RB
Roman Butler Fullerton & Co 13F Holdings & Recent Stock Buys (Q3 2026)
Roman Butler Fullerton & CoCIK: 0000733444
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$435.5M
Reporting period: 2026-09-30 · Number of holdings: 278
ROMAN BUTLER FULLERTON & CO disclosed 278 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $435.5M and a quarterly turnover rate of 21.8%.
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Personality snowflake
- Concentration
- 6.05
- Portfolio Stability
- 21.78
- Momentum
- 100
- Sector conviction
- 59.36
- Diversification
- 100
- Sizing Uniformity
- 82.06
Roman Butler Fullerton & Co's disclosed holdings carry a Herfindahl concentration index of 0.015 — mathematically equivalent to about 66 equally-sized positions, well below its 278 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.79), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 62% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd MSFT
+3.4% $5.2M
Sold out FYX
Add IVW
+386.8% $3.5M
New buy VTHR
Sold out FYC
Add SPY
+20.7% $2.5M
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 278 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 5.82% | +0.21% | +1.20% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 4.93% | +0.31% | +2.67% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 4.09% | +1.08% | +3.45% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.23% | +0.15% | +2.83% | |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.04% | +0.48% | +20.73% | |
| 6 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.57% | -0.15% | +1.31% | |
| 7 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.17% | +0.06% | +2.10% | |
| 8 | MA | Mastercard Inc - A | Stock-Financials | 1.99% | +0.16% | -1.24% | |
| 9 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.83% | -0.02% | +1.50% | |
| 10 | WMT | Walmart Inc | Stock-Consumer Staples | 1.79% | -0.01% | -0.29% | |
| 11 | VUG | Vanguard Growth ETF | ETF-Other | 1.47% | -0.02% | -0.48% | |
| 12 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.36% | +0.12% | +8.11% | |
| 13 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.11% | +0.07% | +3.23% | |
| 14 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.02% | +0.11% | +9.16% | |
| 15 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 1.01% | -0.07% | -2.37% | |
| 16 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.00% | +0.79% | +386.78% | |
| 17 | EOI | Eaton Vance Enhanced Eq Incm | Stock-Other | 1.00% | -0.04% | -89.72% | |
| 18 | FTCS | First Trust Capital Strength | ETF-Other | 0.97% | -0.01% | +0.58% | |
| 19 | CAT | Caterpillar Inc | Stock-Industrials | 0.96% | -0.36% | -3.08% | |
| 20 | CI | THE Cigna Group | Stock-Healthcare | 0.93% | -0.05% | +0.56% | |
| 21 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.90% | -0.03% | +0.92% | |
| 22 | VLO | Valero Energy CORP | Stock-Energy | 0.84% | +0.23% | -2.16% | |
| 23 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.79% | +0.03% | +1.46% | |
| 24 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.79% | +0.02% | -0.15% | |
| 25 | VTHR | Vanguard Russell 3000 | ETF-Other | 0.78% | +0.78% | NEW | |
| 26 | FYT | First Trust Small Cap Val | ETF-Small Cap | 0.77% | -0.03% | — | |
| 27 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.76% | -0.04% | +5.91% | |
| 28 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.76% | +0.11% | +16.31% | |
| 29 | RTX | Rtx CORP | Stock-Industrials | 0.76% | +0.16% | +33.66% | |
| 30 | FEM | First Trust Emerging Markets | ETF-Emerging Markets | 0.76% | +0.04% | +6.32% | |
| 31 | ANET | Arista Networks Inc | Stock-Tech | 0.75% | +0.07% | +13.68% | |
