CIK: 0001736535
Total reported value
$108.7M
Reporting period: 2026-03-31 · Number of holdings: 154
Sherman Asset Management, Inc. disclosed 154 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $108.7M and a quarterly turnover rate of 17.1%.
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Sherman Asset Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.072 — mathematically equivalent to about 14 equally-sized positions, well below its 154 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.19), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 26% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add VTI
+7.4% $326.9K
Trim GOOGL
-19.4% -$1.7M
Trim SPY
-96.9% -$1.3M
Trim TSLA
-38.7% -$1.2M
Add BND
+21.8% $679.3K
Add IJR
-0.5% $240.6K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 19.67% | +0.68% | -0.05% | |
| 2 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 11.26% | +1.17% | +7.38% | |
| 3 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 7.84% | +0.83% | -0.51% | |
| 4 | XLK | Ss Technology Select Sector | ETF-Tech | 6.91% | — | -0.29% | |
| 5 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 4.56% | -1.11% | -19.41% | |
| 6 | BND | Vanguard Total Bond Market | ETF-Other | 3.59% | +0.87% | +21.81% | |
| 7 | AAPL | Apple INC | Stock-Tech | 3.23% | +0.05% | +0.24% | |
| 8 | META | Meta Platforms Inc-class A | Stock-Comm Services | 2.54% | -0.33% | -6.05% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 2.28% | -0.71% | -8.14% | |
| 10 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 2.21% | +0.22% | — | |
| 11 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 2.16% | +0.34% | +6.29% | |
| 12 | CIBR | First Trust Nasdaq Cybersecu | ETF-Tech | 2.15% | -0.09% | +0.85% | |
| 13 | VNQ | Vanguard Real Estate ETF | ETF-Other | 2.07% | +0.34% | +9.65% | |
| 14 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 1.90% | +0.38% | +11.80% | |
| 15 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 1.49% | +0.26% | +11.25% | |
| 16 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 1.43% | +0.47% | +50.04% | |
| 17 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 1.39% | +0.16% | -6.50% | |
| 18 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.31% | -0.32% | -18.27% | |
| 19 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.29% | +0.41% | +8.00% | |
| 20 | SCHO | Schwab Short-term US Treas | ETF-Other | 1.11% | +0.29% | +25.03% | |
| 21 | TSLA | Tesla INC | Stock-Consumer Disc | 1.10% | -0.90% | -38.73% | |
| 22 | XLF | Ss Financial Select Sector | ETF-Other | 1.05% | +0.34% | +49.67% | |
| 23 | XLV | Ss Health Care Select Sector | ETF-Other | 0.97% | — | +5.63% | |
| 24 | WMT | Walmart INC | Stock-Consumer Staples | 0.89% | +0.16% | +0.45% | |
| 25 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.84% | +0.17% | +0.33% | |
| 26 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.73% | -0.06% | — | |
| 27 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.62% | — | -5.93% | |
| 28 | ESGV | Vanguard Esg US Stock ETF | ETF-Other | 0.57% | +0.01% | +0.46% | |
| 29 | XLC | Ss Comm Select Sector Spdr | ETF-Other | 0.53% | — | +7.64% | |
| 30 | MA | Mastercard INC - A | Stock-Financials | 0.52% | -0.03% | — | |
| 31 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.52% | — | — | |
| 32 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 0.48% | +0.16% | +35.73% | |
| 33 | V | Visa Inc-class A Shares | Stock-Financials | 0.46% | -0.03% | — | |
| 34 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.45% | +0.15% | +47.39% | |
| 35 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.43% | +0.07% | +9.89% | |
| 36 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 0.38% | -0.09% | -21.35% | |
| 37 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.37% | -0.15% | -36.12% | |
| 38 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.33% | +0.07% | — | |
| 39 | XBI | Ss Spdr S&p Biotech ETF | ETF-Tech | 0.29% | — | +6.73% | |
| 40 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.25% | — | — | |
| 41 | NVDA | Nvidia CORP | Stock-Tech | 0.25% | -0.29% | -54.70% | |
| 42 | GILD | Gilead Sciences INC | Stock-Healthcare | 0.25% | — | — | |
| 43 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.24% | — | +1.73% | |
| 44 | AMGN | Amgen INC | Stock-Healthcare | 0.22% | — | — | |
