RB
Raub Brock Capital Management LP — 13F Portfolio Report & Top Holdings (Q3 2026)
Raub Brock Capital Management LPCIK: 0001554656
ContrarianQuality / disciplined sizingHigh-turnover trader
Total reported value
$326.0M
Reporting period: 2026-09-30 · Number of holdings: 47
Raub Brock Capital Management LP disclosed 47 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $326.0M and a quarterly turnover rate of 61.8%.
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Personality snowflake
- Concentration
- 40.18
- Portfolio Stability
- 61.79
- Momentum
- 0
- Sector conviction
- 66.07
- Diversification
- 94
- Sizing Uniformity
- 80.5
Raub Brock Capital Management LP's disclosed holdings carry a Herfindahl concentration index of 0.100 — mathematically equivalent to about 10 equally-sized positions, well below its 47 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.95), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward initiating meaningfully larger new positions than it adds to existing ones (a 3.9 percentage-point tilt) — a pattern consistent with a more contrarian, new-idea-driven approach.
Sector classification currently covers about 46% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy 88636N767
Trim TSM
-53.9% -$10.0M
Trim ABBV
-56.5% -$8.8M
Trim LLY
-51.1% -$8.7M
New buy KLAC
Trim PH
-51.1% -$8.0M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Stock-Other | 22.56% | +22.56% | NEW | ||
| 2 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 19.38% | +0.09% | -4.53% | |
| 3 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 2.83% | +0.24% | -2.58% | |
| 4 | IWD | Ishares Russell 1000 Value E | ETF-Other | 2.62% | +0.26% | -2.38% | |
| 5 | IAUM | Ishares Gold Trust Micro | ETF-Commodities | 2.48% | +0.32% | -0.59% | |
| 6 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 2.41% | -2.51% | -53.89% | |
| 7 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.38% | -2.15% | -51.15% | |
| 8 | ETN | Eaton Corporation plc | Stock-Industrials | 2.34% | -1.27% | -42.44% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 2.27% | -0.60% | -48.46% | |
| 10 | PH | Parker Hannifin CORP | Stock-Industrials | 2.24% | -1.96% | -51.05% | |
| 11 | AME | Ametek Inc | Stock-Industrials | 2.23% | -1.10% | -41.32% | |
| 12 | ABBV | Abbvie Inc | Stock-Healthcare | 2.23% | -2.19% | -56.49% | |
| 13 | APH | Amphenol Corp-cl A | Stock-Tech | 2.16% | -1.32% | +16.22% | |
| 14 | MCK | Mckesson CORP | Stock-Healthcare | 2.16% | -0.66% | -39.25% | |
| 15 | KLAC | Kla CORP | Stock-Tech | 2.14% | +2.14% | NEW | |
| 16 | AVGO | Broadcom Inc | Stock-Tech | 2.10% | -1.24% | -39.23% | |
| 17 | MSI | Motorola Solutions Inc | Stock-Tech | 2.09% | -0.91% | -41.78% | |
| 18 | TXN | Texas Instruments Inc | Stock-Tech | 2.08% | -1.23% | -40.00% | |
| 19 | MA | Mastercard Inc - A | Stock-Financials | 2.06% | -1.61% | -53.20% | |
| 20 | SHW | Sherwin-williams Co/the | Stock-Materials | 2.04% | -1.64% | -46.88% | |
| 21 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 1.95% | -1.45% | -41.11% | |
| 22 | NDAQ | Nasdaq Inc | Stock-Financials | 1.95% | -0.58% | -40.76% | |
| 23 | MCO | Moody's CORP | Stock-Financials | 1.91% | -0.87% | -38.51% | |
| 24 | ECL | Ecolab Inc | Stock-Materials | 1.89% | +1.89% | NEW | |
| 25 | CARR | Carrier Global CORP | Stock-Industrials | 1.80% | -1.88% | -41.30% | |
