.29% | Add |
| 4 | BKNG | Booking Holdings Inc. | +0.3% | +102.06% | Add |
| 5 | IBM | Intl Business Machines CORP | +0.1% | +43.04% | Add |
| 6 | MO | Altria Group Inc | +0.1% | +219.12% | Add |
| 7 | COST | Costco Wholesale CORP | +0.1% | +23.20% | Add |
| 8 | UNP | Union Pacific CORP | +0.1% | +58.00% | Add |
| 9 | BA | Boeing Co/the | +0.1% | +24.17% | Add |
| 10 | META | Meta Platforms Inc-class A | +0.1% | — | Unchanged |
| 11 | MUB | Ishares National Muni Bond E | +0.1% | +64.91% | Add |
| 12 | V | Visa Inc-class A Shares | +0.1% | +363.64% | Add |
| 13 | ✓ | Chambers Str Pptys | +0.1% | +270.49% | Add |
| 14 | NKE | Nike Inc -cl B | +0.1% | +181.82% | Add |
| 15 | EFA | Ishares Msci Eafe ETF | +0.1% | +1.99% | Add |
| 16 | SO | Southern Co/the | +0.1% | +1400.00% | Add |
| 17 | MKC | Mccormick & Co-non Vtg Shrs | +0.1% | +52.82% | Add |
| 18 | AEP | American Electric Power Company, Inc. | 0% | +17.27% | Add |
| 19 | Z | Zillow Group, Inc. | 0% | — | Unchanged |
| 20 | IWO | Ishares Russell 2000 Growth | 0% | +0.09% | Add |
| 21 | DVY | Ishares Select Dividend ETF | 0% | +10.36% | Add |
| 22 | STT | State Street CORP | 0% | +29.28% | Add |
| 23 | SDRL | Seadrill Limited | 0% | — | Unchanged |
| 24 | IJK | Ishares S&p Mid-cap 400 Grow | — | +0.46% | Add |
| 25 | ✓ | Powershares Qqq Trust Ser 1 | 0% | -2.32% | Trim |
| 26 | EVEUR | Eaton Vance CORP | 0% | +4.45% | Add |
| 27 | MTB | M & T Bank CORP | 0% | +6.59% | Add |
| 28 | IWN | Ishares Russell 2000 Value E | 0% | -0.06% | Trim |
| 29 | IWF | Ishares Russell 1000 Growth | 0% | -1.31% | Trim |
| 30 | IJJ | Ishares S&p Mid-cap 400 Valu | 0% | -0.85% | Trim |
| 31 | MSFT | Microsoft CORP | -0.1% | -17.78% | Trim |
| 32 | JWNUSD | Nordstrom Inc | -0.1% | -28.82% | Trim |
| 33 | ✓ | Linn Energy LLC | -0.1% | -5.86% | Trim |
| 34 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | +6.29% | Add |
| 35 | KMI | Kinder Morgan, Inc. | -0.1% | -1.83% | Trim |
| 36 | TIP | Ishares Tips Bond ETF | -0.5% | -96.81% | Trim |
| 37 | BRK-A | Berkshire Hathaway Inc-cl A | -2.3% | — | Unchanged |
| 38 | ✓ | Cole Real Estate Investments | — | NEW | New buy |
| 39 | ISRG | Intuitive Surgical Inc | — | EXIT | Sold out |
| 40 | PBI | Pitney Bowes Inc | — | EXIT | Sold out |
| 41 | DVA | Davita Inc | — | EXIT | Sold out |
| 42 | RXL | Proshares Ultra Health Care | — | NEW | New buy |
| 43 | PST | Proshares Ultrashort 7-10 Yr | — | NEW | New buy |
| 44 | FINUGBP | Proshares Ultrapro Financial | — | NEW | New buy |
| 45 | ✓ | Spirit Realty Capital Inc | — | NEW | New buy |
| 46 | FDM | First Trust Dow J Select Mic | — | EXIT | Sold out |
| 47 | SHY | Ishares 1-3 Year Treasury Bo | — | EXIT | Sold out |
| 48 | ✓ | — | NEW | New buy | |
| 49 | ✓ | Amreit Inc | — | EXIT | Sold out |
| 50 | IEF | Ishares 7-10 Year Treasury B | — | EXIT | Sold out |
Filing History
FAQ
What is Signator Financial Services, Inc. and what type of investor is it?
Signator Financial Services, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2013-09-30), the firm manages a tracked equity portfolio valued at approximately $101.6M, spread across 297 disclosed positions.
What are Signator Financial Services, Inc.'s largest equity positions?
Based on the latest 13F filing, Signator Financial Services, Inc.'s top holdings by market value are:
1. Berkshire Hathaway Inc-cl A (BRK-A) — $28.5M (28.0%)
2. Apple Inc (AAPL) — $23.4M (23.1%)
3. Berkshire Hathaway Inc-cl B (BRK-B) — $10.5M (10.4%)
4. Starbucks CORP (SBUX) — $4.2M (4.2%)
5. Ishares Russell 1000 Value E (IWD) — $2.4M (2.3%)
What changes did Signator Financial Services, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Signator Financial Services, Inc. made 46 notable position adjustments: 6 new positions were initiated, 22 existing holdings were added to, 11 positions were partially reduced, and 7 were completely exited. The largest of these moves: New buy: Cole Real Estate Investments; Sold out: Intuitive Surgical Inc (ISRG); Sold out: Pitney Bowes Inc (PBI); Sold out: Davita Inc (DVA); New buy: Proshares Ultra Health Care (RXL)
What sectors does Signator Financial Services, Inc. focus on?
Signator Financial Services, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 55.1%
• Financials: 24.4%
• Consumer Discretionary: 10.9%
• Industrials: 3.5%
• Consumer Staples: 3.1%
• Energy: 1.3%
Investment Profile
Signator Financial Services, Inc.'s portfolio is moderately concentrated and long-term-holding, with 55.1% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 29 to 13 over the past 1 quarters — a shift toward longer holding periods.
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