Shufro Rose & Co LLC — Q1 2021 13F Holdings

Name: Shufro Rose & Co LLC — 13F Holdings, Q1 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000908195

Total reported value

$1.5B

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Full holdings list this quarter

Showing top 200 holdings (of 294 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	JPST	Jpmorgan Ultra-short Income	ETF-Other	6.05%	—	+1263.94%
2	NEAR	Ishares Sh Dba ETF Usd INC	ETF-Other	5.18%	—	+4.07%
3	GLW	Corning INC	Stock-Tech	4.89%	+1.29%	-5.71%
4	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	4.59%	-0.03%	-4.28%
5	INTC	Intel CORP	Stock-Tech	3.32%	—	-2.53%
6	AVY	Avery Dennison CORP	Stock-Consumer Disc	3.22%	—	-1.44%
7	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	3.18%	—	+2.71%
8	TXN	Texas Instruments INC	Stock-Tech	2.97%	+0.20%	-2.00%
9	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	2.91%	-0.31%	+6.12%
10	CEF	Sprott Physical Gold And Sil	Stock-Other	2.57%	-1.04%	+77.21%
11	AAPL	Apple INC	Stock-Tech	2.46%	-0.14%	-3.57%
12	JPM	Jpmorgan Chase & Co	Stock-Financials	2.42%	-0.20%	-0.42%
13	MSFT	Microsoft CORP	Stock-Tech	2.35%	-0.77%	-2.67%
14	BMY	Bristol-myers Squibb Co	Stock-Healthcare	2.15%	—	-3.06%
15	JNJ	Johnson & Johnson	Stock-Healthcare	2.07%	+0.07%	-1.06%
16	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	2.01%	-0.10%	-3.01%
17	CSCO	Cisco Systems INC	Stock-Tech	1.86%	—	-3.03%
18	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	1.86%	—	-46.28%
19	LEN	Lennar Corp-a	Stock-Consumer Disc	1.83%	-0.06%	-3.16%
20	UNH	Unitedhealth Group INC	Stock-Healthcare	1.74%	—	-3.40%
21	SON	Sonoco Products Co	Stock-Consumer Disc	1.71%	—	-1.79%
22	QCOM	Qualcomm INC	Stock-Tech	1.55%	-0.38%	+0.75%
23	BWA	Borgwarner INC	Stock-Consumer Disc	1.39%	—	-7.97%
24	QUAL	Ishares Msci USA Quality Fac	ETF-Other	1.30%	—	-6.07%
25	SBUX	Starbucks CORP	Stock-Consumer Disc	1.15%	—	-3.88%
26	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.09%	—	-3.31%
27	AMGN	Amgen INC	Stock-Healthcare	1.04%	+0.06%	-0.71%
28	COHR	Coherent Corp.	Stock-Tech	1.04%	—	-8.12%
29	WD	Walker & Dunlop INC	Stock-Other	0.98%	-0.05%	-15.86%
30	KMT	Kennametal INC	Stock-Other	0.92%	—	-1.65%
31	BSCMUSD	Invesco Bulletshares 2022 Co	ETF-Other	0.89%	—	-6.12%
32	ARCC	Ares Capital CORP	Stock-Financials	0.85%	—	-10.86%
33	CRM	Salesforce INC	Stock-Tech	0.82%	-0.29%	-4.40%
34	GSEW	Goldman Sachs Eql Wght Large	ETF-Commodities	0.77%	—	+14.62%
35	DIS	Walt Disney Co/the	Stock-Comm Services	0.75%	-0.05%	+0.22%
36	YUSD	Alleghany CORP	Stock-Other	0.72%	—	-14.80%
37	LLY	Eli Lilly & Co	Stock-Healthcare	0.68%	-0.47%	—
38	ABBV	Abbvie INC	Stock-Healthcare	0.66%	—	-6.10%
39	AMZN	Amazon.com INC	Stock-Consumer Disc	0.65%	-0.13%	-1.35%
40	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.64%	—	+21.86%
41	ITW	Illinois Tool Works	Stock-Industrials	0.61%	—	-1.11%
42	LSXMKUSD	Liberty Media Cor-siriusxm C	Stock-Other	0.61%	—	-0.55%
43	AZO	Autozone INC	Stock-Consumer Disc	0.58%	—	-4.98%
44	ABBNY	Abb Ltd-spon Adr	Stock-Industrials	0.53%	—	-0.20%
45	NTR	Nutrien LTD	Stock-Materials	0.52%	—	-5.64%
46	GEM	Goldman Sachs Activebeta Em	ETF-Commodities	0.50%	—	—
47	UL	Unilever PLC	Stock-Consumer Staples	0.49%	—	+105.31%
48	MET	Metlife INC	Stock-Financials	0.44%	—	-1.46%
49	MMM	3m Co	Stock-Industrials	0.43%	—	-1.25%
50	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.43%	+0.20%	NEW

