SR
Shotwell Rutter Baer Inc — 13F Filing & Top Stock Positions (Q3 2026)
Shotwell Rutter Baer IncCIK: 0002008310
Momentum followerDiversified strategyLong-term holder
Total reported value
$179.9M
Reporting period: 2026-09-30 · Number of holdings: 39
Shotwell Rutter Baer Inc disclosed 39 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $179.9M and a quarterly turnover rate of 2.8%.
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Personality snowflake
- Concentration
- 29.04
- Portfolio Stability
- 2.8
- Momentum
- 100
- Sector conviction
- 67.24
- Diversification
- 78
- Sizing Uniformity
- 86.29
Shotwell Rutter Baer Inc's disclosed holdings carry a Herfindahl concentration index of 0.073 — mathematically equivalent to about 14 equally-sized positions, well below its 39 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.37), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.8 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd DISV
+0.0% $686.3K
Trim AVUV
-1.0% -$842.8K
Add VTI
-0.9% $67.6K
Add DFIV
+0.5% $278.3K
Trim AVLV
-1.6% -$471.6K
Trim DFGR
+1.2% -$308.9K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 15.43% | +0.22% | -0.88% | |
| 2 | AVLV | Avantis US Large Cap Value | ETF-Large Cap & Growth | 10.41% | -0.13% | -1.63% | |
| 3 | DFGX | Dimsnl Intr Cf In Etf-usd In | ETF-Other | 7.79% | — | +3.42% | |
| 4 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 7.75% | -0.01% | +4.21% | |
| 5 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 6.79% | -0.01% | -0.47% | |
| 6 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 6.71% | -0.38% | -0.98% | |
| 7 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 6.50% | -0.12% | -0.53% | |
| 8 | VGIT | Vanguard Intermediate-term T | ETF-Other | 5.40% | — | +2.99% | |
| 9 | DISV | Dimensional International Sm | ETF-Other | 5.21% | +0.44% | +0.02% | |
| 10 | DFIV | Dimensional International Va | ETF-Other | 4.10% | +0.20% | +0.50% | |
| 11 | MUNI | Pimco Intermediate Municipal | ETF-Other | 3.81% | -0.08% | +2.35% | |
| 12 | VTIP | Vanguard Short-term Tips | ETF-Other | 3.09% | +0.01% | +1.31% | |
| 13 | DFGR | Dim Global Real Estate ETF | ETF-Other | 2.96% | -0.13% | +1.22% | |
| 14 | JMUB | Jpmorgan Municipal ETF | ETF-Other | 2.76% | -0.05% | +3.03% | |
| 15 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 2.69% | +0.02% | +1.61% | |
| 16 | DMXF | Ishares Esg Advanc Msci Eafe | ETF-Other | 0.94% | +0.03% | +1.26% | |
| 17 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.89% | -0.03% | -3.93% | |
| 18 | NULV | Nuveen Esg Large-cap Val ETF | ETF-Other | 0.77% | +0.04% | -0.56% | |
| 19 | USXF | Ishares Esg Advance Msci USA | ETF-Other | 0.75% | -0.01% | -1.19% | |
| 20 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 0.49% | +0.01% | -0.21% | |
| 21 | BGRN | Ishares Usd Green Bond ETF | ETF-Other | 0.46% | +0.01% | +4.81% | |
| 22 | NUSC | Nuveen Esg Small-cap ETF | ETF-Other | 0.38% | -0.03% | -2.39% | |
| 23 | ESGE | Ishares Inc Ishares Esg Awar | ETF-Other | 0.36% | — | +1.30% | |
| 24 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.33% | — | -0.24% | |
| 25 | WMT | Walmart Inc | Stock-Consumer Staples | 0.31% | -0.03% | — | |
| 26 | MUB | Ishares National Muni Bond E | ETF-Other | 0.30% | -0.03% | -3.79% | |
| 27 | SUSB | Ishares Esg Aware 1-5 Year U | ETF-Other | 0.30% | — | +0.79% | |
| 28 | VCEB | Vanguard Esg US CORP Bond | ETF-Corp Bonds | 0.29% | -0.01% | +0.94% | |
| 29 | WTM | White Mountains Insurance Group, Ltd. | Stock-Financials | 0.26% | — | — | |
| 30 | IBM | Intl Business Machines CORP | Stock-Tech | 0.24% | -0.07% | — | |
| 31 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.22% | — | -2.84% | |
