RP
Regent Peak Wealth Advisors LLC SEC 13F Filing (Q3 2026) — Holdings & Portfolio
Regent Peak Wealth Advisors LLCCIK: 0001803329
Diversified strategyMomentum followerSector-focused
Total reported value
$577.1M
Reporting period: 2026-09-30 · Number of holdings: 231
Regent Peak Wealth Advisors LLC disclosed 231 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $577.1M and a quarterly turnover rate of 12.6%.
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Personality snowflake
- Concentration
- 19.53
- Portfolio Stability
- 12.63
- Momentum
- 100
- Sector conviction
- 80.97
- Diversification
- 100
- Sizing Uniformity
- 67.87
Regent Peak Wealth Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.049 — mathematically equivalent to about 20 equally-sized positions, well below its 231 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.21), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 43% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy 84615Q103
Add MSFT
+4.4% $4.6M
Add ACN
-8.0% $3.3M
Add AAPL
-0.4% $4.6M
Trim BRK-B
-39.9% -$2.0M
New buy 30233Q108
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 231 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 16.59% | -0.28% | +3.92% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 6.22% | +0.43% | -0.36% | |
| 3 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 5.72% | -0.05% | +5.56% | |
| 4 | DGRO | Ishares Core Dividend Growth | ETF-Other | 4.59% | -0.10% | +4.99% | |
| 5 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 4.14% | -0.19% | +6.34% | |
| 6 | VUG | Vanguard Growth ETF | ETF-Other | 4.11% | -0.10% | -0.27% | |
| 7 | NVDA | Nvidia CORP | Stock-Tech | 3.66% | +0.30% | +2.08% | |
| 8 | IWF | Ishares Russell 1000 Growth | ETF-Other | 3.24% | -0.08% | +3.33% | |
| 9 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 3.07% | -0.02% | +8.37% | |
| 10 | TSLA | Tesla Inc | Stock-Consumer Disc | 2.93% | -0.01% | +25.93% | |
| 11 | MSFT | Microsoft CORP | Stock-Tech | 2.62% | +0.67% | +4.35% | |
| 12 | BND | Vanguard Total Bond Market | ETF-Other | 2.54% | -0.31% | -0.22% | |
| 13 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 2.25% | -0.17% | -1.68% | |
| 14 | ACN | Accenture plc | Stock-Tech | 2.17% | +0.46% | -7.97% | |
| 15 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.10% | -0.07% | -0.73% | |
| 16 | VTV | Vanguard Value ETF | ETF-Other | 1.63% | -0.14% | -0.73% | |
| 17 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 1.48% | -0.07% | +2.27% | |
| 18 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.45% | -0.11% | +3.25% | |
| 19 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.11% | -0.10% | +1.65% | |
| 20 | AVGO | Broadcom Inc | Stock-Tech | 1.01% | -0.12% | +2.31% | |
| 21 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.75% | -0.09% | -5.61% | |
| 22 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.73% | +0.16% | +5.40% | |
| 23 | ✓ | Stock-Other | 0.71% | +0.71% | NEW | ||
| 24 | AMD | Advanced Micro Devices | Stock-Tech | 0.67% | +0.03% | +6.52% | |
| 25 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.63% | +0.01% | +0.36% | |
| 26 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.62% | -0.04% | +2.97% | |
| 27 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.57% | +0.10% | +27.72% | |
| 28 | MU | Micron Technology Inc | Stock-Tech | 0.57% | -0.02% | +12.59% | |
| 29 | IBIT | Ishares Bitcoin Trust ETF | ETF-Crypto | 0.56% | +0.15% | +3.69% | |
