13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0000733444
Total reported value
$435.5M
$435.5M
280 檔
18.3%
As reported in its official Q2 2026 Form 13F filing, Roman Butler Fullerton & Co's tracked investment portfolio stood at $435.5M with 280 total positions.
In Q2 2026, Roman Butler Fullerton & Co displayed an active expansion posture, initiating 35 new positions and adding to 83 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 280 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 5.61% | +0.21% | +1.29% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 4.62% | +0.31% | +0.35% | |
| 3 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.08% | +0.15% | +0.26% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 3.01% | +1.08% | -0.53% | |
| 5 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.72% | -0.15% | -3.36% | |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.56% | +0.48% | +5.36% | |
| 7 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.11% | +0.06% | +1.74% | |
| 8 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.85% | -0.02% | +1.37% | |
| 9 | MA | Mastercard Inc - A | Stock-Financials | 1.83% | +0.16% | -0.44% | |
| 10 | WMT | Walmart Inc | Stock-Consumer Staples | 1.80% | -0.01% | -1.03% | |
| 11 | VUG | Vanguard Growth ETF | ETF-Other | 1.49% | -0.02% | +507.11% | |
| 12 | CAT | Caterpillar Inc | Stock-Industrials | 1.32% | -0.36% | +10.91% | |
| 13 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.24% | +0.12% | -6.59% | |
| 14 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 1.08% | -0.07% | +98.85% | |
| 15 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.04% | +0.07% | -2.84% | |
| 16 | EOI | Eaton Vance Enhanced Eq Incm | Stock-Other | 1.04% | -0.04% | -1.03% | |
| 17 | FTCS | First Trust Capital Strength | ETF-Other | 0.98% | -0.01% | -0.12% | |
| 18 | CI | THE Cigna Group | Stock-Healthcare | 0.98% | -0.05% | -19.78% | |
| 19 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.93% | -0.03% | +0.39% | |
| 20 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.91% | +0.11% | +0.82% | |
| 21 | GE | General Electric | Stock-Industrials | 0.87% | -0.23% | +12.04% | |
| 22 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.83% | -0.10% | +11.80% | |
| 23 | FYX | First Trust Small Cap Core A | ETF-Small Cap | 0.81% | -0.81% | EXIT | |
| 24 | FYT | First Trust Small Cap Val | ETF-Small Cap | 0.80% | -0.03% | — | |
| 25 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.80% | -0.04% | — | |
| 26 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.77% | +0.02% | +0.26% | |
| 27 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.77% | -0.03% | +0.04% | |
| 28 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.76% | +0.03% | -0.38% | |
| 29 | HD | Home Depot Inc | Stock-Consumer Disc | 0.74% | -0.14% | +1.86% | |
| 30 | GEV | GE Vernova Inc | Stock-Industrials | 0.74% | -0.19% | -3.44% | |
| 31 | FYC | First Trust Small Cap Growth | ETF-Small Cap | 0.73% | -0.73% | EXIT | |
| 32 | FEM | First Trust Emerging Markets | ETF-Emerging Markets | 0.72% | +0.04% | — | |
| 33 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.71% | -0.04% | +0.73% | |
| 34 | SSUS | Day Hagan Smart Sector ETF | ETF-Other | 0.70% | +0.04% | +0.37% | |
| 35 | ANET | Arista Networks Inc | Stock-Tech | 0.67% | +0.07% | +38.86% | |
| 36 | HWM | Howmet Aerospace Inc | Stock-Industrials | 0.66% | -0.13% | -3.33% | |
| 37 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.65% | -0.01% | -1.25% | |
| 38 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.65% | +0.11% | -0.96% | |
| 39 | PFF | Ishares Preferred & Income S | ETF-Other | 0.64% | -0.11% | -4.21% | |
| 40 | CRS | Carpenter Technology | Stock-Industrials | 0.64% | -0.16% | -10.65% | |
| 41 | VLO | Valero Energy CORP | Stock-Energy | 0.61% | +0.23% | -2.51% | |
| 42 | RTX | Rtx CORP | Stock-Industrials | 0.60% | +0.16% | -5.39% | |
| 43 | PH | Parker Hannifin CORP | Stock-Industrials | 0.59% | -0.02% | -3.73% | |
| 44 | ILCG | Ishares Morningstar Growth E | ETF-Other | 0.57% | +0.02% | +41.54% | |
| 45 | NUV | Nuveen Municipal Value | Stock-Other | 0.56% | -0.05% | +2.65% | |
| 46 | AVGO | Broadcom Inc | Stock-Tech | 0.55% | -0.08% | +6.46% | |
