RW
Rochester Wealth Strategies, LLC 13F Holdings (27 Positions, Q2 2026)
Rochester Wealth Strategies, LLCCIK: 0001958456
Sector-focusedMomentum followerQuality / disciplined sizing
Total reported value
$180.7M
Reporting period: 2026-06-30 · Number of holdings: 27
Rochester Wealth Strategies, LLC disclosed 27 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $180.7M and a quarterly turnover rate of 19.1%.
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Personality snowflake
- Concentration
- 32.66
- Portfolio Stability
- 19.08
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 54
- Sizing Uniformity
- 88.81
Rochester Wealth Strategies, LLC's disclosed holdings carry a Herfindahl concentration index of 0.082 — mathematically equivalent to about 12 equally-sized positions, well below its 27 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.12), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.3 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 2% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy DYNF
New buy BALT
Trim VTV
-19.0% -$2.9M
Trim SPAB
-13.7% -$1.8M
Trim IJR
-21.1% -$672.4K
Trim VTEB
-8.3% -$517.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTV | Vanguard Value ETF | ETF-Other | 14.19% | -3.09% | -19.03% | |
| 2 | VUG | Vanguard Growth ETF | ETF-Other | 13.47% | -0.05% | +453.07% | |
| 3 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 10.34% | +0.53% | +3.85% | |
| 4 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 9.33% | -0.40% | -4.91% | |
| 5 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 6.72% | -0.20% | -6.86% | |
| 6 | SPAB | Ss Spdr P Agg Bond ETF | ETF-Other | 6.17% | -1.70% | -13.74% | |
| 7 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 5.94% | -0.98% | -21.12% | |
| 8 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 5.52% | +5.52% | NEW | |
| 9 | ICSH | Ishares Ultra Short Duration | ETF-Other | 4.29% | -0.43% | -0.17% | |
| 10 | BALT | Inn Defined Wealth Shield | ETF-Other | 4.16% | +4.16% | NEW | |
| 11 | IAU | Ishares Gold Trust | ETF-Commodities | 4.05% | -0.43% | +15.52% | |
| 12 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 3.78% | -0.67% | -8.31% | |
| 13 | BLV | Vanguard Long-term Bond ETF | ETF-Other | 3.11% | -0.61% | -8.79% | |
| 14 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 3.08% | -0.63% | -9.05% | |
| 15 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 1.67% | -0.31% | -7.85% | |
| 16 | PZA | Invesco National Amt-free Mu | ETF-Other | 1.23% | -0.18% | -6.94% | |
| 17 | CVX | Chevron CORP | Stock-Energy | 0.74% | -0.27% | +0.42% | |
| 18 | XOM | Exxon Mobil CORP | Stock-Energy | 0.47% | -0.17% | +1.05% | |
| 19 | FBTC | Fidelity Wise Origin Bitcoin | ETF-Crypto | 0.36% | +0.01% | +27.22% | |
| 20 | BN | Brookfield CORP | Stock-Financials | 0.27% | -0.01% | — | |
| 21 | IBM | Intl Business Machines CORP | Stock-Tech | 0.25% | +0.02% | +0.76% | |
| 22 | AAPL | Apple Inc | Stock-Tech | 0.19% | -0.07% | -28.01% | |
| 23 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.19% | +0.01% | — | |
| 24 | KKR | Kkr & Co Inc | Stock-Financials | 0.15% | -0.02% | — | |
| 25 | NVDA | Nvidia CORP | Stock-Tech | 0.11% | +0.11% | NEW | |
| 26 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.11% | +0.11% | NEW | |
| 27 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.11% | +0.11% | NEW |
Portfolio Performance
Performance for Q3 2026
+2.3%
Performance Last 4 Quarters
+17.5%
- Stdev
- +7.9%
- Beta
- +0.48
- Alpha
- +7.2%
- Max Drawdown
- -4.7%
- Annualized Perf
- +19.5%
- Batting Avg vs S&P
- +46.7%
- Sortino
- +4.26
- Stutzer
- +0.62
- Treynor
- +0.38
- Sterling
- +1.32
- Calmar
- +4.11
- Information Ratio
- -0.57
- Tracking Error
- +8.3%
- Stdev Down
- +4.3%
- Winning Months %
- +86.7%
- Losing Months %
- +13.3%
- Best 12 Months
- +22.1%
- Worst 12 Months
- +17.5%
- Efficiency Ratio
- +0.74
- Sharpe
- +2.31
- Stdev Sectors
- +15.8%
- Skewness
- -1.25
- Kurtosis
- +1.9
- Upside Potential
- +5.26
