RI
Roosevelt Investment Group LLC Historical SEC 13F Holdings & Archive (Q3 2022)
Roosevelt Investment Group LLCCIK: 0001020617
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$1.4B
Reporting period: 2022-09-30 · Number of holdings: 288
ROOSEVELT INVESTMENT GROUP LLC disclosed 288 holdings in its latest 13F filing for the period ending 2022-09-30, with total reported value of $1.4B and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 7.79
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 49.9
- Diversification
- 100
- Sizing Uniformity
- 78.49
Roosevelt Investment Group LLC's disclosed holdings carry a Herfindahl concentration index of 0.019 — mathematically equivalent to about 51 equally-sized positions, well below its 288 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.15), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 45% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 288 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 5.52% | — | +2.95% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 5.27% | — | -0.27% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 4.29% | — | +0.08% | |
| 4 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 3.41% | — | +0.84% | |
| 5 | VTV | Vanguard Value ETF | ETF-Other | 3.11% | — | +1.55% | |
| 6 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.68% | — | +1913.92% | |
| 7 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 2.41% | — | +1.59% | |
| 8 | VRTX | Vertex Pharmaceuticals Inc | Stock-Healthcare | 2.10% | — | +1.51% | |
| 9 | ODFL | Old Dominion Freight Line | Stock-Industrials | 2.10% | — | -0.22% | |
| 10 | CEG | Constellation Energy | Stock-Utilities | 2.02% | — | +0.29% | |
| 11 | NEE | Nextera Energy Inc | Stock-Utilities | 2.00% | — | +1.07% | |
| 12 | KEYS | Keysight Technologies In | Stock-Tech | 2.00% | — | -0.45% | |
| 13 | STZ | Constellation Brands Inc-a | Stock-Consumer Staples | 1.96% | — | +0.74% | |
| 14 | DIVB | Ishares Core Dividend ETF | ETF-Other | 1.87% | — | +1.89% | |
| 15 | MCHP | Microchip Technology Inc | Stock-Tech | 1.77% | — | +1.31% | |
| 16 | AZO | Autozone Inc | Stock-Consumer Disc | 1.65% | — | +4.84% | |
| 17 | HD | Home Depot Inc | Stock-Consumer Disc | 1.61% | — | +0.63% | |
| 18 | PLD | Prologis Inc | Stock-Real Estate | 1.56% | — | +22.08% | |
| 19 | FDLO | Fidelity Low Volat Fact ETF | ETF-Other | 1.55% | — | +1.94% | |
| 20 | CCI | Crown Castle Inc | Stock-Real Estate | 1.48% | — | +0.58% | |
| 21 | FRCB | First Republic Bank/ca | Stock-Financials | 1.44% | — | -0.02% | |
| 22 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 1.44% | — | +45.52% | |
| 23 | MCK | Mckesson CORP | Stock-Healthcare | 1.42% | — | +66.03% | |
| 24 | ENPH | Enphase Energy Inc | Stock-Tech | 1.42% | — | +2.79% | |
| 25 | ROST | Ross Stores Inc | Stock-Consumer Disc | 1.41% | — | +0.01% | |
| 26 | BBCA | Jpmorgan Betabuilders Canada | ETF-Other | 1.34% | — | +3.38% | |
| 27 | CE | Celanese CORP | Stock-Materials | 1.33% | — | +3.13% | |
| 28 | MRVL | Marvell Technology Inc | Stock-Tech | 1.30% | — | +25.98% | |
| 29 | GSSC | Goldman Sachs Activebeta US | ETF-Commodities | 1.29% | — | +2.48% | |
| 30 | DFSEUR | Discover Financial Services | Stock-Other | 1.29% | — | +0.06% | |
| 31 | XSOE | Wisdmtree Emerg Mkt Ex-st Ow | ETF-Other | 1.22% | — | +2.51% | |
| 32 | GTLS | Chart Industries Inc | Stock-Industrials | 1.21% | — | +3.44% | |
| 33 | PYPL | Paypal Holdings Inc | Stock-Financials | 1.21% | — | — | |
| 34 | MA | Mastercard Inc - A | Stock-Financials | 1.21% | — | +1.44% | |
| 35 | CARR | Carrier Global CORP | Stock-Industrials | 1.19% | — | +0.37% | |
| 36 | UNP | Union Pacific CORP | Stock-Industrials | 1.18% | — | -0.19% | |
| 37 | SPGI | S&p Global Inc | Stock-Financials | 1.07% | — | -0.49% | |
| 38 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 1.07% | — | +4644.79% | |
