M&
McBroom & Associates, LLC — 13F Filing & Top Stock Positions (Q2 2026)
McBroom & Associates, LLCCIK: 0001908893
Quality / disciplined sizingLong-term holderDiversified strategy
Total reported value
$198.9M
Reporting period: 2026-06-30 · Number of holdings: 37
McBroom & Associates, LLC disclosed 37 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $198.9M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 20.52
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 71.05
- Diversification
- 74
- Sizing Uniformity
- 90.39
McBroom & Associates, LLC's disclosed holdings carry a Herfindahl concentration index of 0.051 — mathematically equivalent to about 19 equally-sized positions, well below its 37 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.96), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd LRCX
-12.6% $10.5M
New buy VRT
Sold out TSCO
Trim ISRG
-27.6% -$2.9M
New buy SCHA
Trim PLTR
-1.6% -$2.3M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | LRCX | Lam Research CORP | Stock-Tech | 12.07% | +4.52% | -12.63% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 9.02% | +0.17% | -1.57% | |
| 3 | JPM | Jpmorgan Chase & Co | Stock-Financials | 5.24% | +0.04% | +0.42% | |
| 4 | AAPL | Apple Inc | Stock-Tech | 5.16% | +0.08% | -1.23% | |
| 5 | ORLY | O'reilly Automotive Inc | Stock-Consumer Disc | 5.15% | -0.61% | -0.68% | |
| 6 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 4.92% | -0.96% | -1.28% | |
| 7 | TSLA | Tesla Inc | Stock-Consumer Disc | 4.71% | +0.40% | +7.00% | |
| 8 | JNJ | Johnson & Johnson | Stock-Healthcare | 4.71% | +0.18% | +10.88% | |
| 9 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 4.28% | -0.82% | -1.90% | |
| 10 | DKS | Dick's Sporting Goods Inc | Stock-Consumer Disc | 4.22% | +0.11% | -0.52% | |
| 11 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 4.14% | -1.71% | -1.57% | |
| 12 | GLD | Spdr Gold Shares | ETF-Commodities | 3.40% | -1.05% | -1.14% | |
| 13 | MSFT | Microsoft CORP | Stock-Tech | 3.29% | -0.43% | -2.88% | |
| 14 | VST | Vistra CORP | Stock-Utilities | 3.26% | +0.30% | +15.53% | |
| 15 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 3.25% | +3.25% | NEW | |
| 16 | IVLU | Ishares Msci International V | ETF-Other | 2.88% | +0.48% | +26.37% | |
| 17 | ISRG | Intuitive Surgical Inc | Stock-Healthcare | 2.42% | -1.88% | -27.63% | |
| 18 | HD | Home Depot Inc | Stock-Consumer Disc | 2.40% | -0.75% | -21.49% | |
| 19 | AXON | Axon Enterprise Inc | Stock-Industrials | 2.17% | +0.25% | -5.34% | |
| 20 | SFM | Sprouts Farmers Market Inc | Stock-Consumer Staples | 2.16% | +0.50% | +31.58% | |
| 21 | SCHA | Schwab US Small-cap ETF | ETF-Other | 1.76% | +1.76% | NEW | |
| 22 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.18% | +0.01% | -2.66% | |
| 23 | SUB | Ishares Short-term National | ETF-Other | 1.08% | -0.23% | -8.77% | |
| 24 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.96% | -0.08% | -1.49% | |
| 25 | MCK | Mckesson CORP | Stock-Healthcare | 0.92% | -0.22% | +2.20% | |
| 26 | CAT | Caterpillar Inc | Stock-Industrials | 0.83% | +0.12% | -14.18% | |
| 27 | WMB | Williams Cos Inc | Stock-Energy | 0.72% | +0.09% | +23.12% | |
| 28 | PM | Philip Morris International | Stock-Consumer Staples | 0.70% | -0.04% | -3.67% | |