| 45 | PANW | Palo Alto Networks INC | Stock-Tech | 0.21% | +0.21% | NEW | |
| 46 | CMF | Ishares California Muni Bond | ETF-Other | 0.20% | — | — | |
| 47 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.19% | — | — | |
| 48 | WM | Waste Management INC | Stock-Industrials | 0.19% | — | — | |
| 49 | KOMP | Ss Spdr S&p Kensho Ne Comp | ETF-Other | 0.18% | — | -2.69% | |
| 50 | MS | Morgan Stanley | Stock-Financials | 0.18% | — | — |
Performance for Q3 2026
+6.1%
Performance Last 4 Quarters
+21%
Based on 50% of reported portfolio value with available pricing
Sherman Asset Management, Inc.'s most significant position changes for 2026-03-31: Sold out: Ishares Russell 2000 ETF (IWM); Sold out: Robinhood Markets INC - A (HOOD); Sold out: Cyberark Software LTD; New buy: Palo Alto Networks INC (PANW); Sold out: Vaneck Bdc Income ETF (BIZD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | +1.2% | +7.38% | Add |
| 2 | BND | Vanguard Total Bond Market | +0.9% | +21.81% | Add |
| 3 | IJR | Ishares Core S&p Small-cap E | +0.8% | -0.51% | Trim |
| 4 | IVV | Ishares Core S&p 500 ETF | +0.7% | -0.05% | Trim |
| 5 | XLY | Ss Consumer Disc Select Sect | +0.5% | +50.04% | Add |
| 6 | VO | Vanguard Mid-cap ETF | +0.4% | +8.00% | Add |
| 7 | SPSM | Ss Spdr P S&p 600 Small Cap | +0.4% | +11.80% | Add |
| 8 | XLF | Ss Financial Select Sector | +0.3% | +49.67% | Add |
| 9 | VNQ | Vanguard Real Estate ETF | +0.3% | +9.65% | Add |
| 10 | SPDW | Ste Str Spdr Pt Dw EU ETF | +0.3% | +6.29% | Add |
| 11 | SCHO | Schwab Short-term US Treas | +0.3% | +25.03% | Add |
| 12 | SCHP | Schwab U.s. Tips ETF | +0.3% | +11.25% | Add |
| 13 | IJH | Ishares Core S&p Midcap ETF | +0.2% | — | Unchanged |
| 14 | COST | Costco Wholesale CORP | +0.2% | +0.33% | Add |
| 15 | FLOT | Ishares Floating Rate Bond E | +0.2% | +35.73% | Add |
| 16 | WMT | Walmart INC | +0.2% | +0.45% | Add |
| 17 | TSM | Taiwan Semiconductor-sp Adr | +0.2% | -6.50% | Trim |
| 18 | SPYG | Ss Spdr P S&p 500 Growth ETF | +0.2% | +47.39% | Add |
| 19 | JNJ | Johnson & Johnson | +0.1% | — | Unchanged |
| 20 | ESGD | Ishares Trust Ishares Esg Aw | +0.1% | +9.89% | Add |
| 21 | VTV | Vanguard Value ETF | +0.1% | +43.40% | Add |
| 22 | AAPL | Apple INC | +0.1% | +0.24% | Add |
| 23 | VOO | Vanguard S&p 500 ETF | +0.1% | +98.85% | Add |
| 24 | XLU | St Sr Utl Sl Se Spdr Etf-usd | +0.1% | +32.52% | Add |
| 25 | ESML | Ishares Esg Aware Msci USA S | 0% | +34.65% | Add |
| 26 | ESGV | Vanguard Esg US Stock ETF | 0% | +0.46% | Add |
| 27 | XLK | Ss Technology Select Sector | — | -0.29% | Trim |
| 28 | MA | Mastercard INC - A | 0% | — | Unchanged |
| 29 | V | Visa Inc-class A Shares | 0% | — | Unchanged |
| 30 | CRPT | Ft Skybr Crypt & Dig Econ | 0% | — | Unchanged |
| 31 | LLY | Eli Lilly & Co | -0.1% | — | Unchanged |
| 32 | CIBR | First Trust Nasdaq Cybersecu | -0.1% | +0.85% | Add |
| 33 | ESGU | Ishares Esg Aware Msci USA | -0.1% | -21.35% | Trim |
| 34 | SBUX | Starbucks CORP | -0.1% | -73.42% | Trim |
| 35 | MCD | Mcdonald's CORP | -0.2% | -36.12% | Trim |
| 36 | NVDA | Nvidia CORP | -0.3% | -54.70% | Trim |
| 37 | AMZN | Amazon.com INC | -0.3% | -18.27% | Trim |
| 38 | META | Meta Platforms Inc-class A | -0.3% | -6.05% | Trim |
| 39 | PLTR | Palantir Technologies Inc-a | -0.6% | -98.45% | Trim |
| 40 | CSCO | Cisco Systems INC | -0.6% | -86.70% | Trim |
| 41 | ADBE | Adobe INC | -0.6% | -98.67% | Trim |
| 42 | MSFT | Microsoft CORP | -0.7% | -8.14% | Trim |
| 43 | TSLA | Tesla INC | -0.9% | -38.73% | Trim |
| 44 | SPY | Ss Spdr S&p 500 ETF Trust-us | -1.1% | -96.88% | Trim |
| 45 | GOOGL | Alphabet Inc-cl A | -1.1% | -19.41% | Trim |
| 46 | IWM | Ishares Russell 2000 ETF | — | EXIT | Sold out |
| 47 | HOOD | Robinhood Markets INC - A | — | EXIT | Sold out |
| 48 | ✓ | Cyberark Software LTD | — | EXIT | Sold out |
| 49 | PANW | Palo Alto Networks INC | — | NEW | New buy |
| 50 | BIZD | Vaneck Bdc Income ETF | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-05 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-05 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-05 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-14 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-05 | 13F-HR | View on EDGAR |
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