| 47 | MU | Micron Technology Inc | Stock-Tech | 0.53% | +0.01% | +173.14% | |
| 48 | POWL | Powell Industries Inc | Stock-Industrials | 0.52% | -0.15% | +0.12% | |
| 49 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.51% | -0.04% | +0.14% | |
| 50 | ETW | Eaton Vance T/m Glbl Buy-wr | Stock-Other | 0.51% | -0.03% | +3.48% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FYX | First Trust Small Cap Core A | +0.8% | NEW | New buy |
| 2 | FYT | First Trust Small Cap Val | +0.8% | NEW | New buy |
| 3 | MTUM | Ishares Msci USA Momentum Fa | +0.8% | NEW | New buy |
| 4 | FYC | First Trust Small Cap Growth | +0.7% | NEW | New buy |
| 5 | FEM | First Trust Emerging Markets | +0.7% | NEW | New buy |
| 6 | MU | Micron Technology Inc | +0.4% | +173.14% | Add |
| 7 | ✓ | +0.3% | NEW | New buy | |
| 8 | AAPL | Apple Inc | +0.3% | +0.35% | Add |
| 9 | VTV | Vanguard Value ETF | +0.3% | NEW | New buy |
| 10 | PANW | Palo Alto Networks Inc | +0.3% | -0.96% | Trim |
| 11 | ANET | Arista Networks Inc | +0.2% | +38.86% | Add |
| 12 | DDOG | Datadog Inc - Class A | +0.2% | -0.76% | Trim |
| 13 | XLK | Ss Technology Select Sector | +0.2% | NEW | New buy |
| 14 | AMD | Advanced Micro Devices | +0.2% | -4.57% | Trim |
| 15 | HEFA | Isha Curr Hedged Msci Eafe | +0.2% | NEW | New buy |
| 16 | LLY | Eli Lilly & Co | +0.2% | +1.74% | Add |
| 17 | CAT | Caterpillar Inc | +0.2% | +10.91% | Add |
| 18 | VOD | Vodafone Group Plc-sp Adr | +0.2% | NEW | New buy |
| 19 | LITE | Lumentum Holdings Inc | +0.2% | NEW | New buy |
| 20 | ILCG | Ishares Morningstar Growth E | +0.2% | +41.54% | Add |
| 21 | SUNB | Sunbelt Rentals Holdings Inc | +0.2% | NEW | New buy |
| 22 | FIX | Comfort Systems USA Inc | +0.2% | +73.99% | Add |
| 23 | FPEI | First Trust Institutional Pr | +0.1% | +61.28% | Add |
| 24 | CTA | Simplify Managed Futures St | +0.1% | NEW | New buy |
| 25 | SHOP | Shopify Inc - Class A | +0.1% | +178.07% | Add |
| 26 | LAMR | Lamar Advertising Co-a | +0.1% | NEW | New buy |
| 27 | FTI | TechnipFMC plc | +0.1% | NEW | New buy |
| 28 | EVSB | Eaton Vance Ult-shrt Income | +0.1% | +70.85% | Add |
| 29 | CGDV | Cap Group Dividend Value | +0.1% | +153.88% | Add |
| 30 | AGX | Argan Inc | +0.1% | NEW | New buy |
| 31 | GLW | Corning Inc | +0.1% | +106.79% | Add |
| 32 | GE | General Electric | +0.1% | +12.04% | Add |
| 33 | URI | United Rentals Inc | +0.1% | +3.25% | Add |
| 34 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +339.21% | Add |
| 35 | NBIX | Neurocrine Biosciences Inc | +0.1% | NEW | New buy |
| 36 | ARGX | Argenx Se - Adr | +0.1% | NEW | New buy |
| 37 | KRYS | Krystal Biotech Inc | +0.1% | NEW | New buy |
| 38 | CSCO | Cisco Systems Inc | +0.1% | +1.74% | Add |
| 39 | ✓ | +0.1% | NEW | New buy | |
| 40 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | +13.99% | Add |
| 41 | XLB | Ss Materials Select Sector | +0.1% | +69.12% | Add |
| 42 | EXPE | Expedia Group Inc | +0.1% | +47.23% | Add |
| 43 | XTL | Ss Spdr S&p Telecom ETF | +0.1% | +63.63% | Add |
| 44 | SNDK | Sandisk CORP | +0.1% | -9.26% | Trim |
| 45 | IWN | Ishares Russell 2000 Value E | +0.1% | NEW | New buy |
| 46 | PULS | Pgim Ultra Short Bond ETF | +0.1% | NEW | New buy |
| 47 | ✓ | +0.1% | NEW | New buy | |
| 48 | WDC | Western Digital CORP | +0.1% | NEW | New buy |
| 49 | CVE | Cenovus Energy Inc | +0.1% | NEW | New buy |
| 50 | COHR | Coherent CORP | +0.1% | NEW | New buy |
According to official SEC Form 13F filings, Roman Butler Fullerton & Co reported a total U.S. public equity portfolio value of $435.5M across 280 disclosed positions in Q2 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including NVDA, AAPL, AMZN) accounted for 18.3% of total reported equity market value during Q2 2026.
Top New Position Initiated
FYX
市值: $3.4M
Top Position Liquidated / Trimmed
EXEL
前期市值: $675.2K
During Q2 2026, Roman Butler Fullerton & Co's top holdings by market value included NVDA (5.6%)、AAPL (4.6%)、AMZN (3.1%). The largest single position, NVDA, represented 5.6% of total portfolio value.
In Q2 2026, Roman Butler Fullerton & Co made 198 total portfolio adjustments, initiating 35 new buys, adding to 83 positions, trimming 58 holdings, and fully liquidating 22 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.