CIK: 0001963732
Total reported value
$379.2M
Reporting period: 2026-03-31 · Number of holdings: 144
Rooted Wealth Advisors, Inc. disclosed 144 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $379.2M and a quarterly turnover rate of 14.0%.
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Rooted Wealth Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.039 — mathematically equivalent to about 26 equally-sized positions, well below its 144 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.16), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 14% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim JEPI
-19.9% -$2.8M
Trim DGRO
-9.4% -$1.8M
Add MLPX
+113.8% $2.8M
Add ADIV
+72.3% $2.2M
Trim VO
+244.5% -$1.2M
Trim VOO
-0.1% $1.6M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 14.02% | -0.49% | -0.13% | |
| 2 | IDMO | Invesco S&p International De | ETF-Other | 5.97% | +0.45% | +12.61% | |
| 3 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 5.60% | +0.22% | +4.36% | |
| 4 | DGRO | Ishares Core Dividend Growth | ETF-Other | 4.59% | -0.81% | -9.42% | |
| 5 | GTO | Invesco Total Return Bond Et | ETF-Other | 3.63% | +0.01% | +7.43% | |
| 6 | FDVV | Fidelity High Dividend ETF | ETF-Other | 3.50% | +0.07% | +8.45% | |
| 7 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 3.11% | +0.07% | +2.16% | |
| 8 | FBND | Fidelity Total Bond ETF | ETF-Other | 3.09% | — | -0.21% | |
| 9 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 2.76% | -0.97% | -19.87% | |
| 10 | VO | Vanguard Mid-cap ETF | ETF-Other | 2.55% | -0.51% | +244.48% | |
| 11 | HYGH | Ishares Int Rate Hedg Hy ETF | ETF-Other | 2.22% | — | +0.08% | |
| 12 | VFMF | Vanguard US Multifactor ETF | ETF-Other | 2.06% | +0.41% | +28.82% | |
| 13 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.90% | — | -1.01% | |
| 14 | CIBR | First Trust Nasdaq Cybersecu | ETF-Tech | 1.64% | — | +5.87% | |
| 15 | ICLO | Invesco Aaa Clo F/r Note ETF | ETF-Other | 1.62% | — | +0.11% | |
| 16 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 1.50% | +0.04% | +2.48% | |
| 17 | AAPL | Apple INC | Stock-Tech | 1.41% | +0.13% | +18.96% | |
| 18 | ADIV | Guins Atk Asia Pac Db Etf-ui | ETF-Other | 1.40% | +0.54% | +72.32% | |
| 19 | NVDA | Nvidia CORP | Stock-Tech | 1.34% | +0.40% | +31.81% | |
| 20 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 1.34% | — | +2.19% | |
| 21 | MLPX | Global X Mlp & Energy Infras | ETF-Other | 1.32% | +0.70% | +113.76% | |
| 22 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 1.23% | -0.21% | -3.28% | |
| 23 | MSFT | Microsoft CORP | Stock-Tech | 1.22% | +0.11% | +16.86% | |
| 24 | FELC | Fidelity Enh Lrg Cap Cor ETF | ETF-Other | 1.11% | — | +2.03% | |
| 25 | DFAT | Dimensional US Target Value | ETF-Other | 1.10% | +0.37% | +59.21% | |
| 26 | AIRR | First Trust Rba American Ind | ETF-Other | 1.00% | +0.06% | +4.90% | |
| 27 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.99% | +0.11% | +13.24% | |
| 28 | SCHH | Schwab US Reit ETF | ETF-Other | 0.96% | +0.07% | +7.04% | |
| 29 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.95% | — | +6.84% | |
| 30 | USTB | Victoryshares Short-term Bon | ETF-Other | 0.95% | +0.27% | +50.86% | |