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Rochester Wealth Strategies, LLC's most significant position changes for 2026-06-30: New buy: Ishrs US E F R A Etf-usd Inc (DYNF); New buy: Inn Defined Wealth Shield (BALT); Sold out: Jpmorgan Chase & Co (JPM); Sold out: Microsoft CORP (MSFT); New buy: Nvidia CORP (NVDA).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DYNF | Ishrs US E F R A Etf-usd Inc | +5.5% | NEW | New buy |
| 2 | BALT | Inn Defined Wealth Shield | +4.2% | NEW | New buy |
| 3 | VEA | Vanguard Ftse Developed ETF | +0.5% | +3.85% | Add |
| 4 | NVDA | Nvidia CORP | +0.1% | NEW | New buy |
| 5 | VT | Vanguard Tot World Stk ETF | +0.1% | NEW | New buy |
| 6 | SCHX | Schwab US Large-cap ETF | +0.1% | NEW | New buy |
| 7 | IBM | Intl Business Machines CORP | 0% | +0.76% | Add |
| 8 | FBTC | Fidelity Wise Origin Bitcoin | 0% | +27.22% | Add |
| 9 | IVV | Ishares Core S&p 500 ETF | 0% | — | Unchanged |
| 10 | BN | Brookfield CORP | 0% | — | Unchanged |
| 11 | KKR | Kkr & Co Inc | 0% | — | Unchanged |
| 12 | VUG | Vanguard Growth ETF | -0.1% | +453.07% | Add |
| 13 | AAPL | Apple Inc | -0.1% | -28.01% | Trim |
| 14 | MSFT | Microsoft CORP | -0.2% | EXIT | Sold out |
| 15 | XOM | Exxon Mobil CORP | -0.2% | +1.05% | Add |
| 16 | PZA | Invesco National Amt-free Mu | -0.2% | -6.94% | Trim |
| 17 | IJH | Ishares Core S&p Midcap ETF | -0.2% | -6.86% | Trim |
| 18 | JPM | Jpmorgan Chase & Co | -0.2% | EXIT | Sold out |
| 19 | CVX | Chevron CORP | -0.3% | +0.42% | Add |
| 20 | SGOV | Ishares 0-3 Month Treasury B | -0.3% | -7.85% | Trim |
| 21 | VWO | Vanguard Ftse Emerging Marke | -0.4% | -4.91% | Trim |
| 22 | IAU | Ishares Gold Trust | -0.4% | +15.52% | Add |
| 23 | ICSH | Ishares Ultra Short Duration | -0.4% | -0.17% | Trim |
| 24 | BLV | Vanguard Long-term Bond ETF | -0.6% | -8.79% | Trim |
| 25 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | -0.6% | -9.05% | Trim |
| 26 | VTEB | Vanguard Tax-exempt Bond ETF | -0.7% | -8.31% | Trim |
| 27 | IJR | Ishares Core S&p Small-cap E | -1% | -21.12% | Trim |
| 28 | SPAB | Ss Spdr P Agg Bond ETF | -1.7% | -13.74% | Trim |
| 29 | VTV | Vanguard Value ETF | -3.1% | -19.03% | Trim |
Filing History
FAQ
What is Rochester Wealth Strategies, LLC and what type of investor is it?
Rochester Wealth Strategies, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $180.7M, spread across 27 disclosed positions.
What are Rochester Wealth Strategies, LLC's largest equity positions?
Based on the latest 13F filing, Rochester Wealth Strategies, LLC's top holdings by market value are:
1. Vanguard Value ETF (VTV) — $25.6M (14.2%)
2. Vanguard Growth ETF (VUG) — $24.3M (13.5%)
3. Vanguard Ftse Developed ETF (VEA) — $18.7M (10.3%)
4. Vanguard Ftse Emerging Marke (VWO) — $16.9M (9.3%)
5. Ishares Core S&p Midcap ETF (IJH) — $12.1M (6.7%)
What changes did Rochester Wealth Strategies, LLC make in its most recent portfolio filing?
In the latest reported quarter, Rochester Wealth Strategies, LLC made 26 notable position adjustments: 5 new positions were initiated, 7 existing holdings were added to, 12 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: Ishrs US E F R A Etf-usd Inc (DYNF); New buy: Inn Defined Wealth Shield (BALT); Sold out: Jpmorgan Chase & Co (JPM); Sold out: Microsoft CORP (MSFT); New buy: Nvidia CORP (NVDA)
What sectors does Rochester Wealth Strategies, LLC focus on?
Rochester Wealth Strategies, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Energy: 55.4%
• Information Technology: 25.4%
• Financials: 19.3%
Investment Profile
Rochester Wealth Strategies, LLC returned an annualized 19.5% over the trailing 15 months — outperforming the S&P 500 by 7.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.48 (less volatile than the market) and a 47% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 55.4% of the portfolio concentrated in Energy.
Its turnover score has risen from 0 to 19 over the past 4 quarters — a shift toward more active trading.
It has added to its VEA position over the past two quarters (+$2.6M, now $18.7M), while trimming IAU over the same stretch (-$928.2K, still holding $7.3M).
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