SF
Seros Financial, LLC Quarterly 13F Portfolio Update (Q2 2026)
Seros Financial, LLCCIK: 0002039918
Diversified strategyMomentum followerSector-focused
Total reported value
$192.0M
Reporting period: 2026-06-30 · Number of holdings: 66
Seros Financial, LLC disclosed 66 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $192.0M and a quarterly turnover rate of 32.3%.
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Personality snowflake
- Concentration
- 25.97
- Portfolio Stability
- 32.34
- Momentum
- 100
- Sector conviction
- 95.3
- Diversification
- 100
- Sizing Uniformity
- 81.74
Seros Financial, LLC's disclosed holdings carry a Herfindahl concentration index of 0.065 — mathematically equivalent to about 15 equally-sized positions, well below its 66 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.83), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 6% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim BRK-B
-92.5% -$9.1M
New buy AVLV
Add XSMO
+39.4% $6.8M
Add SPMO
-4.6% $7.8M
Trim LVHI
+2.0% $236.0K
Trim FPE
+7.1% $725.4K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 14.97% | +1.66% | -4.62% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 9.55% | +0.44% | +0.36% | |
| 3 | XSMO | Invesco S&p Smallcap Momentu | ETF-Other | 8.52% | +2.46% | +39.43% | |
| 4 | SCHF | Schwab Intl Equity ETF | ETF-Other | 6.84% | -0.57% | +0.70% | |
| 5 | LVHI | Franklin International Low V | ETF-Other | 5.82% | -1.14% | +2.05% | |
| 6 | BUFQ | Ft Vst Lad Nsdq Buf Etf-usdi | ETF-Other | 5.67% | -0.45% | +1.82% | |
| 7 | XLG | Invesco S&p 500 Top 50 ETF | ETF-Large Cap & Growth | 5.62% | -0.38% | +2.11% | |
| 8 | AVLV | Avantis US Large Cap Value | ETF-Large Cap & Growth | 5.18% | +5.18% | NEW | |
| 9 | FPE | Ft-preferred Secur & Inc ETF | ETF-Other | 5.17% | -0.69% | +7.10% | |
| 10 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 5.05% | -0.54% | +2.04% | |
| 11 | SCHX | Schwab US Large-cap ETF | ETF-Other | 2.86% | +0.22% | +15.50% | |
| 12 | BUFF | Innovator Laddered Allocatio | ETF-Other | 2.62% | -0.26% | +4.04% | |
| 13 | SHYL | Xtrackers Shrt Dur High Yiel | ETF-Other | 2.56% | -0.35% | +7.52% | |
| 14 | BND | Vanguard Total Bond Market | ETF-Other | 2.20% | -0.33% | +6.53% | |
| 15 | ORN | Orion Group Holdings Inc | Stock-Other | 1.48% | +0.31% | — | |
| 16 | PHYL | Pgim Active High Yield Bond | ETF-High Yield | 1.22% | -0.14% | +8.56% | |
| 17 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 1.21% | +0.54% | +74.30% | |
| 18 | BUFB | Innovator Ladd Allo Buff ETF | ETF-Other | 1.01% | -0.11% | +0.68% | |
| 19 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.95% | +0.36% | +14.80% | |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.80% | -0.07% | -2.33% | |
| 21 | AAPL | Apple Inc | Stock-Tech | 0.68% | -0.06% | -0.42% | |
| 22 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.65% | -0.10% | +6.45% | |
| 23 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 0.58% | -0.08% | -7.52% | |
| 24 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.54% | -0.05% | — | |
| 25 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.52% | -0.01% | +4.77% | |
| 26 | SPHB | Invesco S&p 500 High Beta Et | ETF-Large Cap & Growth | 0.49% | +0.01% | -7.68% | |
| 27 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.44% | +0.16% | -0.45% | |
| 28 | NVDA | Nvidia CORP | Stock-Tech | 0.41% | -0.07% | -9.52% | |
| 29 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.40% | -5.89% | -92.51% | |
| 30 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.39% | -0.03% | -0.33% | |
| 31 | MSFT | Microsoft CORP | Stock-Tech | 0.38% | -0.05% | +6.56% | |
| 32 | SPYI | Neos S&p 500 High Income ETF | ETF-Large Cap & Growth | 0.29% | +0.29% | NEW | |