| 31 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.80% | +0.02% | +4.87% | |
| 32 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.80% | -0.32% | -25.15% | |
| 33 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.78% | +0.09% | +20.72% | |
| 34 | FDN | First Trust Dj Internet Ind | ETF-Other | 0.69% | — | -11.57% | |
| 35 | CAT | Caterpillar INC | Stock-Industrials | 0.68% | +0.05% | -0.22% | |
| 36 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.67% | +0.14% | +33.51% | |
| 37 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.55% | — | -1.60% | |
| 38 | VHT | Vanguard Health Care ETF | ETF-Other | 0.55% | -0.19% | -17.48% | |
| 39 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-Corp Bonds | 0.53% | — | -4.69% | |
| 40 | AVGO | Broadcom INC | Stock-Tech | 0.51% | +0.19% | +29.59% | |
| 41 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.49% | +0.06% | +21.14% | |
| 42 | SLV | Ishares Silver Trust | ETF-Commodities | 0.48% | — | +15.65% | |
| 43 | FLBL | Franklin Senior Loan ETF | ETF-Other | 0.45% | — | -2.36% | |
| 44 | NFLX | Netflix INC | Stock-Comm Services | 0.45% | +0.12% | +22.47% | |
| 45 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.44% | -0.12% | -16.28% | |
| 46 | TSLA | Tesla INC | Stock-Consumer Disc | 0.44% | — | +10.49% | |
| 47 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.41% | — | -8.35% | |
| 48 | JMEE | JPM Sma & Mid Cap En Eq Et-u | ETF-Other | 0.38% | — | +2.84% | |
| 49 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 0.37% | — | -1.14% | |
| 50 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.37% | +0.25% | +276.56% |
Performance for Q3 2026
+3.6%
Performance Last 4 Quarters
+18.8%
Based on 83% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 144 | $379.2M | 14 | |
| 2025-12-31 | 138 | $355.5M | 24 | |
| 2025-09-30 | 128 | $327.9M | 40 | |
| 2025-06-30 | 107 | $289.3M | 0 | |
| 2025-03-31 | 93 | $232.1M | 0 | |
| 2024-12-31 | 93 | $255.7M | 0 | |
| 2024-09-30 | 95 | $224.1M | 0 | |
| 2024-06-30 | 86 | $226.5M | 0 | |
| 2024-03-31 | 82 | $202.9M | 0 | |
| 2023-12-31 | 74 | $191.2M | 0 | |
| 2023-09-30 | 74 | $162.4M | 0 | |
| 2023-06-30 | 82 | $148.3M | 0 | |
| 2023-03-31 | 86 | $134.8M | 0 | |
| 2022-12-31 | 69 | $119.2M | 0 |
Rooted Wealth Advisors, Inc.'s most significant position changes for 2026-03-31: Sold out: Parsons CORP (PSN); New buy: Servicenow INC (NOW); New buy: Robinhood Markets INC - A (HOOD); New buy: Casey's General Stores INC (CASY); New buy: Intuit INC (INTU).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MLPX | Global X Mlp & Energy Infras | +0.7% | +113.76% | Add |
| 2 | ADIV | Guins Atk Asia Pac Db Etf-ui | +0.5% | +72.32% | Add |
| 3 | IDMO | Invesco S&p International De | +0.5% | +12.61% | Add |
| 4 | VFMF | Vanguard US Multifactor ETF | +0.4% | +28.82% | Add |
| 5 | NVDA | Nvidia CORP | +0.4% | +31.81% | Add |
| 6 | DFAT | Dimensional US Target Value | +0.4% | +59.21% | Add |
| 7 | USTB | Victoryshares Short-term Bon | +0.3% | +50.86% | Add |
| 8 | LLY | Eli Lilly & Co | +0.3% | +276.56% | Add |
| 9 | SPYG | Ss Spdr P S&p 500 Growth ETF | +0.2% | +4.36% | Add |
| 10 | AVGO | Broadcom INC | +0.2% | +29.59% | Add |
| 11 | GOOGL | Alphabet Inc-cl A | +0.1% | +33.51% | Add |
