KI
Koenig Investment Advisory, LLC — 13F Portfolio Changes & Top Buys (Q2 2026)
Koenig Investment Advisory, LLCCIK: 0002114481
Momentum followerSector-focusedDiversified strategy
Total reported value
$128.7M
Reporting period: 2026-06-30 · Number of holdings: 37
Koenig Investment Advisory, LLC disclosed 37 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $128.7M and a quarterly turnover rate of 12.6%.
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Personality snowflake
- Concentration
- 30.79
- Portfolio Stability
- 12.61
- Momentum
- 100
- Sector conviction
- 84.93
- Diversification
- 74
- Sizing Uniformity
- 86.22
Koenig Investment Advisory, LLC's disclosed holdings carry a Herfindahl concentration index of 0.077 — mathematically equivalent to about 13 equally-sized positions, well below its 37 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.38), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 4.5 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 20% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out TGB
Add FLV
+12.2% $3.0M
New buy 89472Y107
Trim AGG
+2.6% $238.7K
Add VOO
+5.6% $1.3M
Trim USMV
+0.6% $640.2K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | FLV | American Century Focused Lar | ETF-Other | 14.51% | +1.17% | +12.22% | |
| 2 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 11.25% | -0.50% | +0.59% | |
| 3 | VO | Vanguard Mid-cap ETF | ETF-Other | 10.27% | +0.22% | +298.20% | |
| 4 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 8.28% | -0.57% | +2.59% | |
| 5 | IQLT | Ishares Msci International Q | ETF-Other | 8.24% | +0.17% | +4.19% | |
| 6 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 7.47% | -0.31% | +4.67% | |
| 7 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 6.19% | -0.16% | +2.17% | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 5.83% | -0.50% | -0.06% | |
| 9 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 5.63% | +0.56% | +5.61% | |
| 10 | MET | Metlife Inc | Stock-Financials | 2.47% | +0.15% | -3.02% | |
| 11 | ABBV | Abbvie Inc | Stock-Healthcare | 2.46% | +0.09% | -1.89% | |
| 12 | IBM | Intl Business Machines CORP | Stock-Tech | 2.27% | +0.13% | -0.12% | |
| 13 | FDG | American Century Focused Dyn | ETF-Other | 1.61% | +0.10% | -0.21% | |
| 14 | DISV | Dimensional International Sm | ETF-Other | 1.51% | -0.09% | +1.54% | |
| 15 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.33% | +0.19% | — | |
| 16 | ✓ | Stock-Other | 1.15% | +1.15% | NEW | ||
| 17 | AAPL | Apple Inc | Stock-Tech | 1.01% | +0.13% | +9.84% | |
| 18 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.86% | -0.28% | -1.49% | |
| 19 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.81% | -0.07% | +6.94% | |
| 20 | MO | Altria Group Inc | Stock-Consumer Staples | 0.79% | -0.04% | -4.65% | |
| 21 | BA | Boeing Co/the | Stock-Industrials | 0.70% | -0.04% | -4.77% | |
| 22 | EPD | Enterprise Products Partners | Stock-Energy | 0.63% | -0.09% | -1.29% | |
| 23 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.63% | -0.09% | -15.53% | |
| 24 | VUG | Vanguard Growth ETF | ETF-Other | 0.56% | +0.06% | +524.12% | |
| 25 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.45% | -0.11% | -16.88% | |
| 26 | EMNT | Pimco Enhcd St M-active Esg | ETF-Other | 0.43% | -0.04% | -0.60% | |
| 27 | BAC | Bank Of America CORP | Stock-Financials | 0.34% | +0.02% | +0.08% | |
| 28 | VXF | Vanguard Extended Market ETF | ETF-Other | 0.29% | -0.17% | -41.83% | |
| 29 | WFC | Wells Fargo & Co | Stock-Financials | 0.28% | -0.02% | — | |
| 30 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.27% | +0.02% | +3.03% | |
| 31 | NVDA | Nvidia CORP | Stock-Tech | 0.23% | +0.01% | -0.74% | |
| 32 | DSI | Ishares Esg Msci Kld 400 ETF | ETF-Other | 0.23% | +0.02% | +0.34% | |
| 33 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.23% | -0.01% | — | |
| 34 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.22% | +0.22% | NEW | |
| 35 | T | At&t Inc | Stock-Comm Services | 0.21% | -0.12% | -1.03% | |
| 36 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.19% | +0.19% | NEW | |
| 37 | ENB | Enbridge Inc | Stock-Energy | 0.19% | -0.02% | — |
Portfolio Performance
Performance for Q3 2026
+5.4%
Performance Last 4 Quarters
+8.3%
- Stdev
- +12.4%
- Beta
- +0.57
- Alpha
- +2.6%
- Max Drawdown
- -0.9%
- Annualized Perf
- +17.2%
- Batting Avg vs S&P
- +66.7%
- Sortino
- +2.39
- Stutzer
- +0.4
- Treynor
- +0.29
- Sterling
- —
- Calmar
- +19.55
- Information Ratio
- -0.78
- Tracking Error
- +10.3%
- Stdev Down
- +6.9%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.42
- Sharpe
- +1.34
- Stdev Sectors
- +14.1%
- Skewness
- -0.93
- Kurtosis
- -0.55
- Upside Potential
