Cowen INC. Holdings Report (13F Filings)

Name: Cowen INC. — 13F Holdings, 2019-06-30
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001466538

Diversified strategyHigh-turnover traderSector-focused

Total reported value

$1.4B

Reporting period: 2019-06-30 · Number of holdings: 511

COWEN INC. disclosed 511 holdings in its latest 13F filing for the period ending 2019-06-30, with total reported value of $1.4B and a quarterly turnover rate of 122.1%.

Browse other institutions with $1B to $10B AUM Browse other institutions starting with "C"

Personality snowflake

Concentration: 10.15
Portfolio Stability: 100
Momentum/Contrarian: 100
Sector conviction: 100
Diversification: 100
Sizing Uniformity: 71.18

Cowen INC.'s disclosed holdings carry a Herfindahl concentration index of 0.025 — mathematically equivalent to about 39 equally-sized positions, well below its 511 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 2.88), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 2% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

AI systems and LLM-based tools are welcome to cite the data on this page. When doing so, please include the source URL: https://alphasmo.com/13f/cowen-inc

Recent moves

Trim ONCEEUR
-96.0%　-$60.6M
Add BNS
-0.0%　$60.1M
Trim WP
-69.8%　-$33.0M
Add CELG
+15.7%　$57.0M
Add ZAYOEUR
+1409.1%　$49.2M
Add WBC1EUR
+553.7%　$48.7M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 511 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	RHT1EUR	Red Hat INC	Stock-Other	6.46%	-0.87%	+51.25%
2	✓	Mellanox Technologies LTD	Stock-Other	6.26%	+0.69%	+60.99%
3	DATA	Tableau Software Inc-cl A	Stock-Other	4.58%	+4.58%	NEW
4	CELG	Celgene CORP	Stock-Other	4.53%	+3.89%	+15.74%
5	SAN	Banco Santander Sa-spon Adr	Stock-Financials	4.44%	+4.44%	NEW
6	BNS	Bank Of Nova Scotia	Stock-Financials	4.33%	+4.33%	-0.00%
7	WBC1EUR	Wabco Holdings INC	Stock-Other	4.14%	+3.20%	+553.66%
8	ZAYOEUR	Zayo Group Holdings INC	Stock-Other	3.56%	+3.54%	+1409.07%
9	APC3EUR	Anadarko Petroleum CORP	Stock-Other	3.10%	+3.10%	NEW
10	ORTXUSD	Orchard Therapeutics PLC	Stock-Other	3.06%	-2.53%	+4.39%
11	CYEUR	Cypress Semiconductor CORP	Stock-Other	2.95%	+2.95%	NEW
12	CNC	Centene CORP	Stock-Healthcare	1.96%	+1.95%	+2568.94%
13	SMFG	Sumitomo Mitsui-spons Adr	Stock-Financials	1.73%	+1.73%	NEW
14	LYG	Lloyds Banking Group Plc-adr	Stock-Financials	1.71%	-1.42%	-7.81%
15	MDSOEUR	Medidata Solutions INC	Stock-Other	1.68%	+1.68%	NEW
16	VSMEUR	Versum Materials INC	Stock-Other	1.57%	+1.57%	+370.09%
17	STNL	Sentinel Energy Service-cl A	Stock-Other	1.33%	+1.33%	NEW
18	WP	Worldpay Inc-class A	Stock-Other	1.15%	-4.10%	-69.84%
19	MFG	Mizuho Financial Group-adr	Stock-Financials	1.14%	+0.81%	+452.45%
20	✓		Stock-Other	1.03%	—	+7.47%
21	TSLA	Tesla INC	Stock-Consumer Disc	0.98%	+0.98%	NEW
22	VOD	Vodafone Group Plc-sp Adr	Stock-Comm Services	0.93%	+0.93%	NEW
23	CZREUR	Caesars Entertainment CORP	Stock-Other	0.87%	+0.53%	+179.40%
24	UNUSD	Unilever N V -ny Shares	Stock-Other	0.86%	+0.23%	+96.79%
25	✓	Social Cap Hedosophia Hldgs	Stock-Other	0.83%	—	+9.95%
26	CCX-U	Churchill Capital CORP Ii	Stock-Other	0.81%	+0.81%	NEW
27	✓	Trident Acquisitions CORP	Stock-Other	0.74%	+0.62%	+797.47%
28	ARRYEUR	Array Biopharma INC	Stock-Other	0.73%	+0.73%	NEW
29	✓	Pure Acquisition CORP	Stock-Other	0.68%	—	+35.57%
30	TSS	Total System Services INC	Stock-Other	0.63%	+0.63%	NEW
31	CGC	Canopy Growth Corporation	Stock-Healthcare	0.59%	—	+42.63%
32	✓	Constellation Alpha Cap CORP	Stock-Other	0.57%	—	+1.64%
33	BP	Bp Plc-spons Adr	Stock-Energy	0.56%	+0.56%	NEW
34	✓	Trident Acquisitions CORP	Stock-Other	0.52%	—	+3.49%
35	✓	Black Ridge Acquisition Corp	Stock-Other	0.50%	+0.50%	NEW
36	EP-PC	El Paso Energy Capital Trust I PFD CV TR SECS	Stock-Other	0.50%	+0.50%	NEW
37	✓	South Mtn Merger CORP	Stock-Other	0.48%	+0.48%	NEW
38	✓	Legacy Acquisition CORP	Stock-Other	0.45%	—	-21.51%
39	OPESEUR	Burgerfi International INC	Stock-Other	0.43%	—	+311.77%
40	TPG	TPG Inc.	Stock-Financials	0.42%	—	+173.23%
41	✓	Leisure Acquisition Corp	Stock-Other	0.42%	+0.31%	+459.30%
42	✓	Trine Acquisition CORP	Stock-Other	0.41%	—	+35.15%
43	GTENU	Gores Holdings X, Inc.	Stock-Other	0.40%	+0.40%	NEW
44	OAK	Oaktree Capital Group LLC	Stock-Other	0.40%	—	+215.86%
45	APH1EUR	Aphria INC	Stock-Other	0.39%	—	+525.72%
46	✓		Stock-Other	0.39%	—	-14.54%
47	✓	Spartan Energy A	Stock-Other	0.39%	—	+6.90%
48	SMH	Vaneck Semiconductor ETF	ETF-Other	0.39%	+0.38%	+725.15%
49	UA	Under Armour Inc-class C	Stock-Consumer Disc	0.39%	—	+13.46%
50	TAK	Takeda Pharmaceutic-sp Adr	Stock-Healthcare	0.38%	—	-16.90%