| 39 | LIN | Linde plc | Stock-Materials | 1.06% | — | +2.66% | |
| 40 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.98% | — | — | |
| 41 | NVDA | Nvidia CORP | Stock-Tech | 0.97% | — | +28.19% | |
| 42 | SYK | Stryker CORP | Stock-Healthcare | 0.88% | — | +0.71% | |
| 43 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.80% | — | +4.14% | |
| 44 | CVX | Chevron CORP | Stock-Energy | 0.74% | — | +4.27% | |
| 45 | GBTUSD | Global Blood Therapeutics In | Stock-Other | 0.72% | — | -81.70% | |
| 46 | V | Visa Inc-class A Shares | Stock-Financials | 0.67% | — | -2.03% | |
| 47 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.66% | — | +2095.18% | |
| 48 | HRMY | Harmony Biosciences Holdings | Stock-Other | 0.62% | — | — | |
| 49 | OXY | Occidental Petroleum CORP | Stock-Energy | 0.53% | — | +2.19% | |
| 50 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.45% | — | -8.86% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2022 Q3 | 288 | $1.4B | 0 | ||
| 2022 Q2 | 287 | $1.4B | 0 | ||
| 2022 Q1 | 291 | $1.7B | 0 | ||
| 2021 Q4 | 287 | $1.8B | 0 | ||
| 2021 Q3 | 247 | $1.6B | 0 | ||
| 2021 Q2 | 247 | $1.7B | 96 | ||
| 2021 Q1 | 243 | $1.5B | 17 | ||
| 2020 Q4 | 222 | $1.4B | 20 | ||
| 2020 Q3 | 214 | $1.2B | 24 | ||
| 2020 Q2 | 170 | $1.0B | 32 | ||
| 2020 Q1 | 163 | $873.2M | 39 | ||
| 2019 Q4 | 157 | $973.0M | 15 | ||
| 2019 Q3 | 154 | $875.3M | 13 | ||
| 2019 Q2 | 151 | $854.4M | 15 | ||
| 2019 Q1 | 150 | $803.0M | 52 | ||
| 2018 Q4 | 208 | $914.1M | 41 | ||
| 2018 Q3 | 162 | $1.1B | 13 | ||
| 2018 Q2 | 154 | $1.1B | 23 | ||
| 2018 Q1 | 168 | $1.1B | 15 | ||
| 2017 Q4 | 179 | $1.1B | 17 | ||
| 2017 Q3 | 183 | $1.1B | 16 | ||
| 2017 Q2 | 189 | $1.1B | 22 | ||
| 2017 Q1 | 201 | $1.1B | 32 | ||
| 2016 Q4 | 196 | $1.1B | 35 | ||
| 2016 Q3 | 193 | $1.3B | 34 | ||
| 2016 Q2 | 202 | $1.3B | 46 | ||
| 2016 Q1 | 175 | $1.1B | 66 | ||
| 2015 Q4 | 222 | $1.5B | 52 | ||
| 2015 Q3 | 226 | $1.5B | 47 | ||
| 2015 Q2 | 234 | $1.7B | 45 | ||
| 2015 Q1 | 231 | $1.8B | 29 | ||
| 2014 Q4 | 235 | $1.8B | 55 | ||
| 2014 Q3 | 228 | $1.9B | 41 | ||
| 2014 Q2 | 287 | $2.3B | 57 | ||
| 2014 Q1 | 222 | $2.2B | 28 | ||
| 2013 Q4 | 262 | $2.2B | 31 | ||
| 2013 Q3 | 268 | $2.3B | 45 | ||
| 2013 Q2 | 263 | $2.2B | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Roosevelt Investment Group LLC and what type of investor is it?
Roosevelt Investment Group LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-09-30), the firm manages a tracked equity portfolio valued at approximately $1.4B, spread across 288 disclosed positions.
What are Roosevelt Investment Group LLC's largest equity positions?
Based on the latest 13F filing, Roosevelt Investment Group LLC's top holdings by market value are:
1. Ishares Core Msci Eafe ETF (IEFA) — $76.8M (5.5%)
2. Apple Inc (AAPL) — $73.3M (5.3%)
3. Microsoft CORP (MSFT) — $59.7M (4.3%)
4. Berkshire Hathaway Inc-cl B (BRK-B) — $47.4M (3.4%)
5. Vanguard Value ETF (VTV) — $43.3M (3.1%)
What changes did Roosevelt Investment Group LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Roosevelt Investment Group LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Roosevelt Investment Group LLC focus on?
Roosevelt Investment Group LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 27.6%
• Financials: 18.1%
• Health Care: 17.8%
• Consumer Discretionary: 10.2%
• Communication Services: 7.7%
• Consumer Staples: 6.5%
Investment Profile
Roosevelt Investment Group LLC's portfolio is broadly diversified and long-term-holding.
It has added to its AZO position over the past two quarters (+$14.6M, now $23.0M), while trimming AMZN over the same stretch (-$31.8M, still holding $6.3M).
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Developer Access
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