| 32 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.74% | -0.03% | +2.09% | |
| 33 | SSUS | Day Hagan Smart Sector ETF | ETF-Other | 0.74% | +0.04% | +7.24% | |
| 34 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.73% | -0.10% | -9.01% | |
| 35 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.67% | -0.04% | -0.02% | |
| 36 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.64% | -0.01% | -0.16% | |
| 37 | GE | General Electric | Stock-Industrials | 0.64% | -0.23% | -14.05% | |
| 38 | HD | Home Depot Inc | Stock-Consumer Disc | 0.60% | -0.14% | -8.55% | |
| 39 | ILCG | Ishares Morningstar Growth E | ETF-Other | 0.59% | +0.02% | +7.67% | |
| 40 | PH | Parker Hannifin CORP | Stock-Industrials | 0.57% | -0.02% | +0.12% | |
| 41 | GEV | GE Vernova Inc | Stock-Industrials | 0.55% | -0.19% | -11.51% | |
| 42 | MU | Micron Technology Inc | Stock-Tech | 0.54% | +0.01% | +9.33% | |
| 43 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.54% | +0.07% | +17.32% | |
| 44 | HWM | Howmet Aerospace Inc | Stock-Industrials | 0.53% | -0.13% | +2.66% | |
| 45 | PFF | Ishares Preferred & Income S | ETF-Other | 0.53% | -0.11% | -10.38% | |
| 46 | QYLD | Global X Nasd 100 Cov Call | ETF-Other | 0.52% | +0.11% | +28.44% | |
| 47 | NUV | Nuveen Municipal Value | Stock-Other | 0.51% | -0.05% | +3.12% | |
| 48 | CRS | Carpenter Technology | Stock-Industrials | 0.48% | -0.16% | +17.38% | |
| 49 | ETW | Eaton Vance T/m Glbl Buy-wr | Stock-Other | 0.48% | -0.03% | +0.47% | |
| 50 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.48% | -0.01% | -0.04% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+2%
Performance Last 4 Quarters
+12.2%
- Stdev
- +10.9%
- Beta
- +0.87
- Alpha
- +1.2%
- Max Drawdown
- -5.4%
- Annualized Perf
- +22.3%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +4.2
- Stutzer
- +0.56
- Treynor
- +0.24
- Sterling
- +1.5
- Calmar
- +4.16
- Information Ratio
- -0.62
- Tracking Error
- +2.7%
- Stdev Down
- +5%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +34.6%
- Worst 12 Months
- +8.9%
- Efficiency Ratio
- +0.81
- Sharpe
- +1.92
- Stdev Sectors
- +9.9%
- Skewness
- -0.02
- Kurtosis
- +0.35
- Upside Potential
- +5.54
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 278 | $435.5M | 22 | ||
| 2026 Q2 | 280 | $419.1M | 24 | ||
| 2026 Q1 | 267 | $363.6M | 18 | ||
| 2025 Q4 | 264 | $381.4M | 21 | ||
| 2025 Q3 | 256 | $372.7M | 41 | ||
| 2025 Q2 | 242 | $339.3M | 0 | ||
| 2025 Q1 | 221 | $257.6M | 100 | ||
| 2024 Q4 | 229 | $315.2M | 0 | ||
| 2024 Q3 | 249 | $332.3M | 0 | ||
| 2024 Q2 | 226 | $309.2M | 0 | ||
| 2024 Q1 | 211 | $266.8M | 0 | ||
| 2023 Q4 | 207 | $257.0M | 0 | ||
| 2023 Q3 | 181 | $211.9M | 0 | ||
| 2023 Q2 | 187 | $217.9M | 0 | ||
| 2023 Q1 | 189 | $201.0M | 0 | ||
| 2022 Q4 | 190 | $193.3M | 0 | ||
| 2022 Q3 | 169 | $157.3M | 0 | ||
| 2022 Q2 | 175 | $180.1M | 0 | ||
| 2022 Q1 | 193 | $216.1M | 0 | ||
| 2021 Q4 | 178 | $226.4M | 0 | ||
| 2021 Q3 | 185 | $214.3M | 0 | ||
| 2021 Q2 | 183 | $205.5M | 99 | ||
| 2021 Q1 | 193 | $199.9M | 29 | ||
| 2020 Q4 | 170 | $169.4M | 23 | ||
| 2020 Q3 | 153 | $152.9M | 21 | ||
| 2020 Q2 | 148 | $140.2M | 33 | ||
| 2020 Q1 | 133 | $113.3M | 43 | ||
| 2019 Q4 | 161 | $151.6M | 19 | ||
| 2019 Q3 | 162 | $144.6M | 23 | ||
| 2019 Q2 | 172 | $148.8M | 22 | ||
| 2019 Q1 | 173 | $143.0M | 35 | ||
| 2018 Q4 | 159 | $117.6M | 0 |
Holding changes this quarter
Roman Butler Fullerton & Co's most significant position changes for 2026-09-30: Sold out: First Trust Small Cap Core A (FYX); New buy: Vanguard Russell 3000 (VTHR); Sold out: First Trust Small Cap Growth (FYC); Sold out: Exxon Mobil CORP (XOM); Sold out: Cbre Global Real Estate Inc (IGR).