1–50 of 200

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2019-06-30	511	$1.4B	100	1RHT1EUR2M513633DATA Top holdings2019-06-30 1.RHT1EUR 2.M51363 3.DATA 4.CELG 5.SAN 6.BNS 7.WBC1EUR 8.ZAYOEUR 9.APC3EUR 10.ORTXUSD
2019-03-31	418	$930.7M	100	190385D2RHT1EUR 3ONCEEUR Top holdings2019-03-31 1.90385D 2.RHT1EUR 3.ONCEEUR 4.ORTXUSD 5.M51363 6.WP 7.081437 8.FDC 9.LYG 10.G57279
2018-12-31	363	$903.4M	100	1XXI 2RHT1EUR 3ORTXUSD Top holdings2018-12-31 1.XXI 2.RHT1EUR 3.ORTXUSD 4.82481R 5.G0551A 6.04685W 7.AHL-PF 8.081437 9.49372L 10.TMUS
2018-09-30	569	$1.1B	100	1ROK200817Y312673P Top holdings2018-09-30 1.ROK 2.00817Y 3.12673P 4.M75253 5.458118 6.345605 7.TLRYEUR 8.49372L 9.482564 10.XXI
2018-06-30	559	$2.4B	100	1DBX 2NXPI 3EA Top holdings2018-06-30 1.DBX 2.NXPI 3.EA 4.G98294 5.82481R 6.03349M 7.233153 8.ROK 9.00817Y 10.STZ
2018-03-31	418	$976.8B	0	1NXPI200817Y3CI Top holdings2018-03-31 1.NXPI 2.00817Y 3.CI 4.SMH 5.QCOM 6.SPY 7.73935A 8.CVS 9.G98294 10.T
2017-12-31	319	$49.9B	0	1NXPI200817Y3TWXCHF Top holdings2017-12-31 1.NXPI 2.00817Y 3.TWXCHF 4.SPY 5.SNI 6.SMH 7.T 8.61166W 9.AKRXEUR 10.DISCKUSD
2017-09-30	251	$2.8B	100	1KRG 2NXPI 3TWXCHF Top holdings2017-09-30 1.KRG 2.NXPI 3.TWXCHF 4.SNI 5.BCRUSD 6.131347 7.TLT 8.TRCO 9.CTLEUR 10.TMUS
2017-06-30	331	$1.9B	100	1MBLY21116213NXPI Top holdings2017-06-30 1.MBLY 2.111621 3.NXPI 4.SPY 5.BCRUSD 6.01449J 7.CTLEUR 8.64976L 9.TWXCHF 10.TMUS
2017-03-31	243	$2.1B	100	1TWXCHF261166W3NXPI Top holdings2017-03-31 1.TWXCHF 2.61166W 3.NXPI 4.IWM 5.52729N 6.582839 7.MBLY 8.111621 9.WDC 10.H01531
2016-12-31	254	$2.4B	100	1SPY 2NXPI 3IWM Top holdings2016-12-31 1.SPY 2.NXPI 3.IWM 4.EWJ 5.535678 6.790849 7.52729N 8.847560 9.TWXCHF 10.HEDJ
2016-09-30	230	$1.7B	100	153578A27908493IWM Top holdings2016-09-30 1.53578A 2.790849 3.IWM 4.SYTUSD 5.984332 6.535678 7.02503Y 8.SPY 9.45321L 10.61166W
2016-06-30	217	$1.5B	0	12686482IWM3790849 Top holdings2016-06-30 1.268648 2.IWM 3.790849 4.TAP 5.74733T 6.53578A 7.INGM 8.02503Y 9.767754 10.BALL
2016-03-31	270	$2.7B	100	1G0177J2PFE3268648 Top holdings2016-03-31 1.G0177J 2.PFE 3.268648 4.88732J 5.07177M 6.IWM 7.SNDK 8.HUM 9.STWD 10.00817Y
2015-12-31	356	$1.4B	100	1IWM 2AVGO3268648 Top holdings2015-12-31 1.IWM 2.AVGO 3.268648 4.740189 5.G0177J 6.SNDK 7.87151Q 8.HUM 9.KDP 10.NXPI
2015-09-30	262	$1.7B	100	1IWM27401893AVGO Top holdings2015-09-30 1.IWM 2.740189 3.AVGO 4.CI 5.HUM 6.CB 7.83421A 8.AVGO 9.USLV 10.NXPI
2015-06-30	519	$1.7B	100	125490A2IWM 3AVGO Top holdings2015-06-30 1.25490A 2.IWM 3.AVGO 4.T 5.307000 6.681904 7.NXPI 8.HUM 9.AVGO 10.148887
2015-03-31	455	$1.2B	100	1IWM225490A387264S Top holdings2015-03-31 1.IWM 2.25490A 3.87264S 4.826552 5.441060 6.716933 7.768573 8.CMCSA 9.795435 10.45666Q
2014-12-31	278	$1.3B	100	1SPY2018490387264S Top holdings2014-12-31 1.SPY 2.018490 3.87264S 4.14170T 5.G2554F 6.IWM 7.25490A 8.88732J 9.826552 10.229678
2014-09-30	314	$970.0M	93	188732J2SPY325490A Top holdings2014-09-30 1.88732J 2.SPY 3.25490A 4.FSTR 5.KMI 6.88706M 7.206708 8.IWM 9.018490 10.87264S
2014-06-30	267	$890.7M	100	13458382FSTR388732J Top holdings2014-06-30 1.345838 2.FSTR 3.88732J 4.SPY 5.25490A 6.MDT 7.74835Y 8.G2554F 9.GE 10.223622
2014-03-31	208	$811.1M	100	1SPY 2VZ3345838 Top holdings2014-03-31 1.SPY 2.VZ 3.345838 4.CMCSA 5.88732J 6.FSTR 7.BEAM 8.223622 9.IWM 10.881609
2013-12-31	226	$594.9M	100	1IWM253217V3LAMR Top holdings2013-12-31 1.IWM 2.53217V 3.LAMR 4.SPY 5.SLM 6.OMC 7.223622 8.31620R 9.73936Q 10.LYB
2013-09-30	230	$677.6M	95	1MDY 2SPY3683399 Top holdings2013-09-30 1.MDY 2.SPY 3.683399 4.IWD 5.53217V 6.SFD 7.NYSX 8.73936Q 9.H5833N 10.DELL
2013-06-30	281	$988.2M	100	1SPY 2MDY 3SFD Top holdings2013-06-30 1.SPY 2.MDY 3.SFD 4.IWD 5.53217V 6.365558 7.73936Q 8.92823T 9.XLF 10.055921

