DQ
Dale Q Rice Investment Management Ltd 13F Holdings (68 Positions, Q2 2026)
Dale Q Rice Investment Management LtdCIK: 0002041427
Sector-focusedLong-term holderQuality / disciplined sizing
Total reported value
$184.4M
Reporting period: 2026-06-30 · Number of holdings: 68
Dale Q Rice Investment Management Ltd disclosed 68 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $184.4M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 48.1
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 73.01
Dale Q Rice Investment Management Ltd's disclosed holdings carry a Herfindahl concentration index of 0.120 — mathematically equivalent to about 8 equally-sized positions, well below its 68 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.70), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 34% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd USD
+2.5% $26.3M
Trim AAPL
-2.4% $3.0M
Add QLD
+3.9% $9.8M
Trim SPY
-3.8% $690.5K
Sold out DIG
Add XSD
-3.1% $2.5M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | USD | Proshares Ultra Semiconduct | ETF-Other | 25.91% | +9.66% | +2.47% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 16.13% | -4.14% | -2.45% | |
| 3 | QLD | Proshares Ultra Qqq | ETF-Other | 13.51% | +2.05% | +3.86% | |
| 4 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 5.36% | -0.71% | -3.30% | |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.96% | -1.05% | -3.81% | |
| 6 | XSD | Ss Spdr S&p Semiconductor | ETF-Other | 2.98% | +0.73% | -3.11% | |
| 7 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.86% | -0.38% | -0.98% | |
| 8 | TSLA | Tesla Inc | Stock-Consumer Disc | 2.08% | -0.35% | +5.63% | |
| 9 | NVDA | Nvidia CORP | Stock-Tech | 1.88% | -0.28% | +5.60% | |
| 10 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.69% | -0.65% | -3.72% | |
| 11 | LRCX | Lam Research CORP | Stock-Tech | 1.64% | +0.52% | +1.64% | |
| 12 | IYW | Ishares Ustechnology ETF | ETF-Tech | 1.52% | -0.02% | -0.46% | |
| 13 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.25% | -0.34% | -3.44% | |
| 14 | ROM | Proshares Ultra Technology | ETF-Tech | 1.22% | +0.36% | — | |
| 15 | TMFC | Motley Fool 100 Index ETF | ETF-Large Cap & Growth | 0.98% | -0.22% | -0.97% | |
| 16 | MSFT | Microsoft CORP | Stock-Tech | 0.82% | -0.30% | +1.20% | |
| 17 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.82% | -0.15% | +3.05% | |
| 18 | RKLB | Rocket Lab CORP | Stock-Industrials | 0.81% | +0.27% | +31.98% | |
| 19 | MA | Mastercard Inc - A | Stock-Financials | 0.79% | -0.29% | — | |
| 20 | XLK | Ss Technology Select Sector | ETF-Tech | 0.67% | +0.01% | -1.06% | |
| 21 | IHI | Ishares U.s. Medical Devices | ETF-Other | 0.66% | -0.44% | -10.33% | |
| 22 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.65% | -0.09% | -0.70% | |
| 23 | CAT | Caterpillar Inc | Stock-Industrials | 0.65% | +0.04% | -1.92% | |
| 24 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.52% | -0.20% | -1.02% | |
| 25 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.43% | -0.14% | -6.11% | |
| 26 | FBT | First Trust Nyse Arca Biotec | ETF-Other | 0.41% | -0.06% | -2.16% | |
| 27 | TQQQ | Proshares Ultrapro Qqq | ETF-Other | 0.39% | +0.13% | +9.73% | |
| 28 | DE | Deere & Co | Stock-Industrials | 0.39% | -0.09% | — | |
| 29 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.39% | -0.14% | -1.08% | |
| 30 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.38% | -0.26% | +2.97% | |
| 31 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.36% | +0.12% | -0.30% | |
| 32 | INTC | Intel CORP | Stock-Tech | 0.35% | +0.19% | — | |
| 33 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.33% | +0.09% | — | |
| 34 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.32% | -0.09% | -9.16% | |