| 30 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.50% | -0.40% | -39.92% | |
| 31 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.43% | -0.02% | -0.61% | |
| 32 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.40% | -0.03% | -1.17% | |
| 33 | SR | Spire Inc | Stock-Utilities | 0.40% | -0.08% | -8.75% | |
| 34 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.39% | -0.01% | -0.67% | |
| 35 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.37% | -0.04% | -4.54% | |
| 36 | ✓ | Stock-Other | 0.36% | +0.36% | NEW | ||
| 37 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.36% | -0.06% | -1.36% | |
| 38 | CAT | Caterpillar Inc | Stock-Industrials | 0.35% | +0.02% | +48.03% | |
| 39 | V | Visa Inc-class A Shares | Stock-Financials | 0.34% | — | +2.27% | |
| 40 | WMT | Walmart Inc | Stock-Consumer Staples | 0.33% | -0.06% | -1.66% | |
| 41 | OBDC | Blue Owl Capital CORP | Stock-Financials | 0.33% | +0.33% | NEW | |
| 42 | CMI | Cummins Inc | Stock-Industrials | 0.32% | +0.26% | +749.88% | |
| 43 | UBSI | United Bankshares Inc | Stock-Financials | 0.31% | -0.03% | -5.59% | |
| 44 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.30% | — | +2.08% | |
| 45 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.30% | -0.03% | — | |
| 46 | ABBV | Abbvie Inc | Stock-Healthcare | 0.29% | -0.01% | -1.82% | |
| 47 | HD | Home Depot Inc | Stock-Consumer Disc | 0.27% | -0.13% | -10.74% | |
| 48 | XSD | Ss Spdr S&p Semiconductor | ETF-Other | 0.27% | -0.07% | +0.10% | |
| 49 | DAL | Delta Air Lines Inc | Stock-Industrials | 0.26% | -0.05% | +1.39% | |
| 50 | PGR | Progressive CORP | Stock-Financials | 0.25% | -0.23% | -41.42% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+4.2%
Performance Last 4 Quarters
+12.5%
- Stdev
- +11%
- Beta
- +0.87
- Alpha
- -1%
- Max Drawdown
- -6.9%
- Annualized Perf
- +20.1%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +3.69
- Stutzer
- +0.51
- Treynor
- +0.22
- Sterling
- +1.3
- Calmar
- +2.91
- Information Ratio
- -1.3
- Tracking Error
- +3%
- Stdev Down
- +5.2%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +30.7%
- Worst 12 Months
- +8.2%
- Efficiency Ratio
- +0.7
- Sharpe
- +1.73
- Stdev Sectors
- +12.8%
- Skewness
- -0.06
- Kurtosis
- +0.05
- Upside Potential
- +5.22
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 231 | $577.1M | 13 | ||
| 2026 Q2 | 221 | $540.1M | 19 | ||
| 2026 Q1 | 198 | $490.3M | 18 | ||
| 2025 Q4 | 192 | $507.2M | 8 | ||
| 2025 Q3 | 190 | $499.2M | 22 | ||
| 2025 Q1 | 177 | $423.6M | 100 | ||
| 2024 Q4 | 180 | $445.6M | 0 | ||
| 2024 Q3 | 179 | $435.6M | 0 | ||
| 2024 Q2 | 163 | $436.8M | 0 | ||
| 2024 Q1 | 170 | $393.5M | 0 | ||
| 2023 Q4 | 168 | $368.6M | 0 | ||
| 2023 Q3 | 151 | $327.3M | 0 | ||
| 2023 Q2 | 155 | $343.4M | 0 | ||
| 2023 Q1 | 161 | $323.2M | 0 | ||
| 2022 Q4 | 157 | $305.1M | 0 | ||
| 2022 Q3 | 149 | $284.2M | 0 | ||
| 2022 Q2 | 155 | $306.1M | 0 | ||
| 2022 Q1 | 162 | $348.6M | 0 | ||
| 2021 Q4 | 167 | $367.8M | 0 | ||
| 2021 Q3 | 168 | $349.1M | 0 | ||
| 2021 Q2 | 168 | $357.8M | 100 | ||
| 2021 Q1 | 154 | $304.2M | 22 | ||
| 2020 Q4 | 1168 | $300.0M | 28 | ||
| 2020 Q3 | 127 | $235.0M | 20 | ||
| 2020 Q2 | 120 | $220.6M | 27 | ||
| 2020 Q1 | 110 | $179.7M | 41 | ||
| 2019 Q4 | 125 | $219.2M | — |
Holding changes this quarter
Regent Peak Wealth Advisors LLC's most significant position changes for 2026-09-30: New buy: ; New buy: ; New buy: Blue Owl Capital CORP (OBDC); Sold out: Vishay Precision Group (VPG); New buy: Illumina Inc (ILMN).