| 26 | CASY | Casey's General Stores Inc | Stock-Consumer Disc | 1.73% | -1.47% | -36.58% | |
| 27 | ORCL | Oracle CORP | Stock-Tech | 1.54% | -0.91% | -39.66% | |
| 28 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 1.54% | +0.11% | -3.21% | |
| 29 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.40% | +0.05% | +0.28% | |
| 30 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.32% | +0.02% | -0.84% | |
| 31 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 0.32% | +0.04% | +0.20% | |
| 32 | VTEC | Vanguard Ca Tax-ex Bond | ETF-Other | 0.29% | +0.01% | +0.49% | |
| 33 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.28% | -0.15% | -38.78% | |
| 34 | AAPL | Apple Inc | Stock-Tech | 0.19% | — | -21.77% | |
| 35 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.12% | +0.04% | -1.23% | |
| 36 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.12% | +0.02% | — | |
| 37 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.10% | +0.10% | NEW | |
| 38 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.09% | +0.01% | +9.24% | |
| 39 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.09% | +0.02% | +0.28% | |
| 40 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.09% | +0.08% | NEW | |
| 41 | IUS | Invesco Rafi Strategic US Et | ETF-Other | 0.08% | +0.01% | +0.32% | |
| 42 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.08% | +0.01% | -1.53% | |
| 43 | CVX | Chevron CORP | Stock-Energy | 0.08% | +0.02% | +0.08% | |
| 44 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.08% | +0.01% | — | |
| 45 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.08% | +0.01% | +0.37% | |
| 46 | WTW | Willis Towers Watson Public Limited Company | Stock-Financials | 0.07% | +0.01% | — | |
| 47 | CERS | Cerus CORP | Stock-Other | 0.02% | +0.02% | NEW |
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q4 2026
+2.8%
Performance Last 4 Quarters
+4.4%
- Stdev
- +11%
- Beta
- +0.72
- Alpha
- -4.5%
- Max Drawdown
- -7.5%
- Annualized Perf
- +11.4%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +1.77
- Stutzer
- +0.3
- Treynor
- +0.16
- Sterling
- +0.71
- Calmar
- +1.53
- Information Ratio
- -1.46
- Tracking Error
- +7.4%
- Stdev Down
- +6.5%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +28%
- Worst 12 Months
- -0.7%
- Efficiency Ratio
- +0.42
- Sharpe
- +1.04
- Stdev Sectors
- +10.9%
- Skewness
- -0.25
- Kurtosis
- +0.46
- Upside Potential
- +3.27
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 47 | $326.0M | 62 | ||
| 2026 Q2 | 45 | $363.3M | 0 | ||
| 2026 Q1 | 43 | $395.0M | 39 | ||
| 2025 Q4 | 40 | $448.9M | 18 | ||
| 2025 Q3 | 39 | $464.7M | 52 | ||
| 2025 Q2 | 38 | $458.9M | 0 | ||
| 2025 Q1 | 39 | $447.8M | 100 | ||
| 2024 Q4 | 39 | $470.6M | 0 | ||
| 2024 Q3 | 39 | $492.1M | 0 | ||
| 2024 Q2 | 39 | $457.8M | 0 | ||
| 2024 Q1 | 40 | $472.1M | 0 | ||
| 2023 Q4 | 65 | $477.4M | 0 | ||
| 2023 Q3 | 63 | $503.3M | 0 | ||
| 2023 Q2 | 65 | $532.9M | 0 | ||
| 2023 Q1 | 66 | $519.9M | 0 | ||
| 2022 Q4 | 65 | $489.5M | 0 | ||
| 2022 Q3 | 63 | $479.1M | 0 | ||
| 2022 Q2 | 65 | $523.8M | 0 | ||
| 2022 Q1 | 71 | $587.6M | 0 | ||
| 2021 Q4 | 66 | $658.1M | 0 | ||
| 2021 Q3 | 66 | $658.1M | 0 | ||
| 2021 Q2 | 52 | $580.5M | 100 | ||
| 2021 Q1 | 68 | $633.9M | 26 | ||
| 2020 Q4 | 59 | $616.6M | 9 | ||
| 2020 Q3 | 54 | $590.0M | 19 | ||