| 35 | BOOT | Boot Barn Holdings Inc | Stock-Consumer Disc | 0.31% | -0.08% | -2.72% | |
| 36 | BX | Blackstone Inc | Stock-Financials | 0.31% | -0.11% | — | |
| 37 | RFG | Invesco S&p Midcap 400 Pure | ETF-Other | 0.30% | -0.11% | -13.20% | |
| 38 | FXL | First Trust Technology Alpha | ETF-Tech | 0.30% | -0.03% | -7.76% | |
| 39 | MU | Micron Technology Inc | Stock-Tech | 0.29% | +0.29% | NEW | |
| 40 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.27% | -0.14% | — | |
| 41 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.27% | -0.09% | -1.59% | |
| 42 | XSW | Ss Spdr S&p Soft & Serv ETF | ETF-Other | 0.25% | -0.14% | -24.44% | |
| 43 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.24% | -0.12% | -3.66% | |
| 44 | CSCO | Cisco Systems Inc | Stock-Tech | 0.23% | +0.02% | — | |
| 45 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.23% | -0.07% | -7.83% | |
| 46 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.22% | +0.07% | — | |
| 47 | BA | Boeing Co/the | Stock-Industrials | 0.21% | -0.08% | -6.67% | |
| 48 | IBB | Ishares Biotechnology ETF | ETF-Tech | 0.21% | -0.09% | -14.29% | |
| 49 | RFV | Invesco S&p Midcap 400 Pure | ETF-Other | 0.20% | -0.08% | -7.78% | |
| 50 | FV | First Trust Dw Focus 5 Fund | ETF-Other | 0.20% | -0.02% | — |
1–50 of 68
Portfolio Performance
Performance for Q3 2026
-6.2%
Performance Last 4 Quarters
+41.8%
- Stdev
- +28.5%
- Beta
- +1.94
- Alpha
- -3.2%
- Max Drawdown
- -10.5%
- Annualized Perf
- +34.9%
- Batting Avg vs S&P
- +50%
- Sortino
- +2.8
- Stutzer
- +0.37
- Treynor
- +0.17
- Sterling
- +1.7
- Calmar
- +3.33
- Information Ratio
- +0.86
- Tracking Error
- +17.2%
- Stdev Down
- +12.1%
- Winning Months %
- +55.6%
- Losing Months %
- +44.4%
- Best 12 Months
- +73.9%
- Worst 12 Months
- +24%
- Efficiency Ratio
- +0.5
- Sharpe
- +1.19
- Stdev Sectors
- +20.8%
- Skewness
- +0.73
- Kurtosis
- +0.5
- Upside Potential
- +4.54
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Dale Q Rice Investment Management Ltd's most significant position changes for 2026-06-30: Sold out: Proshares Ultra Energy (DIG); Sold out: Schwa Prime Adv Money Fd-inv (SWVXX); Sold out: Schwab US Treasury Money-inv (SNSXX); New buy: Micron Technology Inc (MU); Sold out: Vanguard Windsor Fund-inv (VWNDX).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | USD | Proshares Ultra Semiconduct | +9.7% | +2.47% | Add |
| 2 | QLD | Proshares Ultra Qqq | +2.1% | +3.86% | Add |
| 3 | XSD | Ss Spdr S&p Semiconductor | +0.7% | -3.11% | Trim |
| 4 | LRCX | Lam Research CORP | +0.5% | +1.64% | Add |
| 5 | ROM | Proshares Ultra Technology | +0.4% | — | Unchanged |
| 6 | MU | Micron Technology Inc | +0.3% | NEW | New buy |
| 7 | RKLB | Rocket Lab CORP | +0.3% | +31.98% | Add |
| 8 | INTC | Intel CORP | +0.2% | — | Unchanged |
| 9 | AMD | Advanced Micro Devices | +0.2% | NEW | New buy |
| 10 | ASTS | Ast Spacemobile Inc | +0.2% | NEW | New buy |
| 11 | ORCL | Oracle CORP | +0.2% | NEW | New buy |
| 12 | TQQQ | Proshares Ultrapro Qqq | +0.1% | +9.73% | Add |
| 13 | ✓ | +0.1% | NEW | New buy | |
| 14 | PANW | Palo Alto Networks Inc | +0.1% | -0.30% | Trim |
| 15 | IGPT | Invesco Ai And Next Gen Soft | +0.1% | NEW | New buy |
| 16 | PDP | Invesco Dorsey Wright Moment | +0.1% | NEW | New buy |
| 17 | VUG | Vanguard Growth ETF | +0.1% | NEW | New buy |
| 18 | SOXX | Ishares Semiconductor ETF | +0.1% | — | Unchanged |
| 19 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | — | Unchanged |
| 20 | CAT | Caterpillar Inc | 0% | -1.92% | Trim |
| 21 | SMH | Vaneck Semiconductor ETF | 0% | — | Unchanged |
| 22 | CSCO | Cisco Systems Inc | 0% | — | Unchanged |
| 23 | XLK | Ss Technology Select Sector | 0% | -1.06% | Trim |
| 24 | SSO | Proshares Ultra S&p500 | 0% | -0.06% | Trim |
