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Regal Wealth Group, Inc. Historical SEC 13F Holdings & Archive (Q4 2023)
Regal Wealth Group, Inc.CIK: 0001656537
Sector-focusedDiversified strategyLong-term holder
Total reported value
$162.1M
Reporting period: 2023-12-31 · Number of holdings: 43
Regal Wealth Group, Inc. disclosed 43 holdings in its latest 13F filing for the period ending 2023-12-31, with total reported value of $162.1M and a quarterly turnover rate of 0.0%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "R"
Personality snowflake
- Concentration
- 31.06
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 86
- Sizing Uniformity
- 84.52
Regal Wealth Group, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.078 — mathematically equivalent to about 13 equally-sized positions, well below its 43 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.55), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 10% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IWF | Ishares Russell 1000 Growth | ETF-Other | 17.54% | — | -3.03% | |
| 2 | DFLV | Dim US Large Cap Value ETF | ETF-Large Cap & Growth | 13.65% | — | -0.41% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 9.00% | — | +0.05% | |
| 4 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 5.87% | — | +3.60% | |
| 5 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 5.67% | — | +3.01% | |
| 6 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 5.07% | — | +3.54% | |
| 7 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 4.38% | — | +0.78% | |
| 8 | VO | Vanguard Mid-cap ETF | ETF-Other | 3.85% | — | +4.26% | |
| 9 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 3.49% | — | +3.53% | |
| 10 | DFAI | Dimensional International Co | ETF-Other | 3.42% | — | +6.37% | |
| 11 | BA | Boeing Co/the | Stock-Industrials | 3.19% | — | -1.31% | |
| 12 | ROK | Rockwell Automation Inc | Stock-Industrials | 2.84% | — | +0.08% | |
| 13 | IWD | Ishares Russell 1000 Value E | ETF-Other | 2.66% | — | -0.75% | |
| 14 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 2.66% | — | -20.49% | |
| 15 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 2.27% | — | +3.95% | |
| 16 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.87% | — | +653.57% | |
| 17 | IWB | Ishares Russell 1000 ETF | ETF-Other | 1.60% | — | +0.03% | |
| 18 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.39% | — | +0.16% | |
| 19 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 1.29% | — | +0.28% | |
| 20 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.11% | — | — | |
| 21 | VB | Vanguard Small-cap ETF | ETF-Other | 0.74% | — | — | |
| 22 | SWKS | Skyworks Solutions Inc | Stock-Tech | 0.72% | — | -1.62% | |
| 23 | AAPL | Apple Inc | Stock-Tech | 0.71% | — | -7.96% | |
| 24 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 0.46% | — | -1.12% | |
| 25 | MSFT | Microsoft CORP | Stock-Tech | 0.43% | — | +45.39% | |
| 26 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 0.42% | — | -0.66% | |
| 27 | RTX | Rtx CORP | Stock-Industrials | 0.41% | — | -1.49% | |
| 28 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.38% | — | +0.02% | |
| 29 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.33% | — | — | |
| 30 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.24% | — | +0.12% | |
| 31 | MAR | Marriott International -cl A | Stock-Consumer Disc | 0.23% | — | +0.23% | |
| 32 | EIX | Edison International | Stock-Utilities | 0.23% | — | — | |
| 33 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.22% | — | -5.17% | |
| 34 | VONV | Vanguard Russell 1000 Value | ETF-Other | 0.20% | — | — | |
| 35 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.19% | — | — | |
| 36 | EUSA | Ishares Msci USA Equal Weigh | ETF-Other | 0.18% | — | — | |
| 37 | CARR | Carrier Global CORP | Stock-Industrials | 0.17% | — | +0.10% | |
| 38 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.17% | — | -13.01% | |
