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SFM, LLC d/b/a Sweeney Financial Advisors 13F Filing (Q3 2026) — Top Positions & Stock Picks
SFM, LLC d/b/a Sweeney Financial AdvisorsCIK: 0002064225
Diversified strategyMomentum followerSector-focused
Total reported value
$199.0M
Reporting period: 2026-09-30 · Number of holdings: 69
SFM, LLC d/b/a Sweeney Financial Advisors disclosed 69 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $199.0M and a quarterly turnover rate of 20.8%.
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Personality snowflake
- Concentration
- 32.58
- Portfolio Stability
- 20.79
- Momentum
- 100
- Sector conviction
- 80.42
- Diversification
- 100
- Sizing Uniformity
- 78.35
SFM, LLC d/b/a Sweeney Financial Advisors's disclosed holdings carry a Herfindahl concentration index of 0.081 — mathematically equivalent to about 12 equally-sized positions, well below its 69 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.17), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.8 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 18% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd QQQM
+110.1% $3.5M
Add ITOT
+134.6% $3.2M
Add AVLV
+153.4% $2.9M
Add VEA
+212.0% $2.8M
Add VOO
+4.3% $2.8M
Trim GOOGL
-24.7% -$1.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 23.64% | +0.99% | +4.31% | |
| 2 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 8.52% | +0.23% | +4.80% | |
| 3 | VO | Vanguard Mid-cap ETF | ETF-Other | 6.89% | +0.39% | +11.15% | |
| 4 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 4.98% | -0.51% | -9.55% | |
| 5 | IAUM | Ishares Gold Trust Micro | ETF-Commodities | 4.52% | +0.01% | -1.24% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 3.32% | +0.07% | -24.06% | |
| 7 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 3.31% | +1.71% | +110.10% | |
| 8 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.91% | -0.86% | -24.64% | |
| 9 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 2.80% | +1.60% | +134.65% | |
| 10 | IQLT | Ishares Msci International Q | ETF-Other | 2.77% | +0.30% | +14.60% | |
| 11 | AVLV | Avantis US Large Cap Value | ETF-Large Cap & Growth | 2.40% | +1.43% | +153.35% | |
| 12 | NVDA | Nvidia CORP | Stock-Tech | 2.22% | -0.32% | -21.82% | |
| 13 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.14% | -0.87% | -24.67% | |
| 14 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.06% | +1.38% | +212.01% | |
| 15 | VTIP | Vanguard Short-term Tips | ETF-Other | 1.90% | -0.24% | -7.61% | |
| 16 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.60% | -0.48% | -23.25% | |
| 17 | MGC | Vanguard Mega Cap ETF | ETF-Other | 1.54% | +0.02% | — | |
| 18 | AAPL | Apple Inc | Stock-Tech | 1.40% | -0.03% | -13.28% | |
| 19 | VB | Vanguard Small-cap ETF | ETF-Other | 1.17% | -0.02% | +7.09% | |
| 20 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.17% | -0.18% | -12.94% | |
| 21 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.16% | -0.21% | -10.90% | |
| 22 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.03% | -0.28% | -19.97% | |
| 23 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.99% | -0.16% | -13.35% | |
| 24 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.97% | -0.23% | -11.61% | |
| 25 | VUG | Vanguard Growth ETF | ETF-Other | 0.91% | -0.09% | -11.04% | |
| 26 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.86% | -0.34% | -26.11% | |
| 27 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 0.86% | +0.03% | — | |
| 28 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 0.79% | +0.54% | +205.42% | |
| 29 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.75% | -0.18% | -36.34% | |
| 30 | MA | Mastercard Inc - A | Stock-Financials | 0.74% | -0.33% | -34.49% | |
| 31 | TCAF | T Rowe Prc Cap Appreciation | ETF-Other | 0.70% | -0.77% | -52.86% | |
| 32 | V | Visa Inc-class A Shares | Stock-Financials | 0.58% | -0.39% | -41.60% | |