| 32 | HYMB | Ss Spdr N Ice Hy Muni ETF | ETF-Other | 0.21% | -0.03% | -4.13% | |
| 33 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.20% | — | -4.10% | |
| 34 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.20% | +0.01% | — | |
| 35 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.17% | +0.01% | +7.78% | |
| 36 | MPC | Marathon Petroleum CORP | Stock-Energy | 0.13% | +0.13% | NEW | |
| 37 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 0.13% | +0.01% | -0.18% | |
| 38 | ITW | Illinois Tool Works | Stock-Industrials | 0.12% | -0.01% | — | |
| 39 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.12% | -0.01% | -5.67% |
Portfolio Performance
Performance for Q4 2026
+0.1%
Performance Last 4 Quarters
+12.4%
- Stdev
- +8.5%
- Beta
- +0.58
- Alpha
- +2.3%
- Max Drawdown
- -4.4%
- Annualized Perf
- +13.2%
- Batting Avg vs S&P
- +37.5%
- Sortino
- +2.81
- Stutzer
- +0.43
- Treynor
- +0.22
- Sterling
- +0.95
- Calmar
- +3
- Information Ratio
- -0.74
- Tracking Error
- +7.1%
- Stdev Down
- +4.6%
- Winning Months %
- +71.9%
- Losing Months %
- +28.1%
- Best 12 Months
- +25.7%
- Worst 12 Months
- +4.8%
- Efficiency Ratio
- +0.55
- Sharpe
- +1.5
- Stdev Sectors
- +7%
- Skewness
- -0.44
- Kurtosis
- -0.55
- Upside Potential
- +4.35
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Shotwell Rutter Baer Inc's most significant position changes for 2026-09-30: New buy: Marathon Petroleum CORP (MPC); Add: Dimensional International Sm (DISV) — shares +0.02%; Trim: Avantis US Small Cap Value (AVUV) — shares -0.98%; Trim: Vanguard Total Stock Mkt ETF (VTI) — shares -0.88%; Add: Dimensional International Va (DFIV) — shares +0.50%.
Filing History
FAQ
What is Shotwell Rutter Baer Inc and what type of investor is it?
Shotwell Rutter Baer Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $179.9M, spread across 39 disclosed positions.
What are Shotwell Rutter Baer Inc's largest equity positions?
Based on the latest 13F filing, Shotwell Rutter Baer Inc's top holdings by market value are:
1. Vanguard Total Stock Mkt ETF (VTI) — $27.8M (15.4%)
2. Avantis US Large Cap Value (AVLV) — $18.7M (10.4%)
3. Dimsnl Intr Cf In Etf-usd In (DFGX) — $14.0M (7.8%)
4. Vanguard Int-term Corporate (VCIT) — $14.0M (7.8%)
5. Vanguard Ftse Developed ETF (VEA) — $12.2M (6.8%)
What changes did Shotwell Rutter Baer Inc make in its most recent portfolio filing?
In the latest reported quarter, Shotwell Rutter Baer Inc made 34 notable position adjustments: 1 new positions were initiated, 16 existing holdings were added to, 17 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Marathon Petroleum CORP (MPC); Add: Dimensional International Sm (DISV) — shares +0.02%; Trim: Avantis US Small Cap Value (AVUV) — shares -0.98%; Trim: Vanguard Total Stock Mkt ETF (VTI) — shares -0.88%; Add: Dimensional International Va (DFIV) — shares +0.50%
What sectors does Shotwell Rutter Baer Inc focus on?
Shotwell Rutter Baer Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Staples: 29.3%
• Financials: 24.0%
• Information Technology: 22.8%
• Energy: 12.5%
• Industrials: 11.4%
Investment Profile
Shotwell Rutter Baer Inc returned an annualized 13.2% over the trailing 32 months — outperforming the S&P 500 by 2.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.58 (less volatile than the market) and a 38% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
Its turnover score has fallen from 28 to 3 over the past 4 quarters — a shift toward longer holding periods.
It has added to its VTI position over the past two quarters (+$3.5M, now $27.8M), while trimming MUNI over the same stretch (-$388.0K, still holding $6.9M).
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Developer Access
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