| 33 | PFEB | Innovator U.s. Equity Power | ETF-Other | 0.25% | -0.10% | -16.38% | |
| 34 | VRSK | Verisk Analytics Inc | Stock-Industrials | 0.24% | -0.03% | +14.94% | |
| 35 | PFFA | Virtus Infracap US Pref Stck | ETF-Other | 0.23% | -0.10% | -17.64% | |
| 36 | HYBI | Neos Enhanced Ics ETF | ETF-Other | 0.21% | +0.21% | NEW | |
| 37 | NJUL | Innovator Growth 100 Power B | ETF-Other | 0.21% | -0.02% | — | |
| 38 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.20% | -0.01% | -2.14% | |
| 39 | BAC | Bank Of America CORP | Stock-Financials | 0.20% | +0.20% | NEW | |
| 40 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.20% | -0.02% | — | |
| 41 | BJUL | Innovator U.s. Equity Buffer | ETF-Other | 0.18% | -0.02% | +1.84% | |
| 42 | AVGO | Broadcom Inc | Stock-Tech | 0.17% | — | +1.28% | |
| 43 | AMD | Advanced Micro Devices | Stock-Tech | 0.17% | +0.17% | NEW | |
| 44 | LRCX | Lam Research CORP | Stock-Tech | 0.16% | +0.16% | NEW | |
| 45 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.16% | +0.16% | NEW | |
| 46 | PAPR | Innovator U.s. Equity Power | ETF-Other | 0.16% | -0.02% | +2.45% | |
| 47 | POCT | Innovator U.s. Equity Power | ETF-Other | 0.15% | -0.02% | +2.46% | |
| 48 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.15% | -0.02% | -10.67% | |
| 49 | ABBV | Abbvie Inc | Stock-Healthcare | 0.15% | — | +5.28% | |
| 50 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.14% | -0.04% | +5.78% |
1–50 of 66
Portfolio Performance
Performance for Q3 2026
-0.4%
Performance Last 4 Quarters
+18.8%
- Stdev
- +13.9%
- Beta
- +0.99
- Alpha
- -0.9%
- Max Drawdown
- -4.6%
- Annualized Perf
- +18.6%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +2.69
- Stutzer
- +0.39
- Treynor
- +0.18
- Sterling
- +1.28
- Calmar
- +4.08
- Information Ratio
- -0.25
- Tracking Error
- +4.1%
- Stdev Down
- +6.7%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +30%
- Worst 12 Months
- +15.5%
- Efficiency Ratio
- +0.52
- Sharpe
- +1.3
- Stdev Sectors
- +15.8%
- Skewness
- +0.29
- Kurtosis
- +0.29
- Upside Potential
- +4.14
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Seros Financial, LLC's most significant position changes for 2026-06-30: New buy: Avantis US Large Cap Value (AVLV); New buy: Neos S&p 500 High Income ETF (SPYI); New buy: Neos Enhanced Ics ETF (HYBI); New buy: Bank Of America CORP (BAC); New buy: Advanced Micro Devices (AMD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AVLV | Avantis US Large Cap Value | +5.2% | NEW | New buy |
| 2 | XSMO | Invesco S&p Smallcap Momentu | +2.5% | +39.43% | Add |
| 3 | SPMO | Invesco S&p 500 Momentum ETF | +1.7% | -4.62% | Trim |
| 4 | QQQM | Invesco Nasdaq 100 ETF | +0.5% | +74.30% | Add |
| 5 | QQQ | Invesco Qqq Trust Series 1 | +0.4% | +0.36% | Add |
| 6 | SMH | Vaneck Semiconductor ETF | +0.4% | +14.80% | Add |
| 7 | ORN | Orion Group Holdings Inc | +0.3% | — | Unchanged |
| 8 | SPYI | Neos S&p 500 High Income ETF | +0.3% | NEW | New buy |
| 9 | SCHX | Schwab US Large-cap ETF | +0.2% | +15.50% | Add |
| 10 | HYBI | Neos Enhanced Ics ETF | +0.2% | NEW | New buy |
| 11 | BAC | Bank Of America CORP | +0.2% | NEW | New buy |
| 12 | AMD | Advanced Micro Devices | +0.2% | NEW | New buy |
| 13 | CRWD | Crowdstrike Holdings Inc - A | +0.2% | -0.45% | Trim |
| 14 | LRCX | Lam Research CORP | +0.2% | NEW | New buy |
| 15 | EEM | Ishares Msci Emerging Market | +0.2% | NEW | New buy |
| 16 | INTC | Intel CORP | +0.1% | NEW | New buy |
| 17 | JNJ | Johnson & Johnson | +0.1% | NEW | New buy |
| 18 | CAT | Caterpillar Inc | +0.1% | NEW | New buy |
| 19 | NRGV | Energy Vault Holdings Inc | 0% | NEW | New buy |
| 20 | CMCT | Creative Media & Community T | 0% | NEW | New buy |
| 21 | SPHB | Invesco S&p 500 High Beta Et | 0% | -7.68% | Trim |
