QI
Quad-Cities Investment Group, LLC SEC 13F Filing (Q2 2026) — Holdings & Portfolio
Quad-Cities Investment Group, LLCCIK: 0001741426
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$278.2M
Reporting period: 2026-06-30 · Number of holdings: 209
Quad-Cities Investment Group, LLC disclosed 209 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $278.2M and a quarterly turnover rate of 18.8%.
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Personality snowflake
- Concentration
- 6.46
- Portfolio Stability
- 18.81
- Momentum
- 100
- Sector conviction
- 54.51
- Diversification
- 100
- Sizing Uniformity
- 84.55
Quad-Cities Investment Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.016 — mathematically equivalent to about 62 equally-sized positions, well below its 209 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.55), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 35% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim IAGG
-78.4% -$2.8M
Add PYLD
+166.5% $2.2M
Trim XOM
-21.1% -$922.0K
Add ACYN
+515.3% $1.1M
Trim CRON
-74.8% -$716.9K
Add QQQ
-0.2% $1.3M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 209 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 5.82% | +0.08% | -1.51% | |
| 2 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 3.79% | +0.13% | +3.60% | |
| 3 | FPE | Ft-preferred Secur & Inc ETF | ETF-Other | 3.63% | -0.16% | +5.22% | |
| 4 | DGRO | Ishares Core Dividend Growth | ETF-Other | 3.11% | +0.05% | +4.36% | |
| 5 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 2.94% | +0.07% | -0.41% | |
| 6 | DFAU | Dimensional US Core Equity M | ETF-Other | 2.70% | +0.22% | +5.51% | |
| 7 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 2.48% | -0.17% | +3.48% | |
| 8 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.32% | +0.05% | -0.64% | |
| 9 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.26% | +0.29% | -0.22% | |
| 10 | DFAI | Dimensional International Co | ETF-Other | 2.24% | -0.06% | +2.34% | |
| 11 | FBND | Fidelity Total Bond ETF | ETF-Other | 2.13% | -0.15% | +4.19% | |
| 12 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.07% | -0.01% | -3.52% | |
| 13 | NVDA | Nvidia CORP | Stock-Tech | 1.86% | +0.06% | -0.09% | |
| 14 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.82% | +0.14% | +0.82% | |
| 15 | WFC | Wells Fargo & Co | Stock-Financials | 1.52% | -0.11% | -0.33% | |
| 16 | HYLS | Ft Tactical High Yield ETF | ETF-High Yield | 1.38% | -0.06% | +6.40% | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 1.35% | -0.23% | -6.39% | |
| 18 | TPYP | Tortoise North American Pipe | ETF-Other | 1.33% | -0.18% | -1.53% | |
| 19 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 1.28% | +0.75% | +166.53% | |
| 20 | DE | Deere & Co | Stock-Industrials | 1.25% | +0.01% | -0.51% | |
| 21 | CAT | Caterpillar Inc | Stock-Industrials | 1.20% | +0.20% | -11.92% | |
| 22 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 1.17% | +0.10% | +6.11% | |
| 23 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 1.16% | +0.05% | +0.62% | |
| 24 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 1.16% | +0.06% | -1.32% | |
| 25 | WMT | Walmart Inc | Stock-Consumer Staples | 1.04% | -0.23% | -0.43% | |
| 26 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.93% | -0.01% | +1.64% | |
| 27 | RQI | Cohen & Steers Qual Inc Rlty | Stock-Other | 0.91% | -0.04% | +3.74% | |
| 28 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.91% | +0.10% | +1.25% | |
| 29 | AVGO | Broadcom Inc | Stock-Tech | 0.91% | +0.07% | -2.61% | |
| 30 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.87% | +0.13% | +15.40% | |
| 31 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 0.83% | +0.05% | +2.89% | |
