CIK: 0000908195
Total reported value
$1.5B
Reporting period: 2026-03-31 · Number of holdings: 314
SHUFRO ROSE & CO LLC disclosed 314 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.5B and a quarterly turnover rate of 15.2%.
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Shufro Rose & Co LLC's disclosed holdings carry a Herfindahl concentration index of 0.029 — mathematically equivalent to about 34 equally-sized positions, well below its 314 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.81), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 44% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim VBR
-72.0% -$24.2M
Add GLW
-17.0% $18.6M
Trim CEF
-95.9% -$15.5M
Add OUNZ
+2195.7% $15.3M
Trim MSFT
+1.9% -$11.6M
Trim LLY
-0.4% -$7.1M
Showing top 200 holdings (of 314 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SMTH | Alps Smth Cor Bd Plus ETF | ETF-Other | 8.94% | +0.37% | +5.11% | |
| 2 | IBDU | Ishares Ibonds Dec 2029 Term | ETF-Other | 6.29% | +0.27% | +4.54% | |
| 3 | GLW | Corning INC | Stock-Tech | 5.62% | +1.29% | -16.95% | |
| 4 | DCRE | Dbl Comm Real Est Debt | ETF-Other | 5.41% | +0.28% | +4.77% | |
| 5 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.79% | +0.26% | +11.91% | |
| 6 | AAPL | Apple INC | Stock-Tech | 3.41% | -0.14% | +2.54% | |
| 7 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.81% | -0.47% | -0.36% | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 2.80% | -0.77% | +1.92% | |
| 9 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 2.48% | +0.16% | -0.58% | |
| 10 | VO | Vanguard Mid-cap ETF | ETF-Other | 2.42% | +0.13% | +6.21% | |
| 11 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.28% | -0.20% | +0.30% | |
| 12 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.26% | -0.10% | -0.12% | |
| 13 | IBDR | Ishares Ibonds Dec 2026 Term | ETF-Other | 2.05% | +0.10% | +4.43% | |
| 14 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.04% | -0.03% | -2.15% | |
| 15 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 1.93% | -0.31% | +0.88% | |
| 16 | GLD | Spdr Gold Shares | ETF-Commodities | 1.81% | +0.16% | +0.23% | |
| 17 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.71% | -0.08% | -0.17% | |
| 18 | TXN | Texas Instruments INC | Stock-Tech | 1.63% | +0.20% | +1.44% | |
| 19 | COHR | Coherent CORP | Stock-Tech | 1.62% | +0.30% | -5.30% | |
| 20 | AVY | Avery Dennison CORP | Stock-Consumer Disc | 1.42% | — | +3.06% | |
| 21 | BSCQ | Invesco Bulletshares 2026 Cb | ETF-Other | 1.36% | -0.22% | -14.14% | |
| 22 | QCOM | Qualcomm INC | Stock-Tech | 1.34% | -0.38% | +2.53% | |
| 23 | IBM | Intl Business Machines CORP | Stock-Tech | 1.22% | -0.22% | +2.63% | |
| 24 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.16% | -0.13% | -0.23% | |
| 25 | BSCS | Invesco Bulletshares 2028 Cb | ETF-Other | 1.14% | — | +2.20% | |
| 26 | OUNZ | Vaneck Merk Gold ETF | ETF-Commodities | 1.08% | +1.04% | +2195.70% | |
| 27 | BSCT | Invesco Bulletshares 2029 Cb | ETF-Other | 1.08% | — | +2.20% | |
| 28 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 1.07% | — | +7.09% | |
| 29 | TSEL | Touchstone Sands Sel Gr ETF | ETF-Other | 0.97% | +0.09% | +26.21% | |
| 30 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.92% | +0.07% | -1.86% | |
| 31 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.90% | — | +1.54% | |
| 32 | AMGN | Amgen INC | Stock-Healthcare | 0.89% | +0.06% | -1.86% | |
| 33 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.83% | — | +4.21% | |
| 34 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.79% | — | +1.19% | |
| 35 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.66% | -1.64% | -72.00% | |
| 36 | VGIT | Vanguard Intermediate-term T | ETF-Other | 0.62% | — | +1.98% | |
| 37 | CRM | Salesforce INC | Stock-Tech | 0.59% | -0.29% | -4.72% | |
| 38 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.58% | — | +5.45% | |
| 39 | XOM | Exxon Mobil CORP | Stock-Energy | 0.56% | +0.16% | -1.42% | |
| 40 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.54% | — | +1.37% | |
| 41 | KLAC | Kla CORP | Stock-Tech | 0.48% | +0.08% | -1.01% | |
| 42 | CVX | Chevron CORP | Stock-Energy | 0.42% | +0.09% | -4.33% | |
| 43 | ICSH | Ishares Ultra Short Duration | ETF-Other | 0.41% | — | -4.89% | |
| 44 | DFIC | Dimensional International Co | ETF-Other | 0.40% | +0.07% | +14.77% | |
| 45 | ECL | Ecolab INC | Stock-Materials | 0.38% | — | +0.53% | |
