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Rooted Wealth Advisors, Inc. Quarterly 13F Portfolio Update (Q2 2026)
Rooted Wealth Advisors, Inc.CIK: 0001963732
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$408.5M
Reporting period: 2026-06-30 · Number of holdings: 149
Rooted Wealth Advisors, Inc. disclosed 149 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $408.5M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 15.75
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 67.84
- Diversification
- 100
- Sizing Uniformity
- 77.87
Rooted Wealth Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.039 — mathematically equivalent to about 25 equally-sized positions, well below its 149 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.21), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 16% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim VCIT
-82.8% -$4.2M
Add FBND
+27.3% $3.0M
Trim VO
-15.1% -$1.1M
Trim SHYG
-74.1% -$1.5M
Sold out JMEE
Add IDMO
+13.0% $3.2M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 13.90% | -0.12% | +1.26% | |
| 2 | IDMO | Invesco S&p International De | ETF-Other | 6.32% | +0.35% | +12.95% | |
| 3 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 5.56% | -0.04% | -0.62% | |
| 4 | DGRO | Ishares Core Dividend Growth | ETF-Other | 4.51% | -0.08% | +2.09% | |
| 5 | GTO | Invesco Total Return Bond Et | ETF-Other | 3.71% | +0.08% | +10.93% | |
| 6 | FBND | Fidelity Total Bond ETF | ETF-Other | 3.61% | +0.52% | +27.28% | |
| 7 | FDVV | Fidelity High Dividend ETF | ETF-Other | 3.47% | -0.03% | +4.75% | |
| 8 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 3.24% | +0.13% | -1.33% | |
| 9 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 2.71% | -0.05% | +7.88% | |
| 10 | VFMF | Vanguard US Multifactor ETF | ETF-Other | 2.36% | +0.30% | +16.22% | |
| 11 | HYGH | Ishares Int Rate Hedg Hy ETF | ETF-Other | 2.11% | -0.11% | +2.46% | |
| 12 | VO | Vanguard Mid-cap ETF | ETF-Other | 2.11% | -0.44% | -15.06% | |
| 13 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.78% | -0.12% | -0.67% | |
| 14 | CIBR | First Trust Nasdaq Cybersecu | ETF-Tech | 1.78% | +0.14% | -12.93% | |
| 15 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 1.60% | +0.10% | +7.32% | |
| 16 | ICLO | Invesco Aaa Clo F/r Note ETF | ETF-Other | 1.55% | -0.07% | +2.34% | |
| 17 | AAPL | Apple Inc | Stock-Tech | 1.50% | +0.09% | +8.29% | |
| 18 | MLPX | Global X Mlp & Energy Infras | ETF-Other | 1.31% | -0.01% | +1.71% | |
| 19 | ADIV | Guins Atk Asia Pac Db Etf-ui | ETF-Other | 1.29% | -0.11% | -0.44% | |
| 20 | NVDA | Nvidia CORP | Stock-Tech | 1.29% | -0.05% | +4.33% | |
| 21 | USTB | Victoryshares Short-term Bon | ETF-Other | 1.22% | +0.27% | +38.48% | |
| 22 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 1.20% | -0.03% | +3.94% | |
| 23 | DFAT | Dimensional US Target Value | ETF-Other | 1.18% | +0.08% | +9.69% | |
| 24 | FELC | Fidelity Enh Lrg Cap Cor ETF | ETF-Other | 1.16% | +0.05% | +5.67% | |
| 25 | MSFT | Microsoft CORP | Stock-Tech | 1.07% | -0.15% | +5.85% | |
| 26 | AIRR | First Trust Rba American Ind | ETF-Other | 1.03% | +0.03% | +2.88% | |
| 27 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.98% | +0.03% | +5.99% | |
| 28 | SCHH | Schwab US Reit ETF | ETF-Other | 0.95% | -0.01% | +5.58% | |
| 29 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.91% | -0.08% | +2.41% | |
| 30 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.85% | +0.07% | +18.12% | |
| 31 | CAT | Caterpillar Inc | Stock-Industrials | 0.83% | +0.15% | -0.75% | |
| 32 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.80% | — | +3.95% | |
| 33 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.78% | -0.02% | +3.53% | |
| 34 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.69% | +0.02% | +5.22% | |
| 35 | FDN | First Trust Dj Internet Ind | ETF-Other | 0.63% | -0.06% | -1.57% | |
| 36 | VHT | Vanguard Health Care ETF | ETF-Other | 0.62% | +0.07% | +12.48% | |