| 32 | AVMC | Avantis US Mid Cap Eq ETF | ETF-Other | 0.82% | +0.11% | +15.62% | |
| 33 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 0.79% | -0.08% | +1.64% | |
| 34 | FBT | First Trust Nyse Arca Biotec | ETF-Other | 0.78% | +0.09% | +1.93% | |
| 35 | FDL | First Trust Morn Dvd Lead In | ETF-Other | 0.74% | -0.14% | -2.23% | |
| 36 | FEMS | First Trust Emerging Markets | ETF-Emerging Markets | 0.72% | -0.10% | -2.57% | |
| 37 | RDVI | Ft Vest Rising Dividend Achi | ETF-Other | 0.70% | +0.05% | +3.76% | |
| 38 | FTCS | First Trust Capital Strength | ETF-Other | 0.67% | -0.11% | -5.09% | |
| 39 | AXON | Axon Enterprise Inc | Stock-Industrials | 0.64% | +0.17% | +15.50% | |
| 40 | RDVY | First Trust Rising Dividend | ETF-Other | 0.60% | +0.04% | -0.61% | |
| 41 | XOM | Exxon Mobil CORP | Stock-Energy | 0.58% | -0.43% | -21.08% | |
| 42 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.57% | +0.04% | -3.01% | |
| 43 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 0.56% | -0.24% | -22.69% | |
| 44 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.55% | +0.12% | -0.03% | |
| 45 | DFIC | Dimensional International Co | ETF-Other | 0.55% | +0.01% | +6.37% | |
| 46 | COLB | Columbia Banking System Inc | Stock-Financials | 0.53% | +0.03% | +0.73% | |
| 47 | ICVT | Ishares Convertible Bond ETF | ETF-Other | 0.51% | +0.02% | -3.22% | |
| 48 | FTSL | First Trust Senior Loan ETF | ETF-Other | 0.50% | -0.07% | -1.09% | |
| 49 | VLO | Valero Energy CORP | Stock-Energy | 0.50% | -0.05% | -5.16% | |
| 50 | ACYN | Ft Lad Autocall Bar Inc ETF | ETF-Other | 0.49% | +0.40% | +515.30% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+2.6%
Performance Last 4 Quarters
+18.9%
- Stdev
- +10%
- Beta
- +0.74
- Alpha
- +1.2%
- Max Drawdown
- -6.2%
- Annualized Perf
- +16.7%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.24
- Stutzer
- +0.46
- Treynor
- +0.22
- Sterling
- +1.15
- Calmar
- +2.7
- Information Ratio
- -0.87
- Tracking Error
- +4.6%
- Stdev Down
- +5%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +27.8%
- Worst 12 Months
- +8.8%
- Efficiency Ratio
- +0.62
- Sharpe
- +1.6
- Stdev Sectors
- +9.1%
- Skewness
- -0.11
- Kurtosis
- -0.25
- Upside Potential
- +4.83
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 209 | $278.2M | 19 | ||
| 2026 Q1 | 200 | $250.9M | 12 | ||
| 2025 Q4 | 190 | $242.4M | 9 | ||
| 2025 Q3 | 189 | $234.9M | 22 | ||
| 2025 Q2 | 184 | $220.2M | 0 | ||
| 2025 Q1 | 183 | $202.7M | 100 | ||
| 2024 Q4 | 179 | $204.0M | 0 | ||
| 2024 Q3 | 184 | $199.3M | 0 | ||
| 2024 Q2 | 176 | $180.8M | 0 | ||
| 2024 Q1 | 179 | $171.3M | 0 | ||
| 2023 Q4 | 174 | $161.8M | 0 | ||
| 2023 Q3 | 175 | $149.0M | 0 | ||
| 2023 Q2 | 177 | $153.2M | 0 | ||
| 2023 Q1 | 168 | $144.4M | 0 | ||
| 2022 Q4 | 173 | $135.8M | 0 | ||
| 2022 Q3 | 173 | $128.8M | 0 | ||
| 2022 Q2 | 175 | $134.8M | 0 | ||
| 2022 Q1 | 181 | $156.4M | 0 | ||
| 2021 Q4 | 190 | $160.1M | 0 | ||
| 2021 Q3 | 173 | $143.1M | 0 | ||
| 2021 Q2 | 182 | $147.2M | 94 | ||
| 2021 Q1 | 168 | $131.8M | 17 | ||
| 2020 Q4 | 158 | $121.7M | 23 | ||
| 2020 Q3 | 151 | $104.7M | 18 | ||
| 2020 Q2 | 155 | $97.3M | 25 | ||
| 2020 Q1 | 148 | $78.2M | 32 | ||
| 2019 Q4 | 167 | $105.2M | 33 | ||
| 2019 Q3 | 5536 | $118.4M | 12 | ||
| 2019 Q2 | 5503 | $114.5M | 15 | ||
| 2019 Q1 | 5385 | $110.1M | 22 | ||
| 2018 Q4 | 5450 | $97.4M | 22 | ||
| 2018 Q3 | 5435 | $113.6M | 14 | ||
| 2018 Q2 | 5340 | $107.7M | 42 | ||
| 2018 Q1 | 153 | $78.1M | 0 |
Holding changes this quarter
Quad-Cities Investment Group, LLC's most significant position changes for 2026-06-30: Sold out: Ft Vest US Small Cap Moderat (SNOV); New buy: Ft Vest U.s. Small Cap Moder (SMAY); New buy: Ishares Ibonds 2029 Tm Hy In (IBHI); New buy: Ft Vest US Equity Moderate B (GAPR); New buy: Marvell Technology Inc (MRVL).