| 2020 Q2 | 53 | $538.1M | 42 | ||
| 2020 Q1 | 54 | $458.1M | 39 | ||
| 2019 Q4 | 60 | $570.3M | 17 | ||
| 2019 Q3 | 57 | $520.0M | 9 | ||
| 2019 Q2 | 55 | $488.8M | 19 | ||
| 2019 Q1 | 42 | $475.6M | 19 | ||
| 2018 Q4 | 39 | $405.3M | 23 | ||
| 2018 Q3 | 45 | $452.6M | 23 | ||
| 2018 Q2 | 42 | $423.4M | 15 | ||
| 2018 Q1 | 44 | $401.7M | 30 | ||
| 2017 Q4 | 41 | $403.8M | 7 | ||
| 2017 Q3 | 36 | $390.1M | 16 | ||
| 2017 Q2 | 36 | $359.3M | 9 | ||
| 2017 Q1 | 36 | $341.5M | 23 | ||
| 2016 Q4 | 39 | $325.2M | 10 | ||
| 2016 Q3 | 37 | $321.2M | 21 | ||
| 2016 Q2 | 37 | $333.1M | 20 | ||
| 2016 Q1 | 35 | $338.4M | 23 | ||
| 2015 Q4 | 36 | $314.0M | 13 | ||
| 2015 Q3 | 36 | $296.2M | 15 | ||
| 2015 Q2 | 37 | $307.8M | 17 | ||
| 2015 Q1 | 37 | $294.7M | 15 | ||
| 2014 Q4 | 35 | $286.1M | 27 | ||
| 2014 Q3 | 38 | $278.4M | 18 | ||
| 2014 Q2 | 36 | $265.6M | 28 | ||
| 2014 Q1 | 37 | $261.1M | 13 | ||
| 2013 Q4 | 37 | $233.1M | 24 | ||
| 2013 Q3 | 34 | $213.6M | 20 | ||
| 2013 Q2 | 32 | $194.5M | 0 |
Holding changes this quarter
Raub Brock Capital Management LP's most significant position changes for 2026-09-30: New buy: ; New buy: Kla CORP (KLAC); New buy: Ecolab Inc (ECL); Sold out: Novo-nordisk A/s-spons Adr (NVO); Sold out: Automatic Data Processing (ADP).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +22.6% | NEW | New buy | |
| 2 | KLAC | Kla CORP | +2.1% | NEW | New buy |
| 3 | ECL | Ecolab Inc | +1.9% | NEW | New buy |
| 4 | IAUM | Ishares Gold Trust Micro | +0.3% | -0.59% | Trim |
| 5 | IWD | Ishares Russell 1000 Value E | +0.3% | -2.38% | Trim |
| 6 | QQQM | Invesco Nasdaq 100 ETF | +0.2% | -2.58% | Trim |
| 7 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.1% | -3.21% | Trim |
| 8 | VTI | Vanguard Total Stock Mkt ETF | +0.1% | NEW | New buy |
| 9 | IEF | Ishares 7-10 Year Treasury B | +0.1% | -4.53% | Trim |
| 10 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | NEW | New buy |
| 11 | QUAL | Ishares Msci USA Quality Fac | +0.1% | +0.28% | Add |
| 12 | TMO | Thermo Fisher Scientific Inc | 0% | -1.23% | Trim |
| 13 | DGRW | Wisdomtree U.s. Quality Divi | 0% | +0.20% | Add |
| 14 | CERS | Cerus CORP | 0% | NEW | New buy |
| 15 | CVX | Chevron CORP | 0% | +0.08% | Add |
| 16 | VIG | Vanguard Dividend Apprec ETF | 0% | -0.84% | Trim |
| 17 | IVV | Ishares Core S&p 500 ETF | 0% | +0.28% | Add |
| 18 | JEPQ | JPM Nasdaq Equity Premium | 0% | — | Unchanged |
| 19 | VTEC | Vanguard Ca Tax-ex Bond | 0% | +0.49% | Add |
| 20 | WTW | Willis Towers Watson Public Limited Company | 0% | — | Unchanged |
| 21 | SCHM | Schwab US Mid Cap ETF | 0% | +0.37% | Add |
| 22 | IUS | Invesco Rafi Strategic US Et | 0% | +0.32% | Add |
| 23 | VGT | Vanguard Info Tech ETF | 0% | -1.53% | Trim |
| 24 | IWM | Ishares Russell 2000 ETF | 0% | +9.24% | Add |
| 25 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | — | Unchanged |
| 26 | AAPL | Apple Inc | — | -21.77% | Trim |
| 27 | ACN | Accenture plc | -0.1% | EXIT | Sold out |
| 28 | V | Visa Inc-class A Shares | -0.1% | EXIT | Sold out |
| 29 | ADP | Automatic Data Processing | -0.1% | EXIT | Sold out |
| 30 | NVO | Novo-nordisk A/s-spons Adr | -0.1% | EXIT | Sold out |
| 31 | GOOGL | Alphabet Inc-cl A | -0.2% | -38.78% | Trim |
| 32 | NDAQ | Nasdaq Inc | -0.6% | -40.76% | Trim |
| 33 | MSFT | Microsoft CORP | -0.6% | -48.46% | Trim |