| 46 | UL | Unilever Plc-sponsored Adr | Stock-Consumer Staples | 0.35% | -0.05% | +0.18% | |
| 47 | LEN | Lennar Corp-a | Stock-Consumer Disc | 0.35% | -0.06% | -1.00% | |
| 48 | AZO | Autozone INC | Stock-Consumer Disc | 0.34% | — | -4.01% | |
| 49 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.33% | — | -18.04% | |
| 50 | SENEA | Seneca Foods CORP - Cl A | Stock-Other | 0.30% | +0.07% | -6.43% |
Performance for Q3 2026
+1.4%
Performance Last 4 Quarters
+15.5%
Based on 68% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 314 | $1.5B | 15 | |
| 2025-12-31 | 300 | $1.5B | 36 | |
| 2025-09-30 | 315 | $1.2B | 4 | |
| 2025-06-30 | 311 | $1.2B | 0 | |
| 2025-03-31 | 313 | $1.3B | 100 | |
| 2024-12-31 | 296 | $1.3B | 0 | |
| 2024-09-30 | 313 | $1.2B | 0 | |
| 2024-06-30 | 313 | $1.2B | 0 | |
| 2024-03-31 | 314 | $1.2B | 0 | |
| 2023-12-31 | 305 | $1.1B | 0 | |
| 2023-09-30 | 309 | $1.1B | 0 | |
| 2023-06-30 | 317 | $1.1B | 0 | |
| 2023-03-31 | 320 | $1.1B | 0 | |
| 2022-12-31 | 342 | $1.2B | 0 | |
| 2022-09-30 | 333 | $1.0B | 0 | |
| 2022-06-30 | 320 | $1.2B | 0 | |
| 2022-03-31 | 338 | $1.3B | 0 | |
| 2021-12-31 | 311 | $1.4B | 0 | |
| 2021-09-30 | 297 | $1.3B | 0 | |
| 2021-06-30 | 300 | $1.3B | 97 | |
| 2021-03-31 | 306 | $1.3B | 25 | |
| 2020-12-31 | 288 | $1.2B | 24 | |
| 2020-09-30 | 282 | $1.0B | 27 | |
| 2020-06-30 | 287 | $1.0B | 35 | |
| 2020-03-31 | 293 | $838.5M | 35 | |
| 2019-12-31 | 314 | $1.1B | 21 | |
| 2019-09-30 | 340 | $1.0B | 11 | |
| 2019-06-30 | 306 | $1.0B | 10 | |
| 2019-03-31 | 298 | $998.8M | 22 | |
| 2018-12-31 | 298 | $904.9M | 31 | |
| 2018-09-30 | 296 | $1.1B | 19 | |
| 2018-06-30 | 299 | $1.0B | 16 | |
| 2018-03-31 | 303 | $1.0B | 19 | |
| 2017-12-31 | 288 | $1.0B | 15 | |
| 2017-09-30 | 289 | $994.6M | 15 | |
| 2017-06-30 | 268 | $936.3M | 13 | |
| 2017-03-31 | 272 | $925.8M | 16 | |
| 2016-12-31 | 264 | $895.6M | 20 | |
| 2016-09-30 | 265 | $894.7M | 23 | |
| 2016-06-30 | 266 | $904.3M | 17 | |
| 2016-03-31 | 273 | $895.0M | 16 | |
| 2015-12-31 | 259 | $869.6M | 18 | |
| 2015-09-30 | 261 | $832.3M | 17 | |
| 2015-06-30 | 261 | $941.3M | 16 | |
| 2015-03-31 | 263 | $972.2M | 17 | |
| 2014-12-31 | 264 | $983.3M | 18 | |
| 2014-09-30 | 264 | $964.1M | 16 | |
| 2014-06-30 | 261 | $974.2M | 13 | |
| 2014-03-31 | 260 | $954.5M | 20 | |
| 2013-12-31 | 263 | $947.3M | 22 | |
| 2013-09-30 | 253 | $879.4M | 17 | |
| 2013-06-30 | 263 | $841.6M | 46 |
Shufro Rose & Co LLC's most significant position changes for 2026-03-31: New buy: Ishares 0-3 Month Treasury B (SGOV); Sold out: Aon plc (AON); New buy: Berkshire Hathaway Inc-cl A (BRK-A); New buy: Ishares Ibonds Dec 2030 CORP (IBDV); Sold out: Warner Bros Discovery INC (WBD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GLW | Corning INC | +1.3% | -16.95% | Trim |
| 2 | OUNZ | Vaneck Merk Gold ETF | +1% | +2195.70% | Add |
| 3 | SMTH | Alps Smth Cor Bd Plus ETF | +0.4% | +5.11% | Add |
| 4 | COHR | Coherent CORP | +0.3% | -5.30% | Trim |
| 5 | DCRE | Dbl Comm Real Est Debt | +0.3% | +4.77% | Add |
| 6 | IBDU | Ishares Ibonds Dec 2029 Term | +0.3% | +4.54% | Add |
| 7 | IVV | Ishares Core S&p 500 ETF | +0.3% | +11.91% | Add |
| 8 | PANW | Palo Alto Networks INC | +0.2% | +1667.50% | Add |
| 9 | TXN | Texas Instruments INC | +0.2% | +1.44% | Add |
| 10 | XOM | Exxon Mobil CORP | +0.2% | -1.42% | Trim |
| 11 | GDX | Vaneck Gold Miners ETF | +0.2% | -0.58% | Trim |
| 12 | GLD | Spdr Gold Shares | +0.2% | +0.23% | Add |
| 13 | VO | Vanguard Mid-cap ETF | +0.1% | +6.21% | Add |
| 14 | IBDR | Ishares Ibonds Dec 2026 Term | +0.1% | +4.43% | Add |
| 15 | CVX | Chevron CORP | +0.1% | -4.33% | Trim |
| 16 | TSEL | Touchstone Sands Sel Gr ETF | +0.1% | +26.21% | Add |
| 17 | KLAC | Kla CORP | +0.1% | -1.01% | Trim |
| 18 | SENEA | Seneca Foods CORP - Cl A | +0.1% | -6.43% | Trim |
| 19 | JNJ | Johnson & Johnson | +0.1% | -1.86% | Trim |
| 20 | DFIC | Dimensional International Co | +0.1% | +14.77% | Add |
| 21 | LNG | Cheniere Energy INC | +0.1% | -0.25% | Trim |
| 22 | AMGN | Amgen INC | +0.1% | -1.86% | Trim |
| 23 | FLOT | Ishares Floating Rate Bond E | +0.1% | +90.75% | Add |
| 24 | RSP | Invesco S&p 500 Equal Weight | 0% | -2.15% | Trim |
| 25 | NKE | Nike INC -cl B | 0% | -0.98% | Trim |
| 26 | GOOG | Alphabet Inc-cl C | 0% | -15.29% | Trim |
| 27 | UL | Unilever Plc-sponsored Adr | -0.1% | +0.18% | Add |
