RP
Richard P Slaughter Associates Inc 13F Holdings (117 Positions, Q3 2026)
Richard P Slaughter Associates IncCIK: 0001811783
Diversified strategySector-focusedMomentum follower
Total reported value
$506.0M
Reporting period: 2026-09-30 · Number of holdings: 117
Richard P Slaughter Associates Inc disclosed 117 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $506.0M and a quarterly turnover rate of 19.2%.
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Personality snowflake
- Concentration
- 21.19
- Portfolio Stability
- 19.23
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 78.05
Richard P Slaughter Associates Inc's disclosed holdings carry a Herfindahl concentration index of 0.053 — mathematically equivalent to about 19 equally-sized positions, well below its 117 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.19), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 12% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim JIRE
-19.0% -$12.6M
Trim UYLD
-33.6% -$7.1M
Add IWX
+6.4% $5.8M
Trim CSHI
-29.5% -$6.2M
New buy ZROZ
New buy NN
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 109 holdings (of 117 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IWX | Ishares Russell Top 200 Valu | ETF-Other | 11.82% | +1.24% | +6.37% | |
| 2 | FMDE | Fidelity Enhanced Mid Cap Co | ETF-Other | 10.69% | -0.59% | -5.50% | |
| 3 | JIRE | Jpmorgan Int Res Enh Eqty | ETF-Other | 10.42% | -2.38% | -18.97% | |
| 4 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 7.20% | -0.32% | -6.38% | |
| 5 | ✓ | Stock-Other | 3.87% | +0.83% | +26.00% | ||
| 6 | GSSC | Goldman Sachs Activebeta US | ETF-Commodities | 3.87% | -0.47% | -6.00% | |
| 7 | AIQ | Global X Art Intel & Tech | ETF-Tech | 3.74% | +0.14% | +3.76% | |
| 8 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 3.11% | +0.16% | +6.77% | |
| 9 | CSHI | Neos Enhanced Income 1-3 Mon | ETF-Other | 2.89% | -1.19% | -29.49% | |
| 10 | UYLD | Angel Oak Ultrashort Income | ETF-Other | 2.72% | -1.36% | -33.59% | |
| 11 | AAPL | Apple Inc | Stock-Tech | 2.57% | +0.09% | -10.60% | |
| 12 | XCEM | Columbia Em Core Ex-china | ETF-Emerging Markets | 2.51% | -0.16% | -4.21% | |
| 13 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 2.27% | +0.76% | +45.96% | |
| 14 | GRID | First Trst Nasd Cl Edg Sgiif | ETF-Other | 2.08% | +0.29% | +24.65% | |
| 15 | NVDA | Nvidia CORP | Stock-Tech | 1.62% | +0.16% | -3.23% | |
| 16 | IQLT | Ishares Msci International Q | ETF-Other | 1.48% | -0.26% | -15.43% | |
| 17 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 1.43% | -0.06% | -9.44% | |
| 18 | CORO | Ish Intl Ctry Rot Act ETF | ETF-Other | 1.40% | +0.66% | +89.36% | |
| 19 | MSFT | Microsoft CORP | Stock-Tech | 1.27% | +0.32% | -3.01% | |
| 20 | TMSL | T.rowe Prc Small-mid Cap ETF | ETF-Other | 1.25% | +0.41% | +60.10% | |
| 21 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.10% | +0.46% | +66.81% | |
| 22 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.07% | -0.04% | -1.11% | |
| 23 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 1.03% | +0.06% | +1.88% | |
| 24 | ZROZ | Pimco 25+ Yr Zero Cpn US Tif | ETF-Other | 1.00% | +1.00% | NEW | |