Showing top 200 changes by size (of 307 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | +1.1% | +3.45% | Add |
| 2 | IVW | Ishares S&p 500 Growth ETF | +0.8% | +386.78% | Add |
| 3 | VTHR | Vanguard Russell 3000 | +0.8% | NEW | New buy |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.5% | +20.73% | Add |
| 5 | AAPL | Apple Inc | +0.3% | +2.67% | Add |
| 6 | PSX | Phillips 66 | +0.3% | +183.44% | Add |
| 7 | USO | United States Oil Fund LP | +0.3% | NEW | New buy |
| 8 | EXEL | Exelixis Inc | +0.2% | NEW | New buy |
| 9 | ✓ | +0.2% | NEW | New buy | |
| 10 | VLO | Valero Energy CORP | +0.2% | -2.16% | Trim |
| 11 | COWZ | Pacer US Cash Cows 100 ETF | +0.2% | +90.62% | Add |
| 12 | NVDA | Nvidia CORP | +0.2% | +1.20% | Add |
| 13 | IEF | Ishares 7-10 Year Treasury B | +0.2% | NEW | New buy |
| 14 | KR | Kroger Co | +0.2% | +136.73% | Add |
| 15 | FTNT | Fortinet Inc | +0.2% | +291.71% | Add |
| 16 | MA | Mastercard Inc - A | +0.2% | -1.24% | Trim |
| 17 | RTX | Rtx CORP | +0.2% | +33.66% | Add |
| 18 | GDX | Vaneck Gold Miners ETF | +0.2% | NEW | New buy |
| 19 | AMZN | Amazon.com Inc | +0.2% | +2.83% | Add |
| 20 | UPS | United Parcel Service-cl B | +0.2% | NEW | New buy |
| 21 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +44.48% | Add |
| 22 | SCHD | Schwab US Dvd Equity ETF | +0.1% | +8.11% | Add |
| 23 | DE | Deere & Co | +0.1% | +38.30% | Add |
| 24 | TLT | Ishares 20+ Year Treasury Bd | +0.1% | +112.58% | Add |
| 25 | META | Meta Platforms Inc-class A | +0.1% | +9.16% | Add |
| 26 | PANW | Palo Alto Networks Inc | +0.1% | +16.31% | Add |
| 27 | QYLD | Global X Nasd 100 Cov Call | +0.1% | +28.44% | Add |
| 28 | HALO | Halozyme Therapeutics Inc | +0.1% | NEW | New buy |
| 29 | MPC | Marathon Petroleum CORP | +0.1% | NEW | New buy |
| 30 | SHOP | Shopify Inc - Class A | +0.1% | +10.52% | Add |
| 31 | LITE | Lumentum Holdings Inc | +0.1% | +47.92% | Add |
| 32 | CINF | Cincinnati Financial CORP | +0.1% | NEW | New buy |
| 33 | PLTR | Palantir Technologies Inc-a | +0.1% | +2.64% | Add |
| 34 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | +3.23% | Add |
| 35 | ANET | Arista Networks Inc | +0.1% | +13.68% | Add |
| 36 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | +17.32% | Add |
| 37 | EMR | Emerson Electric Co | +0.1% | +1.53% | Add |
| 38 | TRV | Travelers Cos Inc/the | +0.1% | NEW | New buy |
| 39 | ✓ | +0.1% | NEW | New buy | |
| 40 | DELL | Dell Technologies -c | +0.1% | NEW | New buy |
| 41 | CGNG | Cap Group New Geography Eq | +0.1% | NEW | New buy |
| 42 | LLY | Eli Lilly & Co | +0.1% | +2.10% | Add |
| 43 | SOXX | Ishares Semiconductor ETF | +0.1% | +52.70% | Add |
| 44 | TDC | Teradata CORP | +0.1% | NEW | New buy |
| 45 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +4.95% | Add |
| 46 | DRH | Diamondrock Hospitality Co | +0.1% | NEW | New buy |
| 47 | AVY | Avery Dennison CORP | +0.1% | NEW | New buy |
| 48 | MAGS | Roundhill Magnificent Seven | +0.1% | NEW | New buy |
| 49 | HCI | Hci Group Inc | +0.1% | NEW | New buy |
| 50 | ✓ | +0.1% | +14.42% | Add |
1–50 of 200
Filing History
FAQ
What is Roman Butler Fullerton & Co and what type of investor is it?
Roman Butler Fullerton & Co is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $435.5M, spread across 278 disclosed positions.
What are Roman Butler Fullerton & Co's largest equity positions?
Based on the latest 13F filing, Roman Butler Fullerton & Co's top holdings by market value are:
1. Nvidia CORP (NVDA) — $25.4M (5.8%)
2. Apple Inc (AAPL) — $21.5M (4.9%)
3. Microsoft CORP (MSFT) — $17.8M (4.1%)
4. Amazon.com Inc (AMZN) — $14.1M (3.2%)
5. Ss Spdr S&p 500 ETF Trust-us (SPY) — $13.2M (3.0%)
What changes did Roman Butler Fullerton & Co make in its most recent portfolio filing?
In the latest reported quarter, Roman Butler Fullerton & Co made 194 notable position adjustments: 27 new positions were initiated, 86 existing holdings were added to, 52 positions were partially reduced, and 29 were completely exited. The largest of these moves: Sold out: First Trust Small Cap Core A (FYX); New buy: Vanguard Russell 3000 (VTHR); Sold out: First Trust Small Cap Growth (FYC); Sold out: Exxon Mobil CORP (XOM); Sold out: Cbre Global Real Estate Inc (IGR)
What sectors does Roman Butler Fullerton & Co focus on?
Roman Butler Fullerton & Co is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 37.5%
• Industrials: 13.9%
• Health Care: 9.4%
• Financials: 8.9%
• Consumer Discretionary: 8.6%
• Communication Services: 8.0%
Investment Profile
Roman Butler Fullerton & Co returned an annualized 22.3% over the trailing 36 months — outperforming the S&P 500 by 1.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.87 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 37.5% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 41 to 22 over the past 4 quarters — a shift toward longer holding periods.
It has added to its AAPL position over the past two quarters (+$5.7M, now $21.5M), while trimming HII over the same stretch (-$1.4M, still holding $706.3K).
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RC
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CC
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FA
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AI
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Developer Access
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