| 28 | WD | Walker & Dunlop INC | -0.1% | -6.76% | Trim |
| 29 | DIS | Walt Disney Co/the | -0.1% | -43.81% | Trim |
| 30 | LEN | Lennar Corp-a | -0.1% | -1.00% | Trim |
| 31 | VOO | Vanguard S&p 500 ETF | -0.1% | -0.17% | Trim |
| 32 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | -0.12% | Trim |
| 33 | AMZN | Amazon.com INC | -0.1% | -0.23% | Trim |
| 34 | AAPL | Apple INC | -0.1% | +2.54% | Add |
| 35 | JPM | Jpmorgan Chase & Co | -0.2% | +0.30% | Add |
| 36 | IBM | Intl Business Machines CORP | -0.2% | +2.63% | Add |
| 37 | BSCQ | Invesco Bulletshares 2026 Cb | -0.2% | -14.14% | Trim |
| 38 | CRM | Salesforce INC | -0.3% | -4.72% | Trim |
| 39 | TMO | Thermo Fisher Scientific INC | -0.3% | +0.88% | Add |
| 40 | QCOM | Qualcomm INC | -0.4% | +2.53% | Add |
| 41 | LLY | Eli Lilly & Co | -0.5% | -0.36% | Trim |
| 42 | MSFT | Microsoft CORP | -0.8% | +1.92% | Add |
| 43 | CEF | Sprott Physical Gold And Sil | -1% | -95.85% | Trim |
| 44 | VBR | Vanguard Small-cap Value ETF | -1.6% | -72.00% | Trim |
| 45 | SGOV | Ishares 0-3 Month Treasury B | — | NEW | New buy |
| 46 | AON | Aon plc | — | EXIT | Sold out |
| 47 | BRK-A | Berkshire Hathaway Inc-cl A | — | NEW | New buy |
| 48 | IBDV | Ishares Ibonds Dec 2030 CORP | — | NEW | New buy |
| 49 | WBD | Warner Bros Discovery INC | — | EXIT | Sold out |
| 50 | OLN | Olin CORP | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-09 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-12 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-11 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-08 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-25 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-12 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-13 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-08 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-05 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-26 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-03 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-20 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-25 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-24 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-22 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-09 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-27 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-05 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-28 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-28 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-03 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-27 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-06 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-22 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-28 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-30 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-24 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-03 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-01 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-26 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-27 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-04 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-06 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-13 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-03 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-09 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-08 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-10 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-05 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-26 | Amendment | View on EDGAR |
| 2016-03-31 | 2016-05-11 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-15 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-23 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-30 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-21 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-05 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-31 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-06-24 | Amendment | View on EDGAR |
| 2014-03-31 | 2014-04-16 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-06-24 | Amendment | View on EDGAR |
| 2013-12-31 | 2014-02-04 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-12 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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