| 33 | DFEV | Dimensional Emrg Mrkt Val | ETF-Other | 0.54% | +0.41% | +340.74% | |
| 34 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.52% | -0.02% | -3.57% | |
| 35 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.49% | -0.13% | -13.37% | |
| 36 | XSVM | Invesco S&p Smallcap Value W | ETF-Other | 0.47% | -0.16% | -17.99% | |
| 37 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.47% | -0.01% | +0.25% | |
| 38 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.37% | +0.26% | +279.00% | |
| 39 | ESGV | Vanguard Esg US Stock ETF | ETF-Other | 0.33% | -0.27% | -44.61% | |
| 40 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.32% | -0.07% | -6.83% | |
| 41 | SHW | Sherwin-williams Co/the | Stock-Materials | 0.32% | -0.29% | -42.52% | |
| 42 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.28% | -0.05% | -9.24% | |
| 43 | XVV | Ishares Esg Select Screened | ETF-Other | 0.27% | +0.27% | NEW | |
| 44 | SYK | Stryker CORP | Stock-Healthcare | 0.24% | -0.26% | -44.63% | |
| 45 | HD | Home Depot Inc | Stock-Consumer Disc | 0.23% | -0.32% | -46.22% | |
| 46 | LIN | Linde plc | Stock-Materials | 0.23% | -0.16% | -35.27% | |
| 47 | RSG | Republic Services Inc | Stock-Industrials | 0.22% | -0.32% | -57.29% | |
| 48 | ADI | Analog Devices Inc | Stock-Tech | 0.22% | — | — | |
| 49 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.21% | +0.01% | — | |
| 50 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 0.19% | -0.03% | -5.62% |
1–50 of 69
Portfolio Performance
Performance for Q4 2026
+2.7%
Performance Last 4 Quarters
+10.3%
- Stdev
- +10.6%
- Beta
- +0.87
- Alpha
- -1.7%
- Max Drawdown
- -7.1%
- Annualized Perf
- +14%
- Batting Avg vs S&P
- +37.5%
- Sortino
- +2.46
- Stutzer
- +0.38
- Treynor
- +0.16
- Sterling
- +0.83
- Calmar
- +1.96
- Information Ratio
- -1.29
- Tracking Error
- +3%
- Stdev Down
- +5.5%
- Winning Months %
- +68.8%
- Losing Months %
- +31.3%
- Best 12 Months
- +26%
- Worst 12 Months
- +4.6%
- Efficiency Ratio
- +0.49
- Sharpe
- +1.29
- Stdev Sectors
- +13.4%
- Skewness
- +0.06
- Kurtosis
- +0.49
- Upside Potential
- +4.09
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
SFM, LLC d/b/a Sweeney Financial Advisors's most significant position changes for 2026-09-30: Sold out: Arthur J Gallagher & Co (AJG); New buy: Ishares Esg Select Screened (XVV); Sold out: Ishares Expanded Tech-softwa (IGV); Sold out: Brown & Brown Inc (BRO); New buy: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | QQQM | Invesco Nasdaq 100 ETF | +1.7% | +110.10% | Add |
| 2 | ITOT | Ishares Core S&p Total U.s. | +1.6% | +134.65% | Add |
| 3 | AVLV | Avantis US Large Cap Value | +1.4% | +153.35% | Add |
| 4 | VEA | Vanguard Ftse Developed ETF | +1.4% | +212.01% | Add |
| 5 | VOO | Vanguard S&p 500 ETF | +1% | +4.31% | Add |
| 6 | AVDV | Avantis Intl S/c Value ETF | +0.5% | +205.42% | Add |
| 7 | DFEV | Dimensional Emrg Mrkt Val | +0.4% | +340.74% | Add |
| 8 | VO | Vanguard Mid-cap ETF | +0.4% | +11.15% | Add |
| 9 | IQLT | Ishares Msci International Q | +0.3% | +14.60% | Add |
| 10 | XVV | Ishares Esg Select Screened | +0.3% | NEW | New buy |
| 11 | AVUV | Avantis US Small Cap Value | +0.3% | +279.00% | Add |
| 12 | USFR | Wisdomtree Floating Rate Tre | +0.2% | +4.80% | Add |
| 13 | ✓ | +0.1% | NEW | New buy | |
| 14 | IBM | Intl Business Machines CORP | +0.1% | NEW | New buy |
| 15 | VSGX | Vanguard Esg Intl Stock ETF | +0.1% | NEW | New buy |
| 16 | GDX | Vaneck Gold Miners ETF | +0.1% | NEW | New buy |
| 17 | MSFT | Microsoft CORP | +0.1% | -24.06% | Trim |
| 18 | MGK | Vanguard Mega Cap Growth ETF | 0% | — | Unchanged |
| 19 | MGC | Vanguard Mega Cap ETF | 0% | — | Unchanged |
| 20 | NOW | Servicenow Inc | 0% | -7.45% | Trim |
| 21 | IAUM | Ishares Gold Trust Micro | 0% | -1.24% | Trim |
| 22 | AMD | Advanced Micro Devices | 0% | +7.97% | Add |