| 25 | MGV | Vanguard Mega Cap Value ETF | ETF-Other | 0.95% | +0.03% | +3.13% | |
| 26 | NN | Nextnav Inc | Stock-Other | 0.85% | +0.85% | NEW | |
| 27 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.84% | -0.18% | -11.71% | |
| 28 | AVGO | Broadcom Inc | Stock-Tech | 0.73% | -0.05% | +0.58% | |
| 29 | ✓ | Stock-Other | 0.63% | +0.63% | NEW | ||
| 30 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.62% | -0.12% | -16.20% | |
| 31 | AVEE | Avantis Em Mkt Sm Cap Eq ETF | ETF-Other | 0.61% | +0.18% | +42.72% | |
| 32 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.58% | -0.10% | -11.88% | |
| 33 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.58% | -0.01% | -6.76% | |
| 34 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.51% | -0.04% | -8.79% | |
| 35 | EFIV | Ss Spdr S&p 500 Esg ETF | ETF-Large Cap & Growth | 0.42% | -0.01% | -4.11% | |
| 36 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.42% | -0.17% | -29.60% | |
| 37 | HMOP | Hartford Municipal Opp ETF | ETF-Other | 0.40% | -0.03% | -1.95% | |
| 38 | MEAR | Ishrs Short Mat Muni Act ETF | ETF-Other | 0.40% | -0.20% | -32.15% | |
| 39 | PCOR | Procore Technologies Inc | Stock-Tech | 0.37% | +0.08% | — | |
| 40 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.32% | -0.03% | -8.87% | |
| 41 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.31% | -0.04% | -12.55% | |
| 42 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.28% | +0.01% | +3.43% | |
| 43 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.28% | -0.01% | +0.19% | |
| 44 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.26% | +0.01% | +0.73% | |
| 45 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.26% | — | -4.42% | |
| 46 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.26% | -0.11% | -18.65% | |
| 47 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 0.25% | — | -1.32% | |
| 48 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 0.23% | -0.05% | -19.29% | |
| 49 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.22% | — | — | |
| 50 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.22% | +0.01% | — |
1–50 of 109
Portfolio Performance
Performance for Q4 2026
+2.3%
Performance Last 4 Quarters
+13.4%
- Stdev
- +9.5%
- Beta
- +0.72
- Alpha
- -0.3%
- Max Drawdown
- -4.6%
- Annualized Perf
- +17%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +3.7
- Stutzer
- +0.5
- Treynor
- +0.22
- Sterling
- +1.21
- Calmar
- +3.66
- Information Ratio
- -1.36
- Tracking Error
- +4.9%
- Stdev Down
- +4.4%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +25.2%
- Worst 12 Months
- +3%
- Efficiency Ratio
- +0.69
- Sharpe
- +1.71
- Stdev Sectors
- +20.2%
- Skewness
- +0.04
- Kurtosis
- +0.06
- Upside Potential
- +5.17
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 117 | $506.0M | 19 | ||
| 2026 Q2 | 109 | $510.1M | 28 | ||
| 2026 Q1 | 99 | $462.7M | 17 | ||
| 2025 Q4 | 109 | $477.1M | 6 | ||
| 2025 Q3 | 109 | $464.2M | 36 | ||
| 2025 Q2 | 117 | $490.5M | 0 | ||
| 2025 Q1 | 127 | $428.2M | 100 | ||
| 2024 Q4 | 145 | $446.6M | 0 | ||
| 2024 Q3 | 150 | $431.0M | 0 | ||
| 2024 Q2 | 148 | $423.9M | 0 | ||
| 2024 Q1 | 147 | $418.8M | 0 | ||
| 2023 Q4 | 143 | $404.4M | 0 | ||
| 2023 Q3 | 135 | $375.3M | 0 | ||