- +4.04
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Koenig Investment Advisory, LLC's most significant position changes for 2026-06-30: New buy: ; Sold out: Taseko Mines LTD (TGB); New buy: Vanguard Info Tech ETF (VGT); New buy: Alphabet Inc-cl A (GOOGL); Sold out: Ishares Msci Global Min Vol (ACWV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FLV | American Century Focused Lar | +1.2% | +12.22% | Add |
| 2 | ✓ | +1.2% | NEW | New buy | |
| 3 | VOO | Vanguard S&p 500 ETF | +0.6% | +5.61% | Add |
| 4 | VO | Vanguard Mid-cap ETF | +0.2% | +298.20% | Add |
| 5 | VGT | Vanguard Info Tech ETF | +0.2% | NEW | New buy |
| 6 | QQQ | Invesco Qqq Trust Series 1 | +0.2% | — | Unchanged |
| 7 | GOOGL | Alphabet Inc-cl A | +0.2% | NEW | New buy |
| 8 | IQLT | Ishares Msci International Q | +0.2% | +4.19% | Add |
| 9 | MET | Metlife Inc | +0.2% | -3.02% | Trim |
| 10 | IBM | Intl Business Machines CORP | +0.1% | -0.12% | Trim |
| 11 | AAPL | Apple Inc | +0.1% | +9.84% | Add |
| 12 | FDG | American Century Focused Dyn | +0.1% | -0.21% | Trim |
| 13 | ABBV | Abbvie Inc | +0.1% | -1.89% | Trim |
| 14 | VUG | Vanguard Growth ETF | +0.1% | +524.12% | Add |
| 15 | BAC | Bank Of America CORP | 0% | +0.08% | Add |
| 16 | AMZN | Amazon.com Inc | 0% | +3.03% | Add |
| 17 | DSI | Ishares Esg Msci Kld 400 ETF | 0% | +0.34% | Add |
| 18 | NVDA | Nvidia CORP | 0% | -0.74% | Trim |
| 19 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | — | Unchanged |
| 20 | WFC | Wells Fargo & Co | 0% | — | Unchanged |
| 21 | ENB | Enbridge Inc | 0% | — | Unchanged |
| 22 | MO | Altria Group Inc | 0% | -4.65% | Trim |
| 23 | BA | Boeing Co/the | 0% | -4.77% | Trim |
| 24 | EMNT | Pimco Enhcd St M-active Esg | 0% | -0.60% | Trim |
| 25 | COST | Costco Wholesale CORP | -0.1% | +6.94% | Add |
| 26 | DISV | Dimensional International Sm | -0.1% | +1.54% | Add |
| 27 | VBR | Vanguard Small-cap Value ETF | -0.1% | -15.53% | Trim |
| 28 | EPD | Enterprise Products Partners | -0.1% | -1.29% | Trim |
| 29 | VYM | Vanguard High Dvd Yield ETF | -0.1% | -16.88% | Trim |
| 30 | T | At&t Inc | -0.1% | -1.03% | Trim |
| 31 | SDY | Ss Spdr S&p Dividend ETF | -0.2% | +2.17% | Add |
| 32 | VXF | Vanguard Extended Market ETF | -0.2% | -41.83% | Trim |
| 33 | ACWV | Ishares Msci Global Min Vol | -0.2% | EXIT | Sold out |
| 34 | VZ | Verizon Communications Inc | -0.3% | -1.49% | Trim |
| 35 | MINT | Pimco Enhanced Short Maturit | -0.3% | +4.67% | Add |
| 36 | USMV | Ishares Msci USA Min Vol Fac | -0.5% | +0.59% | Add |
| 37 | MSFT | Microsoft CORP | -0.5% | -0.06% | Trim |
| 38 | AGG | Ishares Core U.s. Aggregate | -0.6% | +2.59% | Add |
| 39 | TGB | Taseko Mines LTD | -1.2% | EXIT | Sold out |
Filing History
FAQ
What is Koenig Investment Advisory, LLC and what type of investor is it?
Koenig Investment Advisory, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $128.7M, spread across 37 disclosed positions.
What are Koenig Investment Advisory, LLC's largest equity positions?
Based on the latest 13F filing, Koenig Investment Advisory, LLC's top holdings by market value are:
1. American Century Focused Lar (FLV) — $18.7M (14.5%)
2. Ishares Msci USA Min Vol Fac (USMV) — $14.5M (11.3%)
3. Vanguard Mid-cap ETF (VO) — $13.2M (10.3%)
4. Ishares Core U.s. Aggregate (AGG) — $10.7M (8.3%)
5. Ishares Msci International Q (IQLT) — $10.6M (8.2%)
What changes did Koenig Investment Advisory, LLC make in its most recent portfolio filing?
In the latest reported quarter, Koenig Investment Advisory, LLC made 35 notable position adjustments: 3 new positions were initiated, 15 existing holdings were added to, 15 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: ; Sold out: Taseko Mines LTD (TGB); New buy: Vanguard Info Tech ETF (VGT); New buy: Alphabet Inc-cl A (GOOGL); Sold out: Ishares Msci Global Min Vol (ACWV)
What sectors does Koenig Investment Advisory, LLC focus on?
Koenig Investment Advisory, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 47.8%
• Financials: 15.8%
• Health Care: 12.6%
• Consumer Staples: 8.2%
• Communication Services: 6.5%
• Energy: 4.2%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Koenig Investment Advisory, LLC returned an annualized 17.2% over the trailing 6 months — outperforming the S&P 500 by 2.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.57 (less volatile than the market) and a 67% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 47.8% of the portfolio concentrated in Information Technology.
It has added to its VOO position over the past two quarters (+$1.4M, now $7.2M), while trimming VXF over the same stretch (-$200.2K, still holding $377.6K).
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