1–50 of 200

Holding changes this quarter

Position changes disclosed by Shufro Rose & Co LLC for the quarter ending Q1 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	JPST	Jpmorgan Ultra-short Income	+5.6%	+1263.94%	Add
2	CEF	Sprott Physical Gold And Sil	+0.9%	+77.21%	Add
3	INTC	Intel CORP	+0.5%	-2.53%	Trim
4	GLW	Corning INC	+0.4%	-5.71%	Trim
5	JNJ	Johnson & Johnson	+0.3%	-1.06%	Trim
6	LEN	Lennar Corp-a	+0.3%	-3.16%	Trim
7	AVY	Avery Dennison CORP	+0.3%	-1.44%	Trim
8	JPM	Jpmorgan Chase & Co	+0.3%	-0.42%	Trim
9	UL	Unilever PLC	+0.2%	+105.31%	Add
10	TXN	Texas Instruments INC	+0.2%	-2.00%	Trim
11	CSCO	Cisco Systems INC	+0.1%	-3.03%	Trim
12	GSEW	Goldman Sachs Eql Wght Large	+0.1%	+14.62%	Add
13	IEFA	Ishares Core Msci Eafe ETF	+0.1%	+21.86%	Add
14	MET	Metlife INC	+0.1%	-1.46%	Trim
15	GM	General Motors Co	+0.1%	-1.17%	Trim
16	PDCEUSD	Pdc Energy INC	+0.1%	—	Unchanged
17	BWA	Borgwarner INC	+0.1%	-7.97%	Trim
18	MERC	Mercer International INC	+0.1%	-1.78%	Trim
19	XOM	Exxon Mobil CORP	0%	-13.18%	Trim
20	LLY	Eli Lilly & Co	0%	—	Unchanged
21	AZO	Autozone INC	0%	-4.98%	Trim
22	RSP	Invesco S&p 500 Equal Weight	0%	-4.28%	Trim
23	BRK-B	Berkshire Hathaway Inc-cl B	0%	-3.01%	Trim
24	AMGN	Amgen INC	0%	-0.71%	Trim
25	KMT	Kennametal INC	0%	-1.65%	Trim
26	SON	Sonoco Products Co	0%	-1.79%	Trim
27	USMV	Ishares Msci USA Min Vol Fac	0%	+2.71%	Add
28	TMO	Thermo Fisher Scientific INC	-0.1%	+6.12%	Add
29	MSFT	Microsoft CORP	-0.1%	-2.67%	Trim
30	NEAR	Ishares Sh Dba ETF Usd INC	-0.1%	+4.07%	Add
31	BSCL	Invesco Bulletshares 2021 Co	-0.1%	-44.25%	Trim
32	AON	Aon plc	-0.1%	-26.42%	Trim
33	WD	Walker & Dunlop INC	-0.1%	-15.86%	Trim
34	BSCMUSD	Invesco Bulletshares 2022 Co	-0.1%	-6.12%	Trim
35	CRM	Salesforce INC	-0.1%	-4.40%	Trim
36	YUSD	Alleghany CORP	-0.1%	-14.80%	Trim
37	TER	Teradyne INC	-0.2%	-50.06%	Trim
38	VCSH	Vanguard S/t CORP Bond ETF	-0.2%	-81.08%	Trim
39	COHR	Coherent Corp.	-0.3%	-8.12%	Trim
40	QCOM	Qualcomm INC	-0.3%	+0.75%	Add
41	AAPL	Apple INC	-0.5%	-3.57%	Trim
42	GDX	Vaneck Gold Miners ETF	-0.6%	-94.10%	Trim
43	GLD	Spdr Gold Shares	-0.9%	-95.26%	Trim
44	SLQD	Ishares 0-5 Yr Inv Grd CORP	-1.7%	-94.06%	Trim
45	IGSB	Ishares 1-5y Inv Grade CORP	-1.8%	-46.28%	Trim
46	SPSB	Ss Spdr P St C CORP ETF	-2.3%	-94.26%	Trim
47	GEM	Goldman Sachs Activebeta Em	—	NEW	New buy
48	6D8	Dupont De Nemours INC	—	EXIT	Sold out
49	IFF	Intl Flavors & Fragrances	—	NEW	New buy
50	SCHN1EUR	Schnitzer Steel Inds Inc-a	—	EXIT	Sold out