CIK: 0002039918
Total reported value
$157.1M
Reporting period: 2026-03-31 · Number of holdings: 58
Seros Financial, LLC disclosed 58 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $157.1M and a quarterly turnover rate of 37.6%.
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Seros Financial, LLC's disclosed holdings carry a Herfindahl concentration index of 0.062 — mathematically equivalent to about 16 equally-sized positions, well below its 58 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.62), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 11% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim IWY
-90.1% -$10.5M
Trim BUFB
-77.9% -$6.3M
Add XSMO
+60.3% $3.9M
Trim SPMO
-16.5% -$5.8M
Add BUFR
+31.5% $2.0M
Add BUFQ
+21.0% $1.6M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 13.31% | -2.33% | -16.54% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 9.11% | -0.81% | -9.90% | |
| 3 | SCHF | Schwab Intl Equity ETF | ETF-Other | 7.41% | +0.71% | -0.94% | |
| 4 | LVHI | Franklin International Low V | ETF-Other | 6.96% | +6.96% | NEW | |
| 5 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 6.29% | -0.70% | -13.08% | |
| 6 | BUFQ | Ft Vst Lad Nsdq Buf Etf-usdi | ETF-Other | 6.12% | +1.39% | +21.02% | |
| 7 | XSMO | Invesco S&p Smallcap Momentu | ETF-Other | 6.06% | +2.76% | +60.25% | |
| 8 | XLG | Invesco S&p 500 Top 50 ETF | ETF-Large Cap & Growth | 6.00% | +0.39% | +7.01% | |
| 9 | FPE | Ft-preferred Secur & INC ETF | ETF-Other | 5.86% | +0.42% | +1.92% | |
| 10 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 5.59% | +1.61% | +31.48% | |
| 11 | SHYL | Xtrackers Shrt Dur High Yiel | ETF-Other | 2.91% | — | +2.29% | |
| 12 | BUFF | Innovator Laddered Allocatio | ETF-Other | 2.88% | +0.57% | +15.85% | |
| 13 | SCHX | Schwab US Large-cap ETF | ETF-Other | 2.64% | +0.65% | +28.25% | |
| 14 | BND | Vanguard Total Bond Market | ETF-Other | 2.53% | — | -0.17% | |
| 15 | PHYL | Pgim Active High Yield Bond | ETF-High Yield | 1.36% | +1.36% | NEW | |
| 16 | ORN | Orion Group Holdings INC | Stock-Other | 1.17% | +0.22% | +4.05% | |
| 17 | BUFB | Innovator Ladd Allo Buff ETF | ETF-Other | 1.12% | -3.62% | -77.87% | |
| 18 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.87% | -0.02% | -5.39% | |
| 19 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.75% | +0.13% | +11.81% | |
| 20 | AAPL | Apple INC | Stock-Tech | 0.74% | -0.04% | -6.17% | |
| 21 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.67% | +0.15% | +26.12% | |
| 22 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 0.66% | -6.11% | -90.08% | |
| 23 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.59% | +0.16% | +18.00% | |
| 24 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.59% | +0.09% | — | |
| 25 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.53% | -0.26% | -32.36% | |
| 26 | SPHB | Invesco S&p 500 High Beta Et | ETF-Large Cap & Growth | 0.48% | -0.15% | -29.43% | |
| 27 | NVDA | Nvidia CORP | Stock-Tech | 0.48% | -0.88% | -65.17% | |
| 28 | MSFT | Microsoft CORP | Stock-Tech | 0.43% | -0.35% | -32.69% | |
| 29 | TSLA | Tesla INC | Stock-Consumer Disc | 0.42% | -0.09% | -7.72% | |
| 30 | PFEB | Innovator U.s. Equity Power | ETF-Other | 0.35% | — | — | |
| 31 | PFFA | Virtus Infracap US Pref Stck | ETF-Other | 0.33% | -0.05% | -14.40% | |
| 32 | RWK | Invesco S&p Midcap 400 Rev | ETF-Other | 0.29% | +0.29% | NEW | |
| 33 | CRWD | Crowdstrike Holdings INC - A | Stock-Tech | 0.28% | -0.08% | -14.48% | |
| 34 | VRSK | Verisk Analytics INC | Stock-Industrials | 0.27% | -0.02% | — | |
| 35 | NJUL | Innovator Growth 100 Power B | ETF-Other | 0.23% | — | — | |
| 36 | PMAY | Innovator U.s. Equity Power | ETF-Other | 0.23% | — | — | |
| 37 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.22% | -0.21% | -51.77% | |
| 38 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.21% | — | +0.63% | |
| 39 | BJUL | Innovator U.s. Equity Buffer | ETF-Other | 0.20% | — | — | |
| 40 | SHOP | Shopify INC - Class A | Stock-Tech | 0.19% | -0.08% | -12.04% | |
| 41 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.19% | +0.19% | NEW | |
| 42 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.18% | — | -6.73% | |
| 43 | PAPR | Innovator U.s. Equity Power | ETF-Other | 0.18% | — | — | |
| 44 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.17% | -0.03% | -15.04% | |
| 45 | PSEP | Innovator U.s. Equity Power | ETF-Other | 0.17% | — | — | |
| 46 | AVGO | Broadcom INC | Stock-Tech | 0.17% | — | +0.59% | |
| 47 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.17% | -0.19% | -52.73% | |
| 48 | POCT | Innovator U.s. Equity Power | ETF-Other | 0.17% | — | — | |
| 49 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.17% | -0.03% | -11.65% | |
| 50 | AUSF | Global X Adaptive US Factor | ETF-Other | 0.16% | -0.27% | -66.47% |
Performance for Q3 2026
+4.1%
Performance Last 4 Quarters
+19%
Based on 83% of reported portfolio value with available pricing
Seros Financial, LLC's most significant position changes for 2026-03-31: New buy: Franklin International Low V (LVHI); New buy: Pgim Active High Yield Bond (PHYL); Sold out: Invesco Bloomberg Enhanced F (IFLN); Sold out: Vanguard S&p 500 ETF (VOO); Sold out: Invesco Russell 1000 Dyn M/f (OMFL).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-05 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-06 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-12-11 | Amendment | View on EDGAR |
| 2025-09-30 | 2025-11-05 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-21 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-16 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-17 | 13F-HR | View on EDGAR |
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