| 12 | AAPL | Apple INC | +0.1% | +18.96% | Add |
| 13 | NFLX | Netflix INC | +0.1% | +22.47% | Add |
| 14 | MSFT | Microsoft CORP | +0.1% | +16.86% | Add |
| 15 | AMZN | Amazon.com INC | +0.1% | +13.24% | Add |
| 16 | GE | General Electric | +0.1% | +172.54% | Add |
| 17 | SHY | Ishares 1-3 Year Treasury Bo | +0.1% | +20.72% | Add |
| 18 | LIN | Linde plc | +0.1% | +122.90% | Add |
| 19 | FDVV | Fidelity High Dividend ETF | +0.1% | +8.45% | Add |
| 20 | QQQM | Invesco Nasdaq 100 ETF | +0.1% | +2.16% | Add |
| 21 | SCHH | Schwab US Reit ETF | +0.1% | +7.04% | Add |
| 22 | AMAT | Applied Materials INC | +0.1% | +23.19% | Add |
| 23 | RTX | Rtx CORP | +0.1% | +112.80% | Add |
| 24 | AIRR | First Trust Rba American Ind | +0.1% | +4.90% | Add |
| 25 | RSP | Invesco S&p 500 Equal Weight | +0.1% | +21.14% | Add |
| 26 | CAT | Caterpillar INC | +0.1% | -0.22% | Trim |
| 27 | COM | Direxion Auspice Brd Cmdty | +0.1% | +14.29% | Add |
| 28 | IUSG | Ishares Core S&p U.s. Growth | 0% | +2.48% | Add |
| 29 | VWO | Vanguard Ftse Emerging Marke | 0% | +4.87% | Add |
| 30 | GTO | Invesco Total Return Bond Et | 0% | +7.43% | Add |
| 31 | CIBR | First Trust Nasdaq Cybersecu | — | +5.87% | Add |
| 32 | VIG | Vanguard Dividend Apprec ETF | — | +6.84% | Add |
| 33 | META | Meta Platforms Inc-class A | -0.1% | -16.28% | Trim |
| 34 | V | Visa Inc-class A Shares | -0.1% | -52.49% | Trim |
| 35 | MUB | Ishares National Muni Bond E | -0.1% | -29.93% | Trim |
| 36 | OMFL | Invesco Russell 1000 Dyn M/f | -0.2% | -35.66% | Trim |
| 37 | VHT | Vanguard Health Care ETF | -0.2% | -17.48% | Trim |
| 38 | XLP | Ss Consumer Staples Sel Sect | -0.2% | -3.28% | Trim |
| 39 | JEPQ | JPM Nasdaq Equity Premium | -0.3% | -25.15% | Trim |
| 40 | ISTB | Ishares Core 1-5 Year Usd Bo | -0.4% | -59.59% | Trim |
| 41 | VOO | Vanguard S&p 500 ETF | -0.5% | -0.13% | Trim |
| 42 | VO | Vanguard Mid-cap ETF | -0.5% | +244.48% | Add |
| 43 | DGRO | Ishares Core Dividend Growth | -0.8% | -9.42% | Trim |
| 44 | JEPI | Jpmorgan Equity Premium Inco | -1% | -19.87% | Trim |
| 45 | PSN | Parsons CORP | — | EXIT | Sold out |
| 46 | NOW | Servicenow INC | — | NEW | New buy |
| 47 | HOOD | Robinhood Markets INC - A | — | NEW | New buy |
| 48 | CASY | Casey's General Stores INC | — | NEW | New buy |
| 49 | INTU | Intuit INC | — | NEW | New buy |
| 50 | COF | Capital One Financial CORP | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-21 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-09 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-20 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-08 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-30 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-12 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-25 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-17 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-07 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-21 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-03 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-26 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-13 | 13F-HR | View on EDGAR |
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