RP
Retirement Planning Group, LLC / Ny 13F Holdings & Recent Stock Buys (Q2 2026)
Retirement Planning Group, LLC / NyCIK: 0002057004
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$183.5M
Reporting period: 2026-06-30 · Number of holdings: 108
RETIREMENT PLANNING GROUP, LLC / NY disclosed 108 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $183.5M and a quarterly turnover rate of 0.0%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "R"
Personality snowflake
- Concentration
- 12.74
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 63.16
- Diversification
- 100
- Sizing Uniformity
- 84.3
Retirement Planning Group, LLC / Ny's disclosed holdings carry a Herfindahl concentration index of 0.032 — mathematically equivalent to about 31 equally-sized positions, well below its 108 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.57), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 24% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim FBND
-90.7% -$3.6M
New buy CRUX
Trim XLE
-2.4% -$746.7K
Add QQQM
+13.7% $2.2M
Trim JEPI
+9.3% $1.2M
Trim PDI
-11.1% -$403.1K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 8.22% | -0.70% | +9.34% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 7.20% | +0.35% | -2.67% | |
| 3 | RWL | Invesco S&p 500 Revenue ETF | ETF-Large Cap & Growth | 6.01% | +0.16% | +9.21% | |
| 4 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 4.13% | +0.18% | +19.71% | |
| 5 | RECS | Columbia Resear Enh Cor ETF | ETF-Other | 4.05% | +0.40% | +18.10% | |
| 6 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 3.91% | +0.72% | +13.70% | |
| 7 | PAVE | Global X US Infrastructure | ETF-Other | 3.87% | -0.01% | +1.63% | |
| 8 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 3.56% | +0.46% | +22.77% | |
| 9 | AAPL | Apple Inc | Stock-Tech | 3.42% | +0.06% | +5.40% | |
| 10 | LVHI | Franklin International Low V | ETF-Other | 3.01% | -0.33% | +6.50% | |
| 11 | QYLD | Global X Nasd 100 Cov Call | ETF-Other | 2.77% | -0.23% | +1.56% | |
| 12 | GE | General Electric | Stock-Industrials | 2.33% | +0.28% | +2.27% | |
| 13 | JCE | Nuveen Core Equity Alpha | Stock-Other | 2.28% | -0.21% | -1.95% | |
| 14 | RFDA | Alps Dynamic US Dividend Adv | ETF-Other | 2.24% | -0.20% | -3.25% | |
| 15 | XLE | Ss Energy Select Sector | ETF-Other | 2.24% | -0.89% | -2.40% | |
| 16 | XLF | Ss Financial Select Sector | ETF-Other | 2.23% | -0.21% | -0.38% | |
| 17 | NVDA | Nvidia CORP | Stock-Tech | 2.07% | -0.02% | +2.31% | |
| 18 | GEV | GE Vernova Inc | Stock-Industrials | 1.93% | +0.28% | +2.77% | |
| 19 | CRUX | Columbia Core Bond ETF | ETF-Other | 1.89% | +1.89% | NEW | |
| 20 | HEFA | Isha Curr Hedged Msci Eafe | ETF-Other | 1.52% | -0.05% | +3.89% | |
| 21 | PDI | Pimco Dynamic Income Fund | Stock-Financials | 1.46% | -0.53% | -11.08% | |
| 22 | VONE | Vanguard Russell 1000 | ETF-Other | 1.38% | -0.07% | -2.33% | |
| 23 | HYDB | Ishares High Yield Systemati | ETF-High Yield | 1.36% | -0.32% | -4.71% | |
| 24 | DJD | Invesco Dow Jones Industrial | ETF-Other | 1.01% | -0.13% | -1.65% | |
| 25 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 1.00% | -0.03% | +0.39% | |
| 26 | XOM | Exxon Mobil CORP | Stock-Energy | 0.90% | -0.41% | +0.03% | |
| 27 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.87% | -0.45% | -31.98% | |
| 28 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.84% | +0.11% | +21.94% | |
| 29 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.79% | +0.39% | +35.45% | |
| 30 | OMFL | Invesco Russell 1000 Dyn M/f | ETF-Other | 0.71% | -0.03% | +0.07% | |
| 31 | MSFT | Microsoft CORP | Stock-Tech | 0.67% | -0.03% | +13.01% | |
| 32 | HD | Home Depot Inc | Stock-Consumer Disc | 0.66% | -0.04% | +3.08% | |
| 33 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.63% | +0.03% | +9.15% | |