| 39 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.15% | — | — | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.15% | — | — | |
| 41 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.15% | — | +0.48% | |
| 42 | GLD | Spdr Gold Shares | ETF-Commodities | 0.14% | — | +2.43% | |
| 43 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.14% | — | +0.14% |
Portfolio Performance
Performance for Q3 2026
+2.4%
Performance Last 4 Quarters
+18%
- Stdev
- +11.2%
- Beta
- +0.81
- Alpha
- -1.2%
- Max Drawdown
- -6.9%
- Annualized Perf
- +15.4%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +2.57
- Stutzer
- +0.39
- Treynor
- +0.18
- Sterling
- +1.01
- Calmar
- +2.25
- Information Ratio
- -1.08
- Tracking Error
- +4.6%
- Stdev Down
- +5.8%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +26.1%
- Worst 12 Months
- +4.1%
- Efficiency Ratio
- +0.53
- Sharpe
- +1.34
- Stdev Sectors
- +21.3%
- Skewness
- -0.07
- Kurtosis
- -0.36
- Upside Potential
- +4.2
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2023 Q4 | 43 | $162.1M | 0 | ||
| 2023 Q3 | 42 | $146.4M | 0 | ||
| 2023 Q2 | 46 | $152.4M | 0 | ||
| 2023 Q1 | 47 | $140.7M | 0 | ||
| 2022 Q4 | 45 | $136.2M | 0 | ||
| 2022 Q3 | 44 | $129.6M | 0 | ||
| 2022 Q2 | 48 | $138.5M | 0 | ||
| 2022 Q1 | 51 | $160.3M | 0 | ||
| 2021 Q4 | 51 | $177.5M | 0 | ||
| 2021 Q3 | 49 | $166.5M | 0 | ||
| 2021 Q2 | 49 | $169.3M | 100 | ||
| 2021 Q1 | 265 | $170.2M | 7 | ||
| 2020 Q4 | 221 | $164.0M | 25 | ||
| 2020 Q3 | 217 | $128.4M | 7 | ||
| 2020 Q2 | 215 | $121.2M | 18 | ||
| 2020 Q1 | 188 | $102.1M | 42 | ||
| 2019 Q4 | 204 | $154.5M | 8 | ||
| 2019 Q3 | 183 | $145.6M | 60 | ||
| 2019 Q2 | 172 | $144.1M | 5 | ||
| 2019 Q1 | 166 | $139.0M | 24 | ||
| 2018 Q4 | 169 | $109.7M | 31 | ||
| 2018 Q3 | 167 | $146.1M | 45 | ||
| 2018 Q2 | 172 | $93.9M | 44 | ||
| 2018 Q1 | 175 | $129.7M | 12 | ||
| 2017 Q4 | 173 | $141.4M | 22 | ||
| 2017 Q3 | 154 | $135.5M | 7 | ||
| 2017 Q2 | 159 | $128.7M | 25 | ||
| 2017 Q1 | 158 | $131.1M | 7 | ||
| 2016 Q4 | 164 | $123.1M | 38 | ||
| 2016 Q3 | 212 | $110.2M | 5 | ||
| 2016 Q2 | 224 | $106.1M | 4 | ||
| 2016 Q1 | 202 | $103.7M | 4 | ||
| 2015 Q4 | 198 | $101.3M | 0 |
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Regal Wealth Group, Inc. and what type of investor is it?
Regal Wealth Group, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-12-31), the firm manages a tracked equity portfolio valued at approximately $162.1M, spread across 43 disclosed positions.
What are Regal Wealth Group, Inc.'s largest equity positions?
Based on the latest 13F filing, Regal Wealth Group, Inc.'s top holdings by market value are:
1. Ishares Russell 1000 Growth (IWF) — $28.4M (17.5%)
2. Dim US Large Cap Value ETF (DFLV) — $22.1M (13.7%)
3. Ishares Core S&p 500 ETF (IVV) — $14.6M (9.0%)
4. Ishr Ibx Usd Invgd Cb Etf-ui (LQD) — $9.5M (5.9%)
5. Vanguard S/t CORP Bond ETF (VCSH) — $9.2M (5.7%)
What changes did Regal Wealth Group, Inc. make in its most recent portfolio filing?
No notable portfolio changes were recorded for Regal Wealth Group, Inc. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Regal Wealth Group, Inc. focus on?
Regal Wealth Group, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Industrials: 64.7%
• Information Technology: 18.2%
• Health Care: 7.0%
• Consumer Discretionary: 4.5%
• Utilities: 2.2%
• Consumer Staples: 1.9%
Investment Profile
Regal Wealth Group, Inc. returned an annualized 15.4% over the trailing 36 months — underperforming the S&P 500 by 1.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.81 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 64.7% of the portfolio concentrated in Industrials.
It has added to its RSP position over the past two quarters (+$2.7M, now $3.0M), while trimming TSLA over the same stretch (-$78.3K, still holding $361.9K).
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