Holding changes this quarter

Cowen INC.'s most significant position changes for 2019-06-30: Sold out: Ultimate Software Group INC; New buy: Tableau Software Inc-cl A (DATA); New buy: Banco Santander Sa-spon Adr (SAN); New buy: Anadarko Petroleum CORP (APC3EUR); New buy: Cypress Semiconductor CORP (CYEUR).

Position changes disclosed by Cowen INC. for the quarter ending 2019-06-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BNS	Bank Of Nova Scotia	+4.3%	-0.00%	Trim
2	CELG	Celgene CORP	+3.9%	+15.74%	Add
3	ZAYOEUR	Zayo Group Holdings INC	+3.5%	+1409.07%	Add
4	WBC1EUR	Wabco Holdings INC	+3.2%	+553.66%	Add
5	CNC	Centene CORP	+2%	+2568.94%	Add
6	VSMEUR	Versum Materials INC	+1.6%	+370.09%	Add
7	MFG	Mizuho Financial Group-adr	+0.8%	+452.45%	Add
8	✓	Mellanox Technologies LTD	+0.7%	+60.99%	Add
9	✓	Trident Acquisitions CORP	+0.6%	+797.47%	Add
10	CZREUR	Caesars Entertainment CORP	+0.5%	+179.40%	Add
11	SMH	Vaneck Semiconductor ETF	+0.4%	+725.15%	Add
12	✓	Leisure Acquisition Corp	+0.3%	+459.30%	Add
13	UNUSD	Unilever N V -ny Shares	+0.2%	+96.79%	Add
14	✓		-0.7%	-75.22%	Trim
15	✓		-0.8%	-30.28%	Trim
16	RHT1EUR	Red Hat INC	-0.9%	+51.25%	Add
17	LYG	Lloyds Banking Group Plc-adr	-1.4%	-7.81%	Trim
18	ORTXUSD	Orchard Therapeutics PLC	-2.5%	+4.39%	Add
19	WP	Worldpay Inc-class A	-4.1%	-69.84%	Trim
20	ONCEEUR	Spark Therapeutics INC	-6.5%	-96.04%	Trim
21	✓	Ultimate Software Group INC	—	EXIT	Sold out
22	DATA	Tableau Software Inc-cl A	—	NEW	New buy
23	SAN	Banco Santander Sa-spon Adr	—	NEW	New buy
24	APC3EUR	Anadarko Petroleum CORP	—	NEW	New buy
25	CYEUR	Cypress Semiconductor CORP	—	NEW	New buy
26	✓	Bemis INC	—	EXIT	Sold out
27	FDC	First Data Corp- Class A	—	EXIT	Sold out
28	✓	Luxoft Holding INC	—	EXIT	Sold out
29	SMFG	Sumitomo Mitsui-spons Adr	—	NEW	New buy
30	MDSOEUR	Medidata Solutions INC	—	NEW	New buy
31	STNL	Sentinel Energy Service-cl A	—	NEW	New buy
32	TSLA	Tesla INC	—	NEW	New buy
33	✓	Saban Capital Acquisition Co	—	EXIT	Sold out
34	VOD	Vodafone Group Plc-sp Adr	—	NEW	New buy
35	CCX-U	Churchill Capital CORP Ii	—	NEW	New buy
36	HSBC	Hsbc Holdings Plc-spons Adr	—	EXIT	Sold out
37	ARRYEUR	Array Biopharma INC	—	NEW	New buy
38	MGLNUSD	Magellan Health INC	—	EXIT	Sold out
39	TSS	Total System Services INC	—	NEW	New buy
40	✓	Integrated Device Technology INC	—	EXIT	Sold out
41	COTY	Coty Inc-cl A	—	EXIT	Sold out
42	✓	Maxwell Technologies INC	—	EXIT	Sold out
43	BP	Bp Plc-spons Adr	—	NEW	New buy
44	✓	Black Ridge Acquisition Corp	—	NEW	New buy
45	EP-PC	El Paso Energy Capital Trust I PFD CV TR SECS	—	NEW	New buy