| 2023 Q2 | 126 | $349.5M | 0 | ||
| 2023 Q1 | 128 | $306.8M | 0 | ||
| 2022 Q4 | 127 | $318.1M | 0 | ||
| 2022 Q3 | 122 | $239.0M | 0 | ||
| 2022 Q2 | 124 | $228.0M | 0 | ||
| 2022 Q1 | 133 | $272.2M | 0 | ||
| 2021 Q4 | 125 | $282.9M | 0 | ||
| 2021 Q3 | 122 | $252.3M | 0 | ||
| 2021 Q2 | 117 | $258.7M | 100 | ||
| 2021 Q1 | 110 | $240.8M | 43 | ||
| 2020 Q4 | 96 | $236.6M | 34 | ||
| 2020 Q3 | 100 | $218.2M | 26 | ||
| 2020 Q2 | 98 | $230.1M | 36 | ||
| 2020 Q1 | 92 | $191.0M | 55 | ||
| 2019 Q4 | 109 | $250.7M | — |
Holding changes this quarter
Richard P Slaughter Associates Inc's most significant position changes for 2026-09-30: New buy: Pimco 25+ Yr Zero Cpn US Tif (ZROZ); New buy: Nextnav Inc (NN); New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Ishares Msci Emr Mrk Ex Chna (EMXC).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IWX | Ishares Russell Top 200 Valu | +1.2% | +6.37% | Add |
| 2 | ZROZ | Pimco 25+ Yr Zero Cpn US Tif | +1% | NEW | New buy |
| 3 | NN | Nextnav Inc | +0.9% | NEW | New buy |
| 4 | ✓ | +0.8% | +26.00% | Add | |
| 5 | FNDF | Schwab Fndmn Intl Lrg Co ETF | +0.8% | +45.96% | Add |
| 6 | CORO | Ish Intl Ctry Rot Act ETF | +0.7% | +89.36% | Add |
| 7 | ✓ | +0.6% | NEW | New buy | |
| 8 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.5% | +66.81% | Add |
| 9 | TMSL | T.rowe Prc Small-mid Cap ETF | +0.4% | +60.10% | Add |
| 10 | MSFT | Microsoft CORP | +0.3% | -3.01% | Trim |
| 11 | GRID | First Trst Nasd Cl Edg Sgiif | +0.3% | +24.65% | Add |
| 12 | EMXC | Ishares Msci Emr Mrk Ex Chna | +0.2% | NEW | New buy |
| 13 | PEP | Pepsico Inc | +0.2% | NEW | New buy |
| 14 | AVEE | Avantis Em Mkt Sm Cap Eq ETF | +0.2% | +42.72% | Add |
| 15 | NVDA | Nvidia CORP | +0.2% | -3.23% | Trim |
| 16 | IEMG | Ishares Core Msci Emerging | +0.2% | +6.77% | Add |
| 17 | AIQ | Global X Art Intel & Tech | +0.1% | +3.76% | Add |
| 18 | IVV | Ishares Core S&p 500 ETF | +0.1% | NEW | New buy |
| 19 | MU | Micron Technology Inc | +0.1% | +232.73% | Add |
| 20 | AAPL | Apple Inc | +0.1% | -10.60% | Trim |
| 21 | PCOR | Procore Technologies Inc | +0.1% | — | Unchanged |
| 22 | IJR | Ishares Core S&p Small-cap E | +0.1% | NEW | New buy |
| 23 | AMD | Advanced Micro Devices | +0.1% | +137.74% | Add |
| 24 | LMUB | Ishares Lt National Muni Bd | +0.1% | NEW | New buy |
| 25 | SCHE | Schwab Emrg Mrkts Eqty ETF | +0.1% | NEW | New buy |
| 26 | GLDM | Spdr Gold Minishares Trust | +0.1% | +1.88% | Add |
| 27 | CSCO | Cisco Systems Inc | +0.1% | NEW | New buy |
| 28 | XLK | Ss Technology Select Sector | 0% | NEW | New buy |
| 29 | IJH | Ishares Core S&p Midcap ETF | 0% | NEW | New buy |
| 30 | NAD | Nuveen Quality Municipal Inc | 0% | NEW | New buy |
| 31 | V | Visa Inc-class A Shares | 0% | +24.56% | Add |
| 32 | MGV | Vanguard Mega Cap Value ETF | 0% | +3.13% | Add |
| 33 | COST | Costco Wholesale CORP | 0% | +35.67% | Add |
| 34 | PG | Procter & Gamble Co/the | 0% | +43.15% | Add |
| 35 | ✓ | 0% | +58.35% | Add | |
| 36 | MA | Mastercard Inc - A | 0% | +19.81% | Add |
| 37 | ADP | Automatic Data Processing | 0% | — | Unchanged |
| 38 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +3.43% | Add |
| 39 | JPM | Jpmorgan Chase & Co | 0% | +0.73% | Add |