| 29 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.66% | -0.10% | -4.30% | |
| 30 | FLRN | Ss Spdr Bb Ig Float Rt ETF | ETF-Other | 0.61% | -0.07% | -0.23% | |
| 31 | WSM | Williams-sonoma Inc | Stock-Consumer Disc | 0.49% | +0.07% | — | |
| 32 | CALM | Cal-maine Foods Inc | Stock-Consumer Staples | 0.36% | -0.03% | -0.34% | |
| 33 | CVX | Chevron CORP | Stock-Energy | 0.30% | -0.11% | — | |
| 34 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.16% | -0.01% | — | |
| 35 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.16% | — | — | |
| 36 | FRDM | Freedom 100 Emeging Mrkt ETF | ETF-Other | 0.13% | +0.13% | NEW | |
| 37 | USB | US Bancorp | Stock-Financials | 0.11% | +0.11% | NEW |
Portfolio Performance
Performance for Q3 2026
+0.7%
Performance Last 4 Quarters
+10.9%
- Stdev
- +14.1%
- Beta
- +0.96
- Alpha
- -2.5%
- Max Drawdown
- -7.5%
- Annualized Perf
- +17.1%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +2.15
- Stutzer
- +0.35
- Treynor
- +0.17
- Sterling
- +1.02
- Calmar
- +2.29
- Information Ratio
- -0.48
- Tracking Error
- +6.7%
- Stdev Down
- +7.8%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +34.2%
- Worst 12 Months
- +8.6%
- Efficiency Ratio
- +0.47
- Sharpe
- +1.19
- Stdev Sectors
- +11.8%
- Skewness
- -0.12
- Kurtosis
- -0.18
- Upside Potential
- +3.81
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 37 | $198.9M | 0 | ||
| 2026 Q1 | 36 | $179.5M | 20 | ||
| 2025 Q4 | 38 | $205.8M | 15 | ||
| 2025 Q3 | 37 | $210.3M | 32 | ||
| 2025 Q2 | 37 | $174.8M | 0 | ||
| 2025 Q1 | 37 | $174.8M | 0 | ||
| 2024 Q4 | 35 | $176.8M | 0 | ||
| 2024 Q3 | 34 | $163.5M | 0 | ||
| 2024 Q2 | 33 | $159.6M | 0 | ||
| 2024 Q1 | 33 | $151.9M | 0 | ||
| 2023 Q4 | 33 | $137.2M | 0 | ||
| 2023 Q3 | 36 | $125.6M | 0 | ||
| 2023 Q2 | 37 | $126.7M | 0 | ||
| 2023 Q1 | 36 | $111.8M | 0 | ||
| 2022 Q4 | 35 | $92.2M | 0 | ||
| 2022 Q3 | 35 | $88.7M | 0 | ||
| 2022 Q2 | 29 | $91.9M | 0 | ||
| 2022 Q1 | 28 | $112.9M | 0 | ||
| 2021 Q4 | 30 | $132.9M | 0 |
Holding changes this quarter
McBroom & Associates, LLC's most significant position changes for 2026-06-30: New buy: Vertiv Holdings Co-a (VRT); Sold out: Tractor Supply Company (TSCO); New buy: Schwab US Small-cap ETF (SCHA); Sold out: Zoetis Inc (ZTS); New buy: Freedom 100 Emeging Mrkt ETF (FRDM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | LRCX | Lam Research CORP | +4.5% | -12.63% | Trim |
| 2 | VRT | Vertiv Holdings Co-a | +3.3% | NEW | New buy |
| 3 | SCHA | Schwab US Small-cap ETF | +1.8% | NEW | New buy |
| 4 | SFM | Sprouts Farmers Market Inc | +0.5% | +31.58% | Add |
| 5 | IVLU | Ishares Msci International V | +0.5% | +26.37% | Add |
| 6 | TSLA | Tesla Inc | +0.4% | +7.00% | Add |
| 7 | VST | Vistra CORP | +0.3% | +15.53% | Add |
| 8 | AXON | Axon Enterprise Inc | +0.3% | -5.34% | Trim |
| 9 | JNJ | Johnson & Johnson | +0.2% | +10.88% | Add |
| 10 | NVDA | Nvidia CORP | +0.2% | -1.57% | Trim |
| 11 | FRDM | Freedom 100 Emeging Mrkt ETF | +0.1% | NEW | New buy |
| 12 | CAT | Caterpillar Inc | +0.1% | -14.18% | Trim |
| 13 | DKS | Dick's Sporting Goods Inc | +0.1% | -0.52% | Trim |
| 14 | USB | US Bancorp | +0.1% | NEW | New buy |
| 15 | WMB | Williams Cos Inc | +0.1% | +23.12% | Add |
| 16 | AAPL | Apple Inc | +0.1% | -1.23% | Trim |
| 17 | WSM | Williams-sonoma Inc | +0.1% | — | Unchanged |