| 34 | MCK | Mckesson CORP | -0.7% | -39.25% | Trim |
| 35 | MCO | Moody's CORP | -0.9% | -38.51% | Trim |
| 36 | MSI | Motorola Solutions Inc | -0.9% | -41.78% | Trim |
| 37 | ORCL | Oracle CORP | -0.9% | -39.66% | Trim |
| 38 | AME | Ametek Inc | -1.1% | -41.32% | Trim |
| 39 | TXN | Texas Instruments Inc | -1.2% | -40.00% | Trim |
| 40 | AVGO | Broadcom Inc | -1.2% | -39.23% | Trim |
| 41 | ETN | Eaton Corporation plc | -1.3% | -42.44% | Trim |
| 42 | APH | Amphenol Corp-cl A | -1.3% | +16.22% | Add |
| 43 | TJX | Tjx Companies Inc | -1.5% | -41.11% | Trim |
| 44 | CASY | Casey's General Stores Inc | -1.5% | -36.58% | Trim |
| 45 | MA | Mastercard Inc - A | -1.6% | -53.20% | Trim |
| 46 | SHW | Sherwin-williams Co/the | -1.6% | -46.88% | Trim |
| 47 | CARR | Carrier Global CORP | -1.9% | -41.30% | Trim |
| 48 | PH | Parker Hannifin CORP | -2% | -51.05% | Trim |
| 49 | LLY | Eli Lilly & Co | -2.2% | -51.15% | Trim |
| 50 | ABBV | Abbvie Inc | -2.2% | -56.49% | Trim |
1–50 of 51
Filing History
FAQ
What is Raub Brock Capital Management LP and what type of investor is it?
Raub Brock Capital Management LP is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $326.0M, spread across 47 disclosed positions.
What are Raub Brock Capital Management LP's largest equity positions?
Based on the latest 13F filing, Raub Brock Capital Management LP's top holdings by market value are:
1. — $73.5M (22.6%)
2. Ishares 7-10 Year Treasury B (IEF) — $63.2M (19.4%)
3. Invesco Nasdaq 100 ETF (QQQM) — $9.2M (2.8%)
4. Ishares Russell 1000 Value E (IWD) — $8.6M (2.6%)
5. Ishares Gold Trust Micro (IAUM) — $8.1M (2.5%)
What changes did Raub Brock Capital Management LP make in its most recent portfolio filing?
In the latest reported quarter, Raub Brock Capital Management LP made 48 notable position adjustments: 6 new positions were initiated, 9 existing holdings were added to, 29 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: ; New buy: Kla CORP (KLAC); New buy: Ecolab Inc (ECL); Sold out: Novo-nordisk A/s-spons Adr (NVO); Sold out: Automatic Data Processing (ADP)
What sectors does Raub Brock Capital Management LP focus on?
Raub Brock Capital Management LP is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 36.6%
• Industrials: 18.5%
• Health Care: 14.8%
• Financials: 12.9%
• Materials: 8.5%
• Consumer Discretionary: 7.9%
Investment Profile
Raub Brock Capital Management LP returned an annualized 11.4% over the trailing 36 months — underperforming the S&P 500 by 4.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.72 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is moderately concentrated and fast-trading, with 36.6% of the portfolio concentrated in Information Technology.
Its concentration score has risen from 23 to 40 over the past 4 quarters — a shift toward higher-conviction positions.
It has added to its QUAL position over the past two quarters (+$205.8K, now $1.3M), while trimming TJX over the same stretch (-$10.7M, still holding $6.4M).
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AP
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SW
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LC
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Developer Access
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REST API
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