| 40 | VOO | Vanguard S&p 500 ETF | 0% | — | Unchanged |
| 41 | ILCB | Ishares Morningstar U.s. Equ | 0% | -0.13% | Trim |
| 42 | SPDW | Ste Str Spdr Pt Dw EU ETF | — | -6.52% | Trim |
| 43 | VBR | Vanguard Small-cap Value ETF | — | -1.96% | Trim |
| 44 | NFLX | Netflix Inc | — | +12.71% | Add |
| 45 | VWO | Vanguard Ftse Emerging Marke | — | -1.65% | Trim |
| 46 | ABBV | Abbvie Inc | — | -5.99% | Trim |
| 47 | TXN | Texas Instruments Inc | — | — | Unchanged |
| 48 | GSIE | Goldman Sachs Activebeta Int | — | -1.32% | Trim |
| 49 | ESGE | Ishares Inc Ishares Esg Awar | — | +3.00% | Add |
| 50 | IWF | Ishares Russell 1000 Growth | — | -3.48% | Trim |
1–50 of 114
Filing History
FAQ
What is Richard P Slaughter Associates Inc and what type of investor is it?
Richard P Slaughter Associates Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $506.0M, spread across 117 disclosed positions.
What are Richard P Slaughter Associates Inc's largest equity positions?
Based on the latest 13F filing, Richard P Slaughter Associates Inc's top holdings by market value are:
1. Ishares Russell Top 200 Valu (IWX) — $59.8M (11.8%)
2. Fidelity Enhanced Mid Cap Co (FMDE) — $54.1M (10.7%)
3. Jpmorgan Int Res Enh Eqty (JIRE) — $52.7M (10.4%)
4. Ishares Russell Top 200 Grow (IWY) — $36.5M (7.2%)
5. — $19.6M (3.9%)
What changes did Richard P Slaughter Associates Inc make in its most recent portfolio filing?
In the latest reported quarter, Richard P Slaughter Associates Inc made 104 notable position adjustments: 13 new positions were initiated, 30 existing holdings were added to, 56 positions were partially reduced, and 5 were completely exited. The largest of these moves: New buy: Pimco 25+ Yr Zero Cpn US Tif (ZROZ); New buy: Nextnav Inc (NN); New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Ishares Msci Emr Mrk Ex Chna (EMXC)
What sectors does Richard P Slaughter Associates Inc focus on?
Richard P Slaughter Associates Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 65.3%
• Communication Services: 11.3%
• Consumer Discretionary: 7.2%
• Financials: 5.1%
• Health Care: 4.8%
• Consumer Staples: 4.5%
Investment Profile
Richard P Slaughter Associates Inc returned an annualized 17.0% over the trailing 36 months — underperforming the S&P 500 by 0.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.72 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 65.3% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 36 to 19 over the past 4 quarters — a shift toward longer holding periods.
It has added to its IWX position over the past two quarters (+$14.5M, now $59.8M), while trimming UYLD over the same stretch (-$20.6M, still holding $13.7M).
Peer Institutions
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Total reported value
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Portfolio Stability18.7
Sector conviction90.2
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View detail
UM
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CIK 0001510912
Total reported value
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FF
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CIK 0002048792
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