| 23 | SIL | Global X Silver Miners ETF | 0% | +0.07% | Add |
| 24 | VGT | Vanguard Info Tech ETF | 0% | — | Unchanged |
| 25 | SILJ | Amplify Junior Silver Miners | 0% | — | Unchanged |
| 26 | ADI | Analog Devices Inc | — | — | Unchanged |
| 27 | RSP | Invesco S&p 500 Equal Weight | 0% | +0.25% | Add |
| 28 | BPRE | Bluerock Private Real Estate | 0% | -1.64% | Trim |
| 29 | LLY | Eli Lilly & Co | 0% | +0.96% | Add |
| 30 | JPM | Jpmorgan Chase & Co | 0% | -3.08% | Trim |
| 31 | QQMG | Invesco Esg Nasdaq 100 | 0% | -13.99% | Trim |
| 32 | NULG | Nuveen Esg Lrg-cap Grw ETF | 0% | -7.87% | Trim |
| 33 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -3.57% | Trim |
| 34 | VB | Vanguard Small-cap ETF | 0% | +7.09% | Add |
| 35 | AVGO | Broadcom Inc | 0% | -11.03% | Trim |
| 36 | SPMD | Ss Spdr P S&p 400 Midcap ETF | 0% | -5.62% | Trim |
| 37 | AAPL | Apple Inc | 0% | -13.28% | Trim |
| 38 | TSLA | Tesla Inc | 0% | -9.32% | Trim |
| 39 | IAU | Ishares Gold Trust | 0% | -22.55% | Trim |
| 40 | COST | Costco Wholesale CORP | -0.1% | -9.24% | Trim |
| 41 | IJR | Ishares Core S&p Small-cap E | -0.1% | -6.83% | Trim |
| 42 | VUG | Vanguard Growth ETF | -0.1% | -11.04% | Trim |
| 43 | VTEB | Vanguard Tax-exempt Bond ETF | -0.1% | EXIT | Sold out |
| 44 | GE | General Electric | -0.1% | -33.15% | Trim |
| 45 | XOM | Exxon Mobil CORP | -0.1% | EXIT | Sold out |
| 46 | MDY | State Street Spdr S&p Midcap | -0.1% | -13.37% | Trim |
| 47 | LIN | Linde plc | -0.2% | -35.27% | Trim |
| 48 | BRO | Brown & Brown Inc | -0.2% | EXIT | Sold out |
| 49 | SPGI | S&p Global Inc | -0.2% | -56.92% | Trim |
| 50 | XSVM | Invesco S&p Smallcap Value W | -0.2% | -17.99% | Trim |
1–50 of 74
Filing History
FAQ
What is SFM, LLC d/b/a Sweeney Financial Advisors and what type of investor is it?
SFM, LLC d/b/a Sweeney Financial Advisors is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $199.0M, spread across 69 disclosed positions.
What are SFM, LLC d/b/a Sweeney Financial Advisors's largest equity positions?
Based on the latest 13F filing, SFM, LLC d/b/a Sweeney Financial Advisors's top holdings by market value are:
1. Vanguard S&p 500 ETF (VOO) — $47.0M (23.6%)
2. Wisdomtree Floating Rate Tre (USFR) — $17.0M (8.5%)
3. Vanguard Mid-cap ETF (VO) — $13.7M (6.9%)
4. Ishares Core S&p 500 ETF (IVV) — $9.9M (5.0%)
5. Ishares Gold Trust Micro (IAUM) — $9.0M (4.5%)
What changes did SFM, LLC d/b/a Sweeney Financial Advisors make in its most recent portfolio filing?
In the latest reported quarter, SFM, LLC d/b/a Sweeney Financial Advisors made 69 notable position adjustments: 5 new positions were initiated, 16 existing holdings were added to, 43 positions were partially reduced, and 5 were completely exited. The largest of these moves: Sold out: Arthur J Gallagher & Co (AJG); New buy: Ishares Esg Select Screened (XVV); Sold out: Ishares Expanded Tech-softwa (IGV); Sold out: Brown & Brown Inc (BRO); New buy:
What sectors does SFM, LLC d/b/a Sweeney Financial Advisors focus on?
SFM, LLC d/b/a Sweeney Financial Advisors is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 41.8%
• Communication Services: 22.0%
• Consumer Discretionary: 18.7%
• Financials: 9.2%
• Materials: 3.0%
• Health Care: 2.0%
Investment Profile
SFM, LLC d/b/a Sweeney Financial Advisors returned an annualized 14.0% over the trailing 32 months — underperforming the S&P 500 by 1.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.87 (less volatile than the market) and a 38% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 41.8% of the portfolio concentrated in Information Technology.
It has added to its VOO position over the past two quarters (+$10.9M, now $47.0M), while trimming TCAF over the same stretch (-$1.9M, still holding $1.4M).
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Developer Access
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REST API
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