| 37 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.59% | +0.22% | +33.31% | |
| 38 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.54% | +0.05% | +13.18% | |
| 39 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.54% | -0.01% | -0.03% | |
| 40 | AVGO | Broadcom Inc | Stock-Tech | 0.47% | -0.04% | +6.10% | |
| 41 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.47% | +0.03% | +8.54% | |
| 42 | FLBL | Franklin Senior Loan ETF | ETF-Other | 0.41% | -0.04% | -0.79% | |
| 43 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.40% | -0.01% | +1.24% | |
| 44 | QTUM | Defiance Quantum ETF | ETF-Other | 0.39% | +0.07% | +0.19% | |
| 45 | NFLX | Netflix Inc | Stock-Comm Services | 0.38% | -0.07% | +22.21% | |
| 46 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.38% | -0.06% | +10.29% | |
| 47 | SLV | Ishares Silver Trust | ETF-Commodities | 0.37% | -0.10% | +14.08% | |
| 48 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 0.37% | +0.04% | +21.69% | |
| 49 | COM | Direxion Auspice Brd Cmdty | ETF-Other | 0.37% | +0.01% | +14.10% | |
| 50 | FTNT | Fortinet Inc | Stock-Tech | 0.34% | +0.12% | -9.11% |
1–50 of 149
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q3 2026
+2.4%
Performance Last 4 Quarters
+18.9%
- Stdev
- +10%
- Beta
- +0.76
- Alpha
- +0.7%
- Max Drawdown
- -4.5%
- Annualized Perf
- +16.5%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.2
- Stutzer
- +0.46
- Treynor
- +0.21
- Sterling
- +1.17
- Calmar
- +3.63
- Information Ratio
- -1.1
- Tracking Error
- +3.8%
- Stdev Down
- +4.9%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +27%
- Worst 12 Months
- +6.6%
- Efficiency Ratio
- +0.63
- Sharpe
- +1.58
- Stdev Sectors
- +11.2%
- Skewness
- -0.1
- Kurtosis
- -0.17
- Upside Potential
- +4.73
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 149 | $408.5M | 0 | ||
| 2026 Q1 | 144 | $379.2M | 14 | ||
| 2025 Q4 | 138 | $355.5M | 24 | ||
| 2025 Q3 | 128 | $327.9M | 40 | ||
| 2025 Q2 | 107 | $289.3M | 0 | ||
| 2025 Q1 | 93 | $232.1M | 0 | ||
| 2024 Q4 | 93 | $255.7M | 0 | ||
| 2024 Q3 | 95 | $224.1M | 0 | ||
| 2024 Q2 | 86 | $226.5M | 0 | ||
| 2024 Q1 | 82 | $202.9M | 0 | ||
| 2023 Q4 | 74 | $191.2M | 0 | ||
| 2023 Q3 | 74 | $162.4M | 0 | ||
| 2023 Q2 | 82 | $148.3M | 0 | ||
| 2023 Q1 | 86 | $134.8M | 0 | ||
| 2022 Q4 | 69 | $119.2M | 0 |
Holding changes this quarter
Rooted Wealth Advisors, Inc.'s most significant position changes for 2026-06-30: Sold out: JPM Sma & Mid Cap En Eq Et-u (JMEE); New buy: Ishares High Yield Systemati (HYDB); New buy: Invesco S&p Midcap Momentum (XMMO); Sold out: Cloudflare Inc - Class A (NET); Sold out: Nike Inc -cl B (NKE).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FBND | Fidelity Total Bond ETF | +0.5% | +27.28% | Add |
| 2 | IDMO | Invesco S&p International De | +0.4% | +12.95% | Add |
| 3 | HYDB | Ishares High Yield Systemati | +0.3% | NEW | New buy |
| 4 | VFMF | Vanguard US Multifactor ETF | +0.3% | +16.22% | Add |
| 5 | XMMO | Invesco S&p Midcap Momentum | +0.3% | NEW | New buy |
| 6 | USTB | Victoryshares Short-term Bon | +0.3% | +38.48% | Add |
| 7 | LLY | Eli Lilly & Co | +0.2% | +33.31% | Add |
| 8 | CAT | Caterpillar Inc | +0.2% | -0.75% | Trim |
| 9 | CIBR | First Trust Nasdaq Cybersecu | +0.1% | -12.93% | Trim |
| 10 | QQQM | Invesco Nasdaq 100 ETF | +0.1% | -1.33% | Trim |
| 11 | AMAT | Applied Materials Inc | +0.1% | -4.87% | Trim |
| 12 | HOOD | Robinhood Markets Inc - A | +0.1% | +160.62% | Add |
| 13 | FTNT | Fortinet Inc | +0.1% | -9.11% | Trim |
| 14 | IUSG | Ishares Core S&p U.s. Growth | +0.1% | +7.32% | Add |
| 15 | AAPL | Apple Inc | +0.1% | +8.29% | Add |
| 16 | GTO | Invesco Total Return Bond Et | +0.1% | +10.93% | Add |
| 17 | DFAT | Dimensional US Target Value | +0.1% | +9.69% | Add |
| 18 | AMD | Advanced Micro Devices | +0.1% | -29.66% | Trim |
| 19 | PLTR | Palantir Technologies Inc-a | +0.1% | +148.55% | Add |
| 20 | GLW | Corning Inc | +0.1% | NEW | New buy |