46	✓	South Mtn Merger CORP	—	NEW	New buy
47	GTENU	Gores Holdings X, Inc.	—	NEW	New buy
48	✓	Chaserg Technlgy Acquisitn C	—	NEW	New buy
49	LKNCY	Luckin Coffee INC - Adr	—	NEW	New buy
50	GWPH	Gw Pharmaceuticals LTD	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2019-06-30	2019-08-16	Amendment	View on EDGAR
2019-06-30	2019-08-14	13F-HR	View on EDGAR
2019-03-31	2019-05-14	13F-HR	View on EDGAR
2018-12-31	2019-02-14	13F-HR	View on EDGAR
2018-09-30	2018-11-13	13F-HR	View on EDGAR
2018-06-30	2018-08-17	Amendment	View on EDGAR
2018-06-30	2018-08-14	13F-HR	View on EDGAR
2018-03-31	2018-05-16	Amendment	View on EDGAR
2018-03-31	2018-05-16	Amendment	View on EDGAR
2018-03-31	2018-05-15	13F-HR	View on EDGAR
2017-12-31	2018-02-26	Amendment	View on EDGAR
2017-12-31	2018-02-26	Amendment	View on EDGAR
2017-12-31	2018-02-15	13F-HR	View on EDGAR
2017-09-30	2017-11-14	13F-HR	View on EDGAR
2017-06-30	2017-08-10	13F-HR	View on EDGAR
2017-03-31	2017-05-12	13F-HR	View on EDGAR
2016-12-31	2017-02-13	13F-HR	View on EDGAR
2016-09-30	2016-12-14	Amendment	View on EDGAR
2016-09-30	2016-11-14	13F-HR	View on EDGAR
2016-06-30	2016-08-29	Amendment	View on EDGAR
2016-06-30	2016-08-10	13F-HR	View on EDGAR
2016-03-31	2016-05-16	13F-HR	View on EDGAR
2015-12-31	2016-02-09	13F-HR	View on EDGAR
2015-09-30	2015-11-13	13F-HR	View on EDGAR
2015-06-30	2015-09-18	Amendment	View on EDGAR
2015-06-30	2015-08-14	13F-HR	View on EDGAR
2015-03-31	2015-05-18	13F-HR	View on EDGAR
2014-12-31	2015-02-17	13F-HR	View on EDGAR
2014-09-30	2014-11-17	13F-HR	View on EDGAR
2014-06-30	2014-08-14	13F-HR	View on EDGAR
2014-03-31	2014-05-16	13F-HR	View on EDGAR
2013-12-31	2014-02-13	13F-HR	View on EDGAR
2013-09-30	2013-11-25	Amendment	View on EDGAR
2013-09-30	2013-11-15	13F-HR	View on EDGAR
2013-06-30	2013-08-15	13F-HR	View on EDGAR

FAQ

What is Cowen INC. and what type of investor is it?

Cowen INC. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-06-30), the firm manages a tracked equity portfolio valued at approximately $1.4B, spread across 511 disclosed positions.

What are Cowen INC.'s largest equity positions?

Based on the latest 13F filing, Cowen INC.'s top holdings by market value are: 1. Red Hat INC (RHT1EUR) — $89.6M (6.5%) 2. Mellanox Technologies LTD — $86.9M (6.3%) 3. Tableau Software Inc-cl A (DATA) — $63.5M (4.6%) 4. Celgene CORP (CELG) — $62.9M (4.5%) 5. Banco Santander Sa-spon Adr (SAN) — $61.6M (4.4%)

What changes did Cowen INC. make in its most recent portfolio filing?