Showing top 200 changes by size (of 245 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +0.7% | NEW | New buy | |
| 2 | MSFT | Microsoft CORP | +0.7% | +4.35% | Add |
| 3 | ACN | Accenture plc | +0.5% | -7.97% | Trim |
| 4 | AAPL | Apple Inc | +0.4% | -0.36% | Trim |
| 5 | ✓ | +0.4% | NEW | New buy | |
| 6 | OBDC | Blue Owl Capital CORP | +0.3% | NEW | New buy |
| 7 | NVDA | Nvidia CORP | +0.3% | +2.08% | Add |
| 8 | CMI | Cummins Inc | +0.3% | +749.88% | Add |
| 9 | META | Meta Platforms Inc-class A | +0.2% | +5.40% | Add |
| 10 | IBIT | Ishares Bitcoin Trust ETF | +0.2% | +3.69% | Add |
| 11 | DE | Deere & Co | +0.1% | +115.33% | Add |
| 12 | JPM | Jpmorgan Chase & Co | +0.1% | +27.72% | Add |
| 13 | CVX | Chevron CORP | +0.1% | +32.71% | Add |
| 14 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +373.95% | Add |
| 15 | IAU | Ishares Gold Trust | +0.1% | +63.15% | Add |
| 16 | ILMN | Illumina Inc | +0.1% | NEW | New buy |
| 17 | PAYC | Paycom Software Inc | +0.1% | NEW | New buy |
| 18 | WFC | Wells Fargo & Co | +0.1% | +68.42% | Add |
| 19 | PLTR | Palantir Technologies Inc-a | +0.1% | +2.44% | Add |
| 20 | ✓ | +0.1% | NEW | New buy | |
| 21 | NOW | Servicenow Inc | +0.1% | NEW | New buy |
| 22 | URI | United Rentals Inc | +0.1% | +87.08% | Add |
| 23 | HPE | Hewlett Packard Enterprise | 0% | NEW | New buy |
| 24 | FFIV | F5 Inc | 0% | NEW | New buy |
| 25 | PSX | Phillips 66 | 0% | NEW | New buy |
| 26 | TWLO | Twilio Inc - A | 0% | NEW | New buy |
| 27 | ETHA | Ishares Ethereum Trust ETF | 0% | +10.73% | Add |
| 28 | MDT | Medtronic plc | 0% | NEW | New buy |
| 29 | ICE | Intercontinental Exchange In | 0% | NEW | New buy |
| 30 | BE | Bloom Energy Corp- A | 0% | NEW | New buy |
| 31 | HLT | Hilton Worldwide Holdings In | 0% | NEW | New buy |
| 32 | ELV | Elevance Health Inc | 0% | NEW | New buy |
| 33 | NEM | Newmont CORP | 0% | NEW | New buy |
| 34 | BNY | Bank Of New York Mellon CORP | 0% | NEW | New buy |
| 35 | BBY | Best Buy Co Inc | 0% | NEW | New buy |
| 36 | CF | Cf Industries Holdings Inc | 0% | NEW | New buy |
| 37 | FIVE | Five Below | 0% | NEW | New buy |
| 38 | ROKU | Roku Inc | 0% | NEW | New buy |
| 39 | AMD | Advanced Micro Devices | 0% | +6.52% | Add |
| 40 | TMO | Thermo Fisher Scientific Inc | 0% | +7.42% | Add |
| 41 | PANW | Palo Alto Networks Inc | 0% | +39.72% | Add |
| 42 | SHW | Sherwin-williams Co/the | 0% | NEW | New buy |
| 43 | SCHG | Schwab US Large-cap Growth | 0% | NEW | New buy |
| 44 | TXG | 10x Genomics Inc-class A | 0% | -32.15% | Trim |
| 45 | CAT | Caterpillar Inc | 0% | +48.03% | Add |
| 46 | SPG | Simon Property Group Inc | 0% | +58.75% | Add |
| 47 | MPC | Marathon Petroleum CORP | 0% | +5.32% | Add |
| 48 | MRK | Merck & Co. Inc. | 0% | +1.41% | Add |
| 49 | VLO | Valero Energy CORP | 0% | +10.55% | Add |
| 50 | KEYS | Keysight Technologies In | 0% | +35.59% | Add |
1–50 of 200
Filing History
FAQ
What is Regent Peak Wealth Advisors LLC and what type of investor is it?
Regent Peak Wealth Advisors LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $577.1M, spread across 231 disclosed positions.
What are Regent Peak Wealth Advisors LLC's largest equity positions?
Based on the latest 13F filing, Regent Peak Wealth Advisors LLC's top holdings by market value are:
1. Vanguard Total Stock Mkt ETF (VTI) — $95.7M (16.6%)
2. Apple Inc (AAPL) — $35.9M (6.2%)
3. Ishares Core Msci Eafe ETF (IEFA) — $33.0M (5.7%)
4. Ishares Core Dividend Growth (DGRO) — $26.5M (4.6%)
5. Ss Spdr S&p Dividend ETF (SDY) — $23.9M (4.1%)
What changes did Regent Peak Wealth Advisors LLC make in its most recent portfolio filing?
In the latest reported quarter, Regent Peak Wealth Advisors LLC made 192 notable position adjustments: 24 new positions were initiated, 102 existing holdings were added to, 52 positions were partially reduced, and 14 were completely exited. The largest of these moves: New buy: ; New buy: ; New buy: Blue Owl Capital CORP (OBDC); Sold out: Vishay Precision Group (VPG); New buy: Illumina Inc (ILMN)
What sectors does Regent Peak Wealth Advisors LLC focus on?
Regent Peak Wealth Advisors LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 47.4%
• Consumer Discretionary: 14.4%
• Financials: 8.7%
• Communication Services: 8.6%
• Industrials: 6.7%
• Health Care: 5.4%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Regent Peak Wealth Advisors LLC returned an annualized 20.1% over the trailing 36 months — underperforming the S&P 500 by 1.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.87 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 47.4% of the portfolio concentrated in Information Technology.
It has added to its VTI position over the past two quarters (+$17.3M, now $95.7M), while trimming BND over the same stretch (-$10.1M, still holding $14.7M).
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