| 22 | AVGO | Broadcom Inc | — | +1.28% | Add |
| 23 | ABBV | Abbvie Inc | — | +5.28% | Add |
| 24 | IWM | Ishares Russell 2000 ETF | — | +1.23% | Add |
| 25 | PRPL | Purple Innovation Inc | — | — | Unchanged |
| 26 | AMZN | Amazon.com Inc | 0% | +4.77% | Add |
| 27 | GOOGL | Alphabet Inc-cl A | 0% | -2.14% | Trim |
| 28 | BJUL | Innovator U.s. Equity Buffer | 0% | +1.84% | Add |
| 29 | NJUL | Innovator Growth 100 Power B | 0% | — | Unchanged |
| 30 | POCT | Innovator U.s. Equity Power | 0% | +2.46% | Add |
| 31 | IVE | Ishares S&p 500 Value ETF | 0% | — | Unchanged |
| 32 | PAPR | Innovator U.s. Equity Power | 0% | +2.45% | Add |
| 33 | IVW | Ishares S&p 500 Growth ETF | 0% | -10.67% | Trim |
| 34 | UNH | Unitedhealth Group Inc | 0% | -29.75% | Trim |
| 35 | KJUL | Innovator U.s. Small Cap Pow | 0% | — | Unchanged |
| 36 | TSLA | Tesla Inc | 0% | -0.33% | Trim |
| 37 | VRSK | Verisk Analytics Inc | 0% | +14.94% | Add |
| 38 | MSI | Motorola Solutions Inc | 0% | +2.56% | Add |
| 39 | BDEC | Innovator U.s. Equity Buffer | 0% | -11.14% | Trim |
| 40 | COST | Costco Wholesale CORP | 0% | +5.78% | Add |
| 41 | JNJ | Johnson & Johnson | -0.1% | — | Unchanged |
| 42 | MSFT | Microsoft CORP | -0.1% | +6.56% | Add |
| 43 | SHOP | Shopify Inc - Class A | -0.1% | -7.63% | Trim |
| 44 | AAPL | Apple Inc | -0.1% | -0.42% | Trim |
| 45 | IVV | Ishares Core S&p 500 ETF | -0.1% | -32.06% | Trim |
| 46 | PSEP | Innovator U.s. Equity Power | -0.1% | -27.00% | Trim |
| 47 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | -2.33% | Trim |
| 48 | NVDA | Nvidia CORP | -0.1% | -9.52% | Trim |
| 49 | IWY | Ishares Russell Top 200 Grow | -0.1% | -7.52% | Trim |
| 50 | PFFA | Virtus Infracap US Pref Stck | -0.1% | -17.64% | Trim |
1–50 of 70
Filing History
FAQ
What is Seros Financial, LLC and what type of investor is it?
Seros Financial, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $192.0M, spread across 66 disclosed positions.
What are Seros Financial, LLC's largest equity positions?
Based on the latest 13F filing, Seros Financial, LLC's top holdings by market value are:
1. Invesco S&p 500 Momentum ETF (SPMO) — $28.7M (15.0%)
2. Invesco Qqq Trust Series 1 (QQQ) — $18.3M (9.6%)
3. Invesco S&p Smallcap Momentu (XSMO) — $16.4M (8.5%)
4. Schwab Intl Equity ETF (SCHF) — $13.1M (6.8%)
5. Franklin International Low V (LVHI) — $11.2M (5.8%)
What changes did Seros Financial, LLC make in its most recent portfolio filing?
In the latest reported quarter, Seros Financial, LLC made 64 notable position adjustments: 12 new positions were initiated, 28 existing holdings were added to, 20 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Avantis US Large Cap Value (AVLV); New buy: Neos S&p 500 High Income ETF (SPYI); New buy: Neos Enhanced Ics ETF (HYBI); New buy: Bank Of America CORP (BAC); New buy: Advanced Micro Devices (AMD)
What sectors does Seros Financial, LLC focus on?
Seros Financial, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 50.5%
• Health Care: 16.8%
• Consumer Discretionary: 16.4%
• Industrials: 6.3%
• Communication Services: 3.7%
• Financials: 3.6%
Investment Profile
Seros Financial, LLC returned an annualized 18.6% over the trailing 18 months — underperforming the S&P 500 by 0.9 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.99 (roughly in line with the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 50.5% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 32 over the past 4 quarters — a shift toward more active trading.
It has added to its XSMO position over the past two quarters (+$10.7M, now $16.4M), while trimming BRK-B over the same stretch (-$11.2M, still holding $773.1K).
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Developer Access
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