| 34 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.57% | -0.04% | -4.87% | |
| 35 | MRVL | Marvell Technology Inc | Stock-Tech | 0.57% | +0.34% | -3.67% | |
| 36 | ABBV | Abbvie Inc | Stock-Healthcare | 0.56% | -0.01% | +0.02% | |
| 37 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.54% | +0.07% | +18.47% | |
| 38 | LRCX | Lam Research CORP | Stock-Tech | 0.53% | +0.22% | +0.09% | |
| 39 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.52% | +0.05% | — | |
| 40 | SPGP | Invesco S&p 500 Garp ETF | ETF-Large Cap & Growth | 0.49% | -0.02% | -0.36% | |
| 41 | FTEC | Fidelity Msci Info Tech Indx | ETF-Tech | 0.47% | +0.06% | -0.26% | |
| 42 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.46% | -0.01% | +0.28% | |
| 43 | XCEM | Columbia Em Core Ex-china | ETF-Emerging Markets | 0.44% | +0.07% | +8.56% | |
| 44 | SCHV | Schwab US Large-cap Value | ETF-Other | 0.43% | -0.03% | -2.55% | |
| 45 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.43% | +0.01% | +7.87% | |
| 46 | PICK | Ishares Msci Global Metals & | ETF-Other | 0.43% | -0.06% | +0.24% | |
| 47 | MU | Micron Technology Inc | Stock-Tech | 0.38% | +0.25% | — | |
| 48 | WMT | Walmart Inc | Stock-Consumer Staples | 0.38% | -0.11% | +0.03% | |
| 49 | RWJ | Invesco S&p Smallcap 600 | ETF-Other | 0.37% | -0.01% | -2.49% | |
| 50 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.35% | -0.13% | +0.74% |
1–50 of 108
Portfolio Performance
Performance for Q3 2026
+3.4%
Performance Last 4 Quarters
+21.1%
- Stdev
- +9.4%
- Beta
- +0.66
- Alpha
- +5.5%
- Max Drawdown
- -3.8%
- Annualized Perf
- +19.3%
- Batting Avg vs S&P
- +50%
- Sortino
- +4.07
- Stutzer
- +0.56
- Treynor
- +0.27
- Sterling
- +1.4
- Calmar
- +5.04
- Information Ratio
- -0.17
- Tracking Error
- +5.4%
- Stdev Down
- +4.5%
- Winning Months %
- +77.8%
- Losing Months %
- +22.2%
- Best 12 Months
- +28.7%
- Worst 12 Months
- +18.1%
- Efficiency Ratio
- +0.66
- Sharpe
- +1.94
- Stdev Sectors
- +10.4%
- Skewness
- -0.25
- Kurtosis
- +0.21
- Upside Potential
- +5.47
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Retirement Planning Group, LLC / Ny's most significant position changes for 2026-06-30: New buy: Columbia Core Bond ETF (CRUX); New buy: Intel CORP (INTC); New buy: Adams Diversified Equity (ADX); New buy: Cisco Systems Inc (CSCO); New buy: Tema Space Innovators ETF (NASA).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CRUX | Columbia Core Bond ETF | +1.9% | NEW | New buy |
| 2 | QQQM | Invesco Nasdaq 100 ETF | +0.7% | +13.70% | Add |
| 3 | JEPQ | JPM Nasdaq Equity Premium | +0.5% | +22.77% | Add |
| 4 | RECS | Columbia Resear Enh Cor ETF | +0.4% | +18.10% | Add |
| 5 | SMH | Vaneck Semiconductor ETF | +0.4% | +35.45% | Add |
| 6 | QQQ | Invesco Qqq Trust Series 1 | +0.4% | -2.67% | Trim |
| 7 | MRVL | Marvell Technology Inc | +0.3% | -3.67% | Trim |
| 8 | INTC | Intel CORP | +0.3% | NEW | New buy |
| 9 | GE | General Electric | +0.3% | +2.27% | Add |
| 10 | GEV | GE Vernova Inc | +0.3% | +2.77% | Add |
| 11 | ADX | Adams Diversified Equity | +0.3% | NEW | New buy |
| 12 | MU | Micron Technology Inc | +0.3% | — | Unchanged |
| 13 | CSCO | Cisco Systems Inc | +0.3% | NEW | New buy |
| 14 | LRCX | Lam Research CORP | +0.2% | +0.09% | Add |
| 15 | NASA | Tema Space Innovators ETF | +0.2% | NEW | New buy |
| 16 | AMD | Advanced Micro Devices | +0.2% | NEW | New buy |
| 17 | SCHD | Schwab US Dvd Equity ETF | +0.2% | +19.71% | Add |
| 18 | RWL | Invesco S&p 500 Revenue ETF | +0.2% | +9.21% | Add |
| 19 | ✓ | +0.2% | NEW | New buy | |
| 20 | WELD | Tema U.s. Manufacturing & Re | +0.2% | NEW | New buy |
| 21 | NUE | Nucor CORP | +0.1% | NEW | New buy |
| 22 | AMAT | Applied Materials Inc | +0.1% | NEW | New buy |
| 23 | EMXC | Ishares Msci Emr Mrk Ex Chna | +0.1% | NEW | New buy |