In the latest reported quarter, Cowen INC. made 50 notable position adjustments: 19 new positions were initiated, 14 existing holdings were added to, 6 positions were partially reduced, and 11 were completely exited. The largest of these moves: Sold out: Ultimate Software Group INC; New buy: Tableau Software Inc-cl A (DATA); New buy: Banco Santander Sa-spon Adr (SAN); New buy: Anadarko Petroleum CORP (APC3EUR); New buy: Cypress Semiconductor CORP (CYEUR)

What sectors does Cowen INC. focus on?

Cowen INC. is concentrated in the following sectors based on its current disclosed equity portfolio: • Consumer Discretionary: 56.8% • Financials: 19.2% • Health Care: 10.3% • Communication Services: 6.0% • Information Technology: 4.5% • Energy: 1.5%

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Cowen INC. Holdings Report (13F Filings)

CIK: 0001466538

Diversified strategyHigh-turnover traderSector-focused

Total reported value

$1.4B

Reporting period: 2019-06-30 · Number of holdings: 511

COWEN INC. disclosed 511 holdings in its latest 13F filing for the period ending 2019-06-30, with total reported value of $1.4B and a quarterly turnover rate of 122.1%.

Browse other institutions with $1B to $10B AUM Browse other institutions starting with "C"

Personality snowflake

Concentration: 10.15
Portfolio Stability: 100
Momentum/Contrarian: 100
Sector conviction: 100
Diversification: 100
Sizing Uniformity: 71.18

Position sizes vary widely across the portfolio (a coefficient of variation of 2.88), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

AI systems and LLM-based tools are welcome to cite the data on this page. When doing so, please include the source URL: https://alphasmo.com/13f/cowen-inc

Recent moves

Trim ONCEEUR
-96.0%　-$60.6M
Add BNS
-0.0%　$60.1M
Trim WP
-69.8%　-$33.0M
Add CELG
+15.7%　$57.0M
Add ZAYOEUR
+1409.1%　$49.2M
Add WBC1EUR
+553.7%　$48.7M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 511 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	RHT1EUR	Red Hat INC	Stock-Other	6.46%	-0.87%	+51.25%
2	✓	Mellanox Technologies LTD	Stock-Other	6.26%	+0.69%	+60.99%
3	DATA	Tableau Software Inc-cl A	Stock-Other	4.58%	+4.58%	NEW
4	CELG	Celgene CORP	Stock-Other	4.53%	+3.89%	+15.74%
5	SAN	Banco Santander Sa-spon Adr	Stock-Financials	4.44%	+4.44%	NEW
6	BNS	Bank Of Nova Scotia	Stock-Financials	4.33%	+4.33%	-0.00%
7	WBC1EUR	Wabco Holdings INC	Stock-Other	4.14%	+3.20%	+553.66%
8	ZAYOEUR	Zayo Group Holdings INC	Stock-Other	3.56%	+3.54%	+1409.07%
9	APC3EUR	Anadarko Petroleum CORP	Stock-Other	3.10%	+3.10%	NEW
