DC
Dg Capital Management Inc Historical SEC 13F Holdings & Archive (Q3 2016)
Dg Capital Management IncCIK: 0001123798
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$101.6M
Reporting period: 2016-09-30 · Number of holdings: 62
DG CAPITAL MANAGEMENT INC disclosed 62 holdings in its latest 13F filing for the period ending 2016-09-30, with total reported value of $101.6M and a quarterly turnover rate of 48.3%.
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Personality snowflake
- Concentration
- 8.87
- Portfolio Stability
- 48.3
- Momentum
- 100
- Sector conviction
- 53.72
- Diversification
- 100
- Sizing Uniformity
- 93.83
Dg Capital Management Inc's disclosed holdings carry a Herfindahl concentration index of 0.022 — mathematically equivalent to about 45 equally-sized positions, close to its 62 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.62), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 61% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim W
-85.0% -$1.4M
Add EW
+70.4% $1.4M
Add AMGN
+33.6% $1.2M
Trim TJX
-20.2% -$629.0K
Add BABA
+22.1% $820.0K
Trim MDLZ
-39.4% -$576.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 5.28% | +0.13% | -4.82% | |
| 2 | AMGN | Amgen Inc | Stock-Healthcare | 3.81% | +0.99% | +33.58% | |
| 3 | MA | Mastercard Inc - A | Stock-Financials | 3.46% | -0.01% | -6.44% | |
| 4 | ADBE | Adobe Inc | Stock-Tech | 3.42% | +0.54% | +13.95% | |
| 5 | V | Visa Inc-class A Shares | Stock-Financials | 3.38% | — | -7.72% | |
| 6 | META | Meta Platforms Inc-class A | Stock-Comm Services | 3.37% | — | -4.69% | |
| 7 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.94% | +0.21% | +14.75% | |
| 8 | EW | Edwards Lifesciences CORP | Stock-Healthcare | 2.70% | +1.28% | +70.41% | |
| 9 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.67% | +0.41% | +13.88% | |
| 10 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.66% | +0.36% | +9.79% | |
| 11 | BIIB | Biogen Inc | Stock-Healthcare | 2.66% | +2.66% | NEW | |
| 12 | TWXCHF | Time Warner Inc | Stock-Other | 2.39% | — | -6.70% | |
| 13 | ISRG | Intuitive Surgical Inc | Stock-Healthcare | 2.19% | +0.16% | +6.78% | |
| 14 | BKNG | Booking Holdings Inc. | Stock-Consumer Disc | 2.18% | +2.18% | NEW | |
| 15 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 2.11% | -0.85% | -20.17% | |
| 16 | BABA | Alibaba Group Holding-sp Adr | Stock-Consumer Disc | 2.10% | +0.70% | +22.08% | |
| 17 | AAPL | Apple Inc | Stock-Tech | 2.10% | +2.10% | NEW | |
| 18 | ✓ | Stock-Other | 2.07% | +2.07% | NEW | ||
| 19 | CB | Chubb Limited | Stock-Financials | 2.03% | — | -5.94% | |
| 20 | WDAY | Workday Inc-class A | Stock-Tech | 2.02% | +0.13% | -5.47% | |
| 21 | AVGO | Broadcom Inc. | Stock-Tech | 1.95% | +0.26% | +12.38% | |
| 22 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.89% | -0.59% | -14.97% | |
| 23 | ✓ | Ellie Mae Inc Com | Stock-Other | 1.71% | — | -19.07% | |
| 24 | NFLX | Netflix Inc | Stock-Comm Services | 1.60% | +0.52% | +48.17% | |
| 25 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.58% | +0.20% | +24.96% | |
| 26 | AMAT | Applied Materials Inc | Stock-Tech | 1.58% | +0.12% | -7.12% | |
| 27 | SYMCEUR | Symantec CORP | Stock-Other | 1.55% | +1.55% | NEW | |
| 28 | NOW | Servicenow Inc | Stock-Tech | 1.43% | — | -15.55% | |