| 24 | SBUX | Starbucks CORP | +0.1% | NEW | New buy |
| 25 | IHAK | Ishares Cybersecurity & Tech | +0.1% | NEW | New buy |
| 26 | OKLO | Oklo Inc | +0.1% | NEW | New buy |
| 27 | MA | Mastercard Inc - A | +0.1% | NEW | New buy |
| 28 | ITB | Ishares U.s. Home Constructi | +0.1% | NEW | New buy |
| 29 | CAT | Caterpillar Inc | +0.1% | NEW | New buy |
| 30 | VBR | Vanguard Small-cap Value ETF | +0.1% | +21.94% | Add |
| 31 | SOXQ | Invesco Phlx Semiconductor | +0.1% | +0.05% | Add |
| 32 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +18.47% | Add |
| 33 | XCEM | Columbia Em Core Ex-china | +0.1% | +8.56% | Add |
| 34 | AAPL | Apple Inc | +0.1% | +5.40% | Add |
| 35 | FTEC | Fidelity Msci Info Tech Indx | +0.1% | -0.26% | Trim |
| 36 | LLY | Eli Lilly & Co | +0.1% | — | Unchanged |
| 37 | VOO | Vanguard S&p 500 ETF | 0% | +9.15% | Add |
| 38 | UFOX | Defiance Connective Tech ETF | 0% | -0.07% | Trim |
| 39 | UNH | Unitedhealth Group Inc | 0% | -17.03% | Trim |
| 40 | ELV | Elevance Health Inc | 0% | +0.45% | Add |
| 41 | JPM | Jpmorgan Chase & Co | 0% | +7.87% | Add |
| 42 | TRST | Trustco Bank CORP Ny | 0% | +0.27% | Add |
| 43 | GOOGL | Alphabet Inc-cl A | 0% | — | Unchanged |
| 44 | PLUG | Plug Power Inc | 0% | +12.39% | Add |
| 45 | SHYM | Ishares Short Duration High | — | +18.37% | Add |
| 46 | ARKK | Ark Innovation ETF | — | -0.62% | Trim |
| 47 | VTI | Vanguard Total Stock Mkt ETF | — | +0.21% | Add |
| 48 | VXF | Vanguard Extended Market ETF | — | +0.40% | Add |
| 49 | DIA | Ss Spdr Dow Jones Indus Avg | — | +0.16% | Add |
| 50 | PAVE | Global X US Infrastructure | 0% | +1.63% | Add |
1–50 of 111
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Retirement Planning Group, LLC / Ny and what type of investor is it?
Retirement Planning Group, LLC / Ny is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $183.5M, spread across 108 disclosed positions.
What are Retirement Planning Group, LLC / Ny's largest equity positions?
Based on the latest 13F filing, Retirement Planning Group, LLC / Ny's top holdings by market value are:
1. Jpmorgan Equity Premium Inco (JEPI) — $15.1M (8.2%)
2. Invesco Qqq Trust Series 1 (QQQ) — $13.2M (7.2%)
3. Invesco S&p 500 Revenue ETF (RWL) — $11.0M (6.0%)
4. Schwab US Dvd Equity ETF (SCHD) — $7.6M (4.1%)
5. Columbia Resear Enh Cor ETF (RECS) — $7.4M (4.0%)
What changes did Retirement Planning Group, LLC / Ny make in its most recent portfolio filing?
In the latest reported quarter, Retirement Planning Group, LLC / Ny made 103 notable position adjustments: 17 new positions were initiated, 53 existing holdings were added to, 30 positions were partially reduced, and 3 were completely exited. The largest of these moves: New buy: Columbia Core Bond ETF (CRUX); New buy: Intel CORP (INTC); New buy: Adams Diversified Equity (ADX); New buy: Cisco Systems Inc (CSCO); New buy: Tema Space Innovators ETF (NASA)
What sectors does Retirement Planning Group, LLC / Ny focus on?
Retirement Planning Group, LLC / Ny is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 37.4%
• Industrials: 19.9%
• Financials: 10.8%
• Health Care: 9.1%
• Consumer Discretionary: 6.5%
• Energy: 5.9%
Investment Profile
Retirement Planning Group, LLC / Ny returned an annualized 19.3% over the trailing 18 months — outperforming the S&P 500 by 5.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.66 (less volatile than the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 37.4% of the portfolio concentrated in Information Technology.
It has added to its RWL position over the past two quarters (+$3.0M, now $11.0M), while trimming FBND over the same stretch (-$3.6M, still holding $364.6K).
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Developer Access
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