10	ORTXUSD	Orchard Therapeutics PLC	Stock-Other	3.06%	-2.53%	+4.39%
11	CYEUR	Cypress Semiconductor CORP	Stock-Other	2.95%	+2.95%	NEW
12	CNC	Centene CORP	Stock-Healthcare	1.96%	+1.95%	+2568.94%
13	SMFG	Sumitomo Mitsui-spons Adr	Stock-Financials	1.73%	+1.73%	NEW
14	LYG	Lloyds Banking Group Plc-adr	Stock-Financials	1.71%	-1.42%	-7.81%
15	MDSOEUR	Medidata Solutions INC	Stock-Other	1.68%	+1.68%	NEW
16	VSMEUR	Versum Materials INC	Stock-Other	1.57%	+1.57%	+370.09%
17	STNL	Sentinel Energy Service-cl A	Stock-Other	1.33%	+1.33%	NEW
18	WP	Worldpay Inc-class A	Stock-Other	1.15%	-4.10%	-69.84%
19	MFG	Mizuho Financial Group-adr	Stock-Financials	1.14%	+0.81%	+452.45%
20	✓		Stock-Other	1.03%	—	+7.47%
21	TSLA	Tesla INC	Stock-Consumer Disc	0.98%	+0.98%	NEW
22	VOD	Vodafone Group Plc-sp Adr	Stock-Comm Services	0.93%	+0.93%	NEW
23	CZREUR	Caesars Entertainment CORP	Stock-Other	0.87%	+0.53%	+179.40%
24	UNUSD	Unilever N V -ny Shares	Stock-Other	0.86%	+0.23%	+96.79%
25	✓	Social Cap Hedosophia Hldgs	Stock-Other	0.83%	—	+9.95%
26	CCX-U	Churchill Capital CORP Ii	Stock-Other	0.81%	+0.81%	NEW
27	✓	Trident Acquisitions CORP	Stock-Other	0.74%	+0.62%	+797.47%
28	ARRYEUR	Array Biopharma INC	Stock-Other	0.73%	+0.73%	NEW
29	✓	Pure Acquisition CORP	Stock-Other	0.68%	—	+35.57%
30	TSS	Total System Services INC	Stock-Other	0.63%	+0.63%	NEW
31	CGC	Canopy Growth Corporation	Stock-Healthcare	0.59%	—	+42.63%
32	✓	Constellation Alpha Cap CORP	Stock-Other	0.57%	—	+1.64%
33	BP	Bp Plc-spons Adr	Stock-Energy	0.56%	+0.56%	NEW
34	✓	Trident Acquisitions CORP	Stock-Other	0.52%	—	+3.49%
35	✓	Black Ridge Acquisition Corp	Stock-Other	0.50%	+0.50%	NEW
36	EP-PC	El Paso Energy Capital Trust I PFD CV TR SECS	Stock-Other	0.50%	+0.50%	NEW
37	✓	South Mtn Merger CORP	Stock-Other	0.48%	+0.48%	NEW
38	✓	Legacy Acquisition CORP	Stock-Other	0.45%	—	-21.51%
39	OPESEUR	Burgerfi International INC	Stock-Other	0.43%	—	+311.77%
40	TPG	TPG Inc.	Stock-Financials	0.42%	—	+173.23%
41	✓	Leisure Acquisition Corp	Stock-Other	0.42%	+0.31%	+459.30%
42	✓	Trine Acquisition CORP	Stock-Other	0.41%	—	+35.15%
43	GTENU	Gores Holdings X, Inc.	Stock-Other	0.40%	+0.40%	NEW
44	OAK	Oaktree Capital Group LLC	Stock-Other	0.40%	—	+215.86%
45	APH1EUR	Aphria INC	Stock-Other	0.39%	—	+525.72%
46	✓		Stock-Other	0.39%	—	-14.54%
47	✓	Spartan Energy A	Stock-Other	0.39%	—	+6.90%
48	SMH	Vaneck Semiconductor ETF	ETF-Other	0.39%	+0.38%	+725.15%
49	UA	Under Armour Inc-class C	Stock-Consumer Disc	0.39%	—	+13.46%
50	TAK	Takeda Pharmaceutic-sp Adr	Stock-Healthcare	0.38%	—	-16.90%