| 29 | UNUSD | Unilever N V -ny Shares | Stock-Other | 1.35% | — | -2.58% | |
| 30 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.34% | +0.15% | +14.20% | |
| 31 | FN | Fabrinet | Stock-Tech | 1.32% | +1.32% | NEW | |
| 32 | NTES | Netease Inc-adr | Stock-Comm Services | 1.31% | — | -21.77% | |
| 33 | ULTA | Ulta Beauty Inc | Stock-Consumer Disc | 1.30% | -0.44% | -16.99% | |
| 34 | WBA | Walgreens Boots Alliance Inc | Stock-Other | 1.29% | +0.43% | +68.85% | |
| 35 | ATVIEUR | Activision Blizzard Inc | Stock-Comm Services | 1.28% | — | -10.14% | |
| 36 | ✓ | Stock-Other | 1.23% | -0.46% | -21.01% | ||
| 37 | GDDY | Godaddy Inc - Class A | Stock-Tech | 1.21% | +0.40% | +46.31% | |
| 38 | FLT1EUR | Fleetcor Technologies Inc | Stock-Other | 1.15% | — | -27.02% | |
| 39 | REGN | Regeneron Pharmaceuticals | Stock-Healthcare | 1.13% | +1.13% | NEW | |
| 40 | BAC | Bank Of America CORP | Stock-Financials | 1.10% | +0.21% | +13.76% | |
| 41 | PYPL | Paypal Holdings Inc | Stock-Financials | 1.07% | — | -7.39% | |
| 42 | DFSEUR | Discover Financial Services | Stock-Other | 1.07% | — | -5.71% | |
| 43 | INTU | Intuit Inc | Stock-Tech | 1.07% | — | +1.02% | |
| 44 | XYZ | Block Inc | Stock-Financials | 1.06% | +1.06% | NEW | |
| 45 | BMRN | Biomarin Pharmaceutical Inc | Stock-Healthcare | 1.00% | +0.20% | +13.84% | |
| 46 | HES | Hess CORP | Stock-Other | 0.86% | — | -9.79% | |
| 47 | EXPE | Expedia Group Inc | Stock-Consumer Disc | 0.85% | -0.55% | -39.67% | |
| 48 | MRSH | Marsh & Mclennan Cos | Stock-Financials | 0.84% | — | -5.76% | |
| 49 | HON | Honeywell International Inc | Stock-Industrials | 0.81% | — | -4.66% | |
| 50 | AVY | Avery Dennison CORP | Stock-Consumer Disc | 0.81% | -0.31% | -24.66% |
1–50 of 62
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Dg Capital Management Inc's most significant position changes for 2016-09-30: Sold out: ; New buy: Biogen Inc (BIIB); Sold out: Bristol-myers Squibb Co (BMY); New buy: Booking Holdings Inc. (BKNG); New buy: Apple Inc (AAPL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | EW | Edwards Lifesciences CORP | +1.3% | +70.41% | Add |
| 2 | AMGN | Amgen Inc | +1% | +33.58% | Add |
| 3 | BABA | Alibaba Group Holding-sp Adr | +0.7% | +22.08% | Add |
| 4 | ADBE | Adobe Inc | +0.5% | +13.95% | Add |
| 5 | NFLX | Netflix Inc | +0.5% | +48.17% | Add |
| 6 | WBA | Walgreens Boots Alliance Inc | +0.4% | +68.85% | Add |
| 7 | GOOG | Alphabet Inc-cl C | +0.4% | +13.88% | Add |
| 8 | GDDY | Godaddy Inc - Class A | +0.4% | +46.31% | Add |
| 9 | GOOGL | Alphabet Inc-cl A | +0.4% | +9.79% | Add |
| 10 | AVGO | Broadcom Inc. | +0.3% | +12.38% | Add |
| 11 | LLY | Eli Lilly & Co | +0.2% | +14.75% | Add |
| 12 | BAC | Bank Of America CORP | +0.2% | +13.76% | Add |
| 13 | UNH | Unitedhealth Group Inc | +0.2% | +24.96% | Add |
| 14 | BMRN | Biomarin Pharmaceutical Inc | +0.2% | +13.84% | Add |
| 15 | ISRG | Intuitive Surgical Inc | +0.2% | +6.78% | Add |
| 16 | JPM | Jpmorgan Chase & Co | +0.2% | +14.20% | Add |
| 17 | AMZN | Amazon.com Inc | +0.1% | -4.82% | Trim |
| 18 | WDAY | Workday Inc-class A | +0.1% | -5.47% | Trim |
| 19 | AMAT | Applied Materials Inc | +0.1% | -7.12% | Trim |
| 20 | MA | Mastercard Inc - A | 0% | -6.44% | Trim |
| 21 | VRTX | Vertex Pharmaceuticals Inc | -0.3% | -32.66% | Trim |