| 25 | IYW | Ishares Ustechnology ETF | 0% | -0.46% | Trim |
| 26 | FV | First Trust Dw Focus 5 Fund | 0% | — | Unchanged |
| 27 | AVGO | Broadcom Inc | 0% | +3.72% | Add |
| 28 | FXL | First Trust Technology Alpha | 0% | -7.76% | Trim |
| 29 | MGM | Mgm Resorts International | 0% | -7.44% | Trim |
| 30 | JPM | Jpmorgan Chase & Co | 0% | — | Unchanged |
| 31 | FBT | First Trust Nyse Arca Biotec | -0.1% | -2.16% | Trim |
| 32 | HLT | Hilton Worldwide Holdings In | -0.1% | -1.34% | Trim |
| 33 | RPV | Invesco S&p 500 Pure Value E | -0.1% | -2.00% | Trim |
| 34 | SYK | Stryker CORP | -0.1% | — | Unchanged |
| 35 | DIA | Ss Spdr Dow Jones Indus Avg | -0.1% | -7.83% | Trim |
| 36 | IYJ | Ishares U.s. Industrials ETF | -0.1% | -14.94% | Trim |
| 37 | HIG | Hartford Insurance Group Inc | -0.1% | — | Unchanged |
| 38 | BOOT | Boot Barn Holdings Inc | -0.1% | -2.72% | Trim |
| 39 | BA | Boeing Co/the | -0.1% | -6.67% | Trim |
| 40 | RFV | Invesco S&p Midcap 400 Pure | -0.1% | -7.78% | Trim |
| 41 | GOOG | Alphabet Inc-cl C | -0.1% | -0.70% | Trim |
| 42 | DE | Deere & Co | -0.1% | — | Unchanged |
| 43 | IJR | Ishares Core S&p Small-cap E | -0.1% | -9.16% | Trim |
| 44 | MRK | Merck & Co. Inc. | -0.1% | -1.59% | Trim |
| 45 | IBB | Ishares Biotechnology ETF | -0.1% | -14.29% | Trim |
| 46 | BX | Blackstone Inc | -0.1% | — | Unchanged |
| 47 | RFG | Invesco S&p Midcap 400 Pure | -0.1% | -13.20% | Trim |
| 48 | AGG | Ishares Core U.s. Aggregate | -0.1% | -3.66% | Trim |
| 49 | CVX | Chevron CORP | -0.1% | — | Unchanged |
| 50 | XSW | Ss Spdr S&p Soft & Serv ETF | -0.1% | -24.44% | Trim |
1–50 of 76
Filing History
FAQ
What is Dale Q Rice Investment Management Ltd and what type of investor is it?
Dale Q Rice Investment Management Ltd is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $184.4M, spread across 68 disclosed positions.
What are Dale Q Rice Investment Management Ltd's largest equity positions?
Based on the latest 13F filing, Dale Q Rice Investment Management Ltd's top holdings by market value are:
1. Proshares Ultra Semiconduct (USD) — $47.8M (25.9%)
2. Apple Inc (AAPL) — $29.8M (16.1%)
3. Proshares Ultra Qqq (QLD) — $24.9M (13.5%)
4. Invesco Qqq Trust Series 1 (QQQ) — $9.9M (5.4%)
5. Ss Spdr S&p 500 ETF Trust-us (SPY) — $7.3M (4.0%)
What changes did Dale Q Rice Investment Management Ltd make in its most recent portfolio filing?
In the latest reported quarter, Dale Q Rice Investment Management Ltd made 61 notable position adjustments: 8 new positions were initiated, 11 existing holdings were added to, 34 positions were partially reduced, and 8 were completely exited. The largest of these moves: Sold out: Proshares Ultra Energy (DIG); Sold out: Schwa Prime Adv Money Fd-inv (SWVXX); Sold out: Schwab US Treasury Money-inv (SNSXX); New buy: Micron Technology Inc (MU); Sold out: Vanguard Windsor Fund-inv (VWNDX)
What sectors does Dale Q Rice Investment Management Ltd focus on?
Dale Q Rice Investment Management Ltd is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 66.7%
• Consumer Discretionary: 10.4%
• Communication Services: 10.2%
• Industrials: 6.0%
• Financials: 4.2%
• Health Care: 1.2%
Investment Profile
Dale Q Rice Investment Management Ltd returned an annualized 34.9% over the trailing 18 months — underperforming the S&P 500 by 3.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.94 (more volatile than the market) and a 50% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 66.7% of the portfolio concentrated in Information Technology.
It has added to its LRCX position over the past two quarters (+$1.9M, now $3.0M), while trimming IHI over the same stretch (-$528.8K, still holding $1.2M).
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