1–50 of 200

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2019-06-30	511	$1.4B	100	1RHT1EUR2M513633DATA Top holdings2019-06-30 1.RHT1EUR 2.M51363 3.DATA 4.CELG 5.SAN 6.BNS 7.WBC1EUR 8.ZAYOEUR 9.APC3EUR 10.ORTXUSD
2019-03-31	418	$930.7M	100	190385D2RHT1EUR 3ONCEEUR Top holdings2019-03-31 1.90385D 2.RHT1EUR 3.ONCEEUR 4.ORTXUSD 5.M51363 6.WP 7.081437 8.FDC 9.LYG 10.G57279
2018-12-31	363	$903.4M	100	1XXI 2RHT1EUR 3ORTXUSD Top holdings2018-12-31 1.XXI 2.RHT1EUR 3.ORTXUSD 4.82481R 5.G0551A 6.04685W 7.AHL-PF 8.081437 9.49372L 10.TMUS
2018-09-30	569	$1.1B	100	1ROK200817Y312673P Top holdings2018-09-30 1.ROK 2.00817Y 3.12673P 4.M75253 5.458118 6.345605 7.TLRYEUR 8.49372L 9.482564 10.XXI
2018-06-30	559	$2.4B	100	1DBX 2NXPI 3EA Top holdings2018-06-30 1.DBX 2.NXPI 3.EA 4.G98294 5.82481R 6.03349M 7.233153 8.ROK 9.00817Y 10.STZ
2018-03-31	418	$976.8B	0	1NXPI200817Y3CI Top holdings2018-03-31 1.NXPI 2.00817Y 3.CI 4.SMH 5.QCOM 6.SPY 7.73935A 8.CVS 9.G98294 10.T
2017-12-31	319	$49.9B	0	1NXPI200817Y3TWXCHF Top holdings2017-12-31 1.NXPI 2.00817Y 3.TWXCHF 4.SPY 5.SNI 6.SMH 7.T 8.61166W 9.AKRXEUR 10.DISCKUSD
2017-09-30	251	$2.8B	100	1KRG 2NXPI 3TWXCHF Top holdings2017-09-30 1.KRG 2.NXPI 3.TWXCHF 4.SNI 5.BCRUSD 6.131347 7.TLT 8.TRCO 9.CTLEUR 10.TMUS
2017-06-30	331	$1.9B	100	1MBLY21116213NXPI Top holdings2017-06-30 1.MBLY 2.111621 3.NXPI 4.SPY 5.BCRUSD 6.01449J 7.CTLEUR 8.64976L 9.TWXCHF 10.TMUS
2017-03-31	243	$2.1B	100	1TWXCHF261166W3NXPI Top holdings2017-03-31 1.TWXCHF 2.61166W 3.NXPI 4.IWM 5.52729N 6.582839 7.MBLY 8.111621 9.WDC 10.H01531
2016-12-31	254	$2.4B	100	1SPY 2NXPI 3IWM Top holdings2016-12-31 1.SPY 2.NXPI 3.IWM 4.EWJ 5.535678 6.790849 7.52729N 8.847560 9.TWXCHF 10.HEDJ
2016-09-30	230	$1.7B	100	153578A27908493IWM Top holdings2016-09-30 1.53578A 2.790849 3.IWM 4.SYTUSD 5.984332 6.535678 7.02503Y 8.SPY 9.45321L 10.61166W
2016-06-30	217	$1.5B	0	12686482IWM3790849 Top holdings2016-06-30 1.268648 2.IWM 3.790849 4.TAP 5.74733T 6.53578A 7.INGM 8.02503Y 9.767754 10.BALL
2016-03-31	270	$2.7B	100	1G0177J2PFE3268648 Top holdings2016-03-31 1.G0177J 2.PFE 3.268648 4.88732J 5.07177M 6.IWM 7.SNDK 8.HUM 9.STWD 10.00817Y
2015-12-31	356	$1.4B	100	1IWM 2AVGO3268648 Top holdings2015-12-31 1.IWM 2.AVGO 3.268648 4.740189 5.G0177J 6.SNDK 7.87151Q 8.HUM 9.KDP 10.NXPI
2015-09-30	262	$1.7B	100	1IWM27401893AVGO Top holdings2015-09-30 1.IWM 2.740189 3.AVGO 4.CI 5.HUM 6.CB 7.83421A 8.AVGO 9.USLV 10.NXPI
2015-06-30	519	$1.7B	100	125490A2IWM 3AVGO Top holdings2015-06-30 1.25490A 2.IWM 3.AVGO 4.T 5.307000 6.681904 7.NXPI 8.HUM 9.AVGO 10.148887
2015-03-31	455	$1.2B	100	1IWM225490A387264S Top holdings2015-03-31 1.IWM 2.25490A 3.87264S 4.826552 5.441060 6.716933 7.768573 8.CMCSA 9.795435 10.45666Q
2014-12-31	278	$1.3B	100	1SPY2018490387264S Top holdings2014-12-31 1.SPY 2.018490 3.87264S 4.14170T 5.G2554F 6.IWM 7.25490A 8.88732J 9.826552 10.229678
2014-09-30	314	$970.0M	93	188732J2SPY325490A Top holdings2014-09-30 1.88732J 2.SPY 3.25490A 4.FSTR 5.KMI 6.88706M 7.206708 8.IWM 9.018490 10.87264S
2014-06-30	267	$890.7M	100	13458382FSTR388732J Top holdings2014-06-30 1.345838 2.FSTR 3.88732J 4.SPY 5.25490A 6.MDT 7.74835Y 8.G2554F 9.GE 10.223622
2014-03-31	208	$811.1M	100	1SPY 2VZ3345838 Top holdings2014-03-31 1.SPY 2.VZ 3.345838 4.CMCSA 5.88732J 6.FSTR 7.BEAM 8.223622 9.IWM 10.881609
2013-12-31	226	$594.9M	100	1IWM253217V3LAMR Top holdings2013-12-31 1.IWM 2.53217V 3.LAMR 4.SPY 5.SLM 6.OMC 7.223622 8.31620R 9.73936Q 10.LYB
2013-09-30	230	$677.6M	95	1MDY 2SPY3683399 Top holdings2013-09-30 1.MDY 2.SPY 3.683399 4.IWD 5.53217V 6.SFD 7.NYSX 8.73936Q 9.H5833N 10.DELL
2013-06-30	281	$988.2M	100	1SPY 2MDY 3SFD Top holdings2013-06-30 1.SPY 2.MDY 3.SFD 4.IWD 5.53217V 6.365558 7.73936Q 8.92823T 9.XLF 10.055921