| 22 | AVY | Avery Dennison CORP | -0.3% | -24.66% | Trim |
| 23 | PXDEUR | Pioneer Natural Resources Co | -0.3% | -37.64% | Trim |
| 24 | ULTA | Ulta Beauty Inc | -0.4% | -16.99% | Trim |
| 25 | ✓ | -0.5% | -21.01% | Trim | |
| 26 | EXPE | Expedia Group Inc | -0.6% | -39.67% | Trim |
| 27 | COST | Costco Wholesale CORP | -0.6% | -14.97% | Trim |
| 28 | MDLZ | Mondelez International Inc-a | -0.7% | -39.35% | Trim |
| 29 | TJX | Tjx Companies Inc | -0.9% | -20.17% | Trim |
| 30 | W | Wayfair Inc- Class A | -1.5% | -84.99% | Trim |
| 31 | ✓ | — | EXIT | Sold out | |
| 32 | BIIB | Biogen Inc | — | NEW | New buy |
| 33 | BMY | Bristol-myers Squibb Co | — | EXIT | Sold out |
| 34 | BKNG | Booking Holdings Inc. | — | NEW | New buy |
| 35 | AAPL | Apple Inc | — | NEW | New buy |
| 36 | ✓ | — | NEW | New buy | |
| 37 | CRM | Salesforce Inc | — | EXIT | Sold out |
| 38 | SABR | Sabre CORP | — | EXIT | Sold out |
| 39 | SYMCEUR | Symantec CORP | — | NEW | New buy |
| 40 | FN | Fabrinet | — | NEW | New buy |
| 41 | REGN | Regeneron Pharmaceuticals | — | NEW | New buy |
| 42 | XYZ | Block Inc | — | NEW | New buy |
| 43 | ✓ | Panera Bread Co | — | EXIT | Sold out |
| 44 | SPLKCHF | Splunk Inc | — | NEW | New buy |
| 45 | HDSUSD | Hd Supply Holdings Inc | — | EXIT | Sold out |
| 46 | FANG | Diamondback Energy Inc | — | NEW | New buy |
| 47 | GILD | Gilead Sciences Inc | — | EXIT | Sold out |
| 48 | MCD | Mcdonald's CORP | — | EXIT | Sold out |
| 49 | ACIA | Acacia Communications Inc | — | NEW | New buy |
| 50 | ✓ | Monsanto | — | NEW | New buy |
Filing History
FAQ
What is Dg Capital Management Inc and what type of investor is it?
Dg Capital Management Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2016-09-30), the firm manages a tracked equity portfolio valued at approximately $101.6M, spread across 62 disclosed positions.
What are Dg Capital Management Inc's largest equity positions?
Based on the latest 13F filing, Dg Capital Management Inc's top holdings by market value are:
1. Amazon.com Inc (AMZN) — $5.4M (5.3%)
2. Amgen Inc (AMGN) — $3.9M (3.8%)
3. Mastercard Inc - A (MA) — $3.5M (3.5%)
4. Adobe Inc (ADBE) — $3.5M (3.4%)
5. Visa Inc-class A Shares (V) — $3.4M (3.4%)
What changes did Dg Capital Management Inc make in its most recent portfolio filing?
In the latest reported quarter, Dg Capital Management Inc made 50 notable position adjustments: 12 new positions were initiated, 16 existing holdings were added to, 14 positions were partially reduced, and 8 were completely exited. The largest of these moves: Sold out: ; New buy: Biogen Inc (BIIB); Sold out: Bristol-myers Squibb Co (BMY); New buy: Booking Holdings Inc. (BKNG); New buy: Apple Inc (AAPL)
What sectors does Dg Capital Management Inc focus on?
Dg Capital Management Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 22.2%
• Health Care: 20.3%
• Communication Services: 18.9%
• Financials: 18.7%
• Consumer Discretionary: 12.1%
• Industrials: 4.7%
Investment Profile
Dg Capital Management Inc's portfolio is broadly diversified and moderately active.
It has added to its AMGN position over the past two quarters (+$1.6M, now $3.9M), while trimming ABBV over the same stretch (-$1.3M, still holding $791.0K).
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