| 21 | SHY | Ishares 1-3 Year Treasury Bo | +0.1% | +18.12% | Add |
| 22 | VHT | Vanguard Health Care ETF | +0.1% | +12.48% | Add |
| 23 | QTUM | Defiance Quantum ETF | +0.1% | +0.19% | Add |
| 24 | IBM | Intl Business Machines CORP | +0.1% | NEW | New buy |
| 25 | NOW | Servicenow Inc | +0.1% | +93.17% | Add |
| 26 | FICO | Fair Isaac CORP | +0.1% | NEW | New buy |
| 27 | RBC | RBC Bearings Inc | +0.1% | NEW | New buy |
| 28 | FELC | Fidelity Enh Lrg Cap Cor ETF | +0.1% | +5.67% | Add |
| 29 | RSP | Invesco S&p 500 Equal Weight | +0.1% | +13.18% | Add |
| 30 | VST | Vistra CORP | +0.1% | +100.27% | Add |
| 31 | ADPV | Adaptiv Select ETF | +0.1% | NEW | New buy |
| 32 | DHI | Dr Horton Inc | +0.1% | NEW | New buy |
| 33 | SPSM | Ss Spdr P S&p 600 Small Cap | +0.1% | NEW | New buy |
| 34 | UBER | Uber Technologies Inc | +0.1% | NEW | New buy |
| 35 | VGT | Vanguard Info Tech ETF | +0.1% | NEW | New buy |
| 36 | REGN | Regeneron Pharmaceuticals | +0.1% | NEW | New buy |
| 37 | Q | Qnity Electronics Inc | +0.1% | NEW | New buy |
| 38 | LRCX | Lam Research CORP | +0.1% | NEW | New buy |
| 39 | FTHI | Fthi/first Trust Exchange-tr | +0.1% | NEW | New buy |
| 40 | TLT | Ishares 20+ Year Treasury Bd | 0% | +21.69% | Add |
| 41 | TXN | Texas Instruments Inc | 0% | +24.03% | Add |
| 42 | PANW | Palo Alto Networks Inc | 0% | -20.98% | Trim |
| 43 | AIRR | First Trust Rba American Ind | 0% | +2.88% | Add |
| 44 | VIG | Vanguard Dividend Apprec ETF | 0% | +5.99% | Add |
| 45 | TSLA | Tesla Inc | 0% | +8.54% | Add |
| 46 | GE | General Electric | 0% | +5.13% | Add |
| 47 | VBR | Vanguard Small-cap Value ETF | 0% | +16.06% | Add |
| 48 | VXUS | Vanguard Total Intl Stock | 0% | +12.80% | Add |
| 49 | APH | Amphenol Corp-cl A | 0% | +16.61% | Add |
| 50 | GOOGL | Alphabet Inc-cl A | 0% | +5.22% | Add |
1–50 of 159
Filing History
FAQ
What is Rooted Wealth Advisors, Inc. and what type of investor is it?
Rooted Wealth Advisors, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $408.5M, spread across 149 disclosed positions.
What are Rooted Wealth Advisors, Inc.'s largest equity positions?
Based on the latest 13F filing, Rooted Wealth Advisors, Inc.'s top holdings by market value are:
1. Vanguard S&p 500 ETF (VOO) — $56.8M (13.9%)
2. Invesco S&p International De (IDMO) — $25.8M (6.3%)
3. Ss Spdr P S&p 500 Growth ETF (SPYG) — $22.7M (5.6%)
4. Ishares Core Dividend Growth (DGRO) — $18.4M (4.5%)
5. Invesco Total Return Bond Et (GTO) — $15.2M (3.7%)
What changes did Rooted Wealth Advisors, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Rooted Wealth Advisors, Inc. made 150 notable position adjustments: 15 new positions were initiated, 87 existing holdings were added to, 38 positions were partially reduced, and 10 were completely exited. The largest of these moves: Sold out: JPM Sma & Mid Cap En Eq Et-u (JMEE); New buy: Ishares High Yield Systemati (HYDB); New buy: Invesco S&p Midcap Momentum (XMMO); Sold out: Cloudflare Inc - Class A (NET); Sold out: Nike Inc -cl B (NKE)
What sectors does Rooted Wealth Advisors, Inc. focus on?
Rooted Wealth Advisors, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 41.1%
• Industrials: 13.2%
• Consumer Discretionary: 12.2%
• Communication Services: 11.3%
• Financials: 6.7%
• Health Care: 6.5%
Investment Profile
Rooted Wealth Advisors, Inc. returned an annualized 16.5% over the trailing 36 months — outperforming the S&P 500 by 0.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.76 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 41.1% of the portfolio concentrated in Information Technology.
It has added to its IDMO position over the past two quarters (+$6.2M, now $25.8M), while trimming VO over the same stretch (-$2.3M, still holding $8.6M).
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Developer Access
Access Rooted Wealth Advisors, Inc.'s institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/rooted-wealth-advisors-incCLI
npx alphasmo institutions get rooted-wealth-advisors-inc