| 18 | JPM | Jpmorgan Chase & Co | 0% | +0.42% | Add |
| 19 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -2.66% | Trim |
| 20 | DFAC | Dimensional US Core Equity 2 | — | — | Unchanged |
| 21 | KO | Coca-cola Co/the | 0% | — | Unchanged |
| 22 | CALM | Cal-maine Foods Inc | 0% | -0.34% | Trim |
| 23 | PM | Philip Morris International | 0% | -3.67% | Trim |
| 24 | FLRN | Ss Spdr Bb Ig Float Rt ETF | -0.1% | -0.23% | Trim |
| 25 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | -1.49% | Trim |
| 26 | JPST | Jpmorgan Ultra-short Income | -0.1% | -4.30% | Trim |
| 27 | CVX | Chevron CORP | -0.1% | — | Unchanged |
| 28 | PEP | Pepsico Inc | -0.1% | EXIT | Sold out |
| 29 | MCK | Mckesson CORP | -0.2% | +2.20% | Add |
| 30 | SUB | Ishares Short-term National | -0.2% | -8.77% | Trim |
| 31 | ZTS | Zoetis Inc | -0.4% | EXIT | Sold out |
| 32 | MSFT | Microsoft CORP | -0.4% | -2.88% | Trim |
| 33 | ORLY | O'reilly Automotive Inc | -0.6% | -0.68% | Trim |
| 34 | HD | Home Depot Inc | -0.8% | -21.49% | Trim |
| 35 | TJX | Tjx Companies Inc | -0.8% | -1.90% | Trim |
| 36 | COST | Costco Wholesale CORP | -1% | -1.28% | Trim |
| 37 | GLD | Spdr Gold Shares | -1.1% | -1.14% | Trim |
| 38 | PLTR | Palantir Technologies Inc-a | -1.7% | -1.57% | Trim |
| 39 | ISRG | Intuitive Surgical Inc | -1.9% | -27.63% | Trim |
| 40 | TSCO | Tractor Supply Company | -3% | EXIT | Sold out |
Filing History
FAQ
What is McBroom & Associates, LLC and what type of investor is it?
McBroom & Associates, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $198.9M, spread across 37 disclosed positions.
What are McBroom & Associates, LLC's largest equity positions?
Based on the latest 13F filing, McBroom & Associates, LLC's top holdings by market value are:
1. Lam Research CORP (LRCX) — $24.0M (12.1%)
2. Nvidia CORP (NVDA) — $17.9M (9.0%)
3. Jpmorgan Chase & Co (JPM) — $10.4M (5.2%)
4. Apple Inc (AAPL) — $10.3M (5.2%)
5. O'reilly Automotive Inc (ORLY) — $10.2M (5.2%)
What changes did McBroom & Associates, LLC make in its most recent portfolio filing?
In the latest reported quarter, McBroom & Associates, LLC made 36 notable position adjustments: 4 new positions were initiated, 8 existing holdings were added to, 21 positions were partially reduced, and 3 were completely exited. The largest of these moves: New buy: Vertiv Holdings Co-a (VRT); Sold out: Tractor Supply Company (TSCO); New buy: Schwab US Small-cap ETF (SCHA); Sold out: Zoetis Inc (ZTS); New buy: Freedom 100 Emeging Mrkt ETF (FRDM)
What sectors does McBroom & Associates, LLC focus on?
McBroom & Associates, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 38.6%
• Consumer Discretionary: 24.4%
• Consumer Staples: 9.5%
• Health Care: 9.2%
• Industrials: 7.2%
• Financials: 6.1%
Investment Profile
McBroom & Associates, LLC returned an annualized 17.1% over the trailing 36 months — underperforming the S&P 500 by 2.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.96 (roughly in line with the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 38.6% of the portfolio concentrated in Information Technology.
It has added to its IVLU position over the past two quarters (+$2.8M, now $5.7M), while trimming PLTR over the same stretch (-$5.9M, still holding $8.2M).
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