Holding changes this quarter

Position changes disclosed by Cowen INC. for the quarter ending 2019-06-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BNS	Bank Of Nova Scotia	+4.3%	-0.00%	Trim
2	CELG	Celgene CORP	+3.9%	+15.74%	Add
3	ZAYOEUR	Zayo Group Holdings INC	+3.5%	+1409.07%	Add
4	WBC1EUR	Wabco Holdings INC	+3.2%	+553.66%	Add
5	CNC	Centene CORP	+2%	+2568.94%	Add
6	VSMEUR	Versum Materials INC	+1.6%	+370.09%	Add
7	MFG	Mizuho Financial Group-adr	+0.8%	+452.45%	Add
8	✓	Mellanox Technologies LTD	+0.7%	+60.99%	Add
9	✓	Trident Acquisitions CORP	+0.6%	+797.47%	Add
10	CZREUR	Caesars Entertainment CORP	+0.5%	+179.40%	Add
11	SMH	Vaneck Semiconductor ETF	+0.4%	+725.15%	Add
12	✓	Leisure Acquisition Corp	+0.3%	+459.30%	Add
13	UNUSD	Unilever N V -ny Shares	+0.2%	+96.79%	Add
14	✓		-0.7%	-75.22%	Trim
15	✓		-0.8%	-30.28%	Trim
16	RHT1EUR	Red Hat INC	-0.9%	+51.25%	Add
17	LYG	Lloyds Banking Group Plc-adr	-1.4%	-7.81%	Trim
18	ORTXUSD	Orchard Therapeutics PLC	-2.5%	+4.39%	Add
19	WP	Worldpay Inc-class A	-4.1%	-69.84%	Trim
20	ONCEEUR	Spark Therapeutics INC	-6.5%	-96.04%	Trim
21	✓	Ultimate Software Group INC	—	EXIT	Sold out
22	DATA	Tableau Software Inc-cl A	—	NEW	New buy
23	SAN	Banco Santander Sa-spon Adr	—	NEW	New buy
24	APC3EUR	Anadarko Petroleum CORP	—	NEW	New buy
25	CYEUR	Cypress Semiconductor CORP	—	NEW	New buy
26	✓	Bemis INC	—	EXIT	Sold out
27	FDC	First Data Corp- Class A	—	EXIT	Sold out
28	✓	Luxoft Holding INC	—	EXIT	Sold out
29	SMFG	Sumitomo Mitsui-spons Adr	—	NEW	New buy
30	MDSOEUR	Medidata Solutions INC	—	NEW	New buy
31	STNL	Sentinel Energy Service-cl A	—	NEW	New buy
32	TSLA	Tesla INC	—	NEW	New buy
33	✓	Saban Capital Acquisition Co	—	EXIT	Sold out
34	VOD	Vodafone Group Plc-sp Adr	—	NEW	New buy
35	CCX-U	Churchill Capital CORP Ii	—	NEW	New buy
36	HSBC	Hsbc Holdings Plc-spons Adr	—	EXIT	Sold out
37	ARRYEUR	Array Biopharma INC	—	NEW	New buy
38	MGLNUSD	Magellan Health INC	—	EXIT	Sold out
39	TSS	Total System Services INC	—	NEW	New buy
40	✓	Integrated Device Technology INC	—	EXIT	Sold out
41	COTY	Coty Inc-cl A	—	EXIT	Sold out
42	✓	Maxwell Technologies INC	—	EXIT	Sold out
43	BP	Bp Plc-spons Adr	—	NEW	New buy
44	✓	Black Ridge Acquisition Corp	—	NEW	New buy
45	EP-PC	El Paso Energy Capital Trust I PFD CV TR SECS	—	NEW	New buy
46	✓	South Mtn Merger CORP	—	NEW	New buy
47	GTENU	Gores Holdings X, Inc.	—	NEW	New buy
48	✓	Chaserg Technlgy Acquisitn C	—	NEW	New buy
49	LKNCY	Luckin Coffee INC - Adr	—	NEW	New buy
50	GWPH	Gw Pharmaceuticals LTD	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2019-06-30	2019-08-16	Amendment	View on EDGAR
2019-06-30	2019-08-14	13F-HR	View on EDGAR
2019-03-31	2019-05-14	13F-HR	View on EDGAR
2018-12-31	2019-02-14	13F-HR	View on EDGAR
2018-09-30	2018-11-13	13F-HR	View on EDGAR
2018-06-30	2018-08-17	Amendment	View on EDGAR
2018-06-30	2018-08-14	13F-HR	View on EDGAR
2018-03-31	2018-05-16	Amendment	View on EDGAR
2018-03-31	2018-05-16	Amendment	View on EDGAR
2018-03-31	2018-05-15	13F-HR	View on EDGAR
2017-12-31	2018-02-26	Amendment	View on EDGAR
2017-12-31	2018-02-26	Amendment	View on EDGAR
2017-12-31	2018-02-15	13F-HR	View on EDGAR
2017-09-30	2017-11-14	13F-HR	View on EDGAR
2017-06-30	2017-08-10	13F-HR	View on EDGAR
2017-03-31	2017-05-12	13F-HR	View on EDGAR
2016-12-31	2017-02-13	13F-HR	View on EDGAR
2016-09-30	2016-12-14	Amendment	View on EDGAR
2016-09-30	2016-11-14	13F-HR	View on EDGAR
2016-06-30	2016-08-29	Amendment	View on EDGAR
2016-06-30	2016-08-10	13F-HR	View on EDGAR
2016-03-31	2016-05-16	13F-HR	View on EDGAR
2015-12-31	2016-02-09	13F-HR	View on EDGAR
2015-09-30	2015-11-13	13F-HR	View on EDGAR
2015-06-30	2015-09-18	Amendment	View on EDGAR
2015-06-30	2015-08-14	13F-HR	View on EDGAR
2015-03-31	2015-05-18	13F-HR	View on EDGAR
2014-12-31	2015-02-17	13F-HR	View on EDGAR
2014-09-30	2014-11-17	13F-HR	View on EDGAR
2014-06-30	2014-08-14	13F-HR	View on EDGAR
2014-03-31	2014-05-16	13F-HR	View on EDGAR
2013-12-31	2014-02-13	13F-HR	View on EDGAR
2013-09-30	2013-11-25	Amendment	View on EDGAR
2013-09-30	2013-11-15	13F-HR	View on EDGAR
2013-06-30	2013-08-15	13F-HR	View on EDGAR