Showing top 200 changes by size (of 220 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | PYLD | Pimco Multisector Bond Actv | +0.8% | +166.53% | Add |
| 2 | ACYN | Ft Lad Autocall Bar Inc ETF | +0.4% | +515.30% | Add |
| 3 | QQQ | Invesco Qqq Trust Series 1 | +0.3% | -0.22% | Trim |
| 4 | DFAU | Dimensional US Core Equity M | +0.2% | +5.51% | Add |
| 5 | SMAY | Ft Vest U.s. Small Cap Moder | +0.2% | NEW | New buy |
| 6 | CAT | Caterpillar Inc | +0.2% | -11.92% | Trim |
| 7 | IBHI | Ishares Ibonds 2029 Tm Hy In | +0.2% | NEW | New buy |
| 8 | GAPR | Ft Vest US Equity Moderate B | +0.2% | NEW | New buy |
| 9 | AXON | Axon Enterprise Inc | +0.2% | +15.50% | Add |
| 10 | MRVL | Marvell Technology Inc | +0.2% | NEW | New buy |
| 11 | CRWD | Crowdstrike Holdings Inc - A | +0.2% | NEW | New buy |
| 12 | IJR | Ishares Core S&p Small-cap E | +0.1% | +0.82% | Add |
| 13 | BSJS | Invesco Bulletshares 2028 Hy | +0.1% | +138.50% | Add |
| 14 | VGT | Vanguard Info Tech ETF | +0.1% | +1608.09% | Add |
| 15 | RSP | Invesco S&p 500 Equal Weight | +0.1% | +3.60% | Add |
| 16 | TSLA | Tesla Inc | +0.1% | +15.40% | Add |
| 17 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | -0.03% | Trim |
| 18 | QQQM | Invesco Nasdaq 100 ETF | +0.1% | +26.46% | Add |
| 19 | HOOD | Robinhood Markets Inc - A | +0.1% | +54.85% | Add |
| 20 | AVMC | Avantis US Mid Cap Eq ETF | +0.1% | +15.62% | Add |
| 21 | DFAC | Dimensional US Core Equity 2 | +0.1% | +6.11% | Add |
| 22 | GOOG | Alphabet Inc-cl C | +0.1% | +1.25% | Add |
| 23 | CPA | Copa Holdings, S.A. | +0.1% | +1.82% | Add |
| 24 | DLFE | Ft Vest US Equity Db Etf-feb | +0.1% | NEW | New buy |
| 25 | FBT | First Trust Nyse Arca Biotec | +0.1% | +1.93% | Add |
| 26 | SFEB | Ft Vest US Sc Mb Etf-usd Inc | +0.1% | NEW | New buy |
| 27 | AAPL | Apple Inc | +0.1% | -1.51% | Trim |
| 28 | EMXC | Ishares Msci Emr Mrk Ex Chna | +0.1% | +9.40% | Add |
| 29 | APLD | Applied Digital CORP | +0.1% | -7.49% | Trim |
| 30 | GMAY | Ft Vest U.s. Equity Moderate | +0.1% | NEW | New buy |
| 31 | IBHJ | Ishrs Ibds 2030 Hy & Inc ETF | +0.1% | NEW | New buy |
| 32 | STLD | Steel Dynamics Inc | +0.1% | NEW | New buy |
| 33 | CRSP | CRISPR Therapeutics AG | +0.1% | NEW | New buy |
| 34 | ITA | Ishares U.s. Aerospace & Def | +0.1% | NEW | New buy |
| 35 | FHDG | Ftequity Qrtrly Dyn Buff ETF | +0.1% | NEW | New buy |
| 36 | IJH | Ishares Core S&p Midcap ETF | +0.1% | -0.41% | Trim |
| 37 | AVGO | Broadcom Inc | +0.1% | -2.61% | Trim |
| 38 | WELL | Welltower Inc | +0.1% | NEW | New buy |
| 39 | MU | Micron Technology Inc | +0.1% | NEW | New buy |
| 40 | GAM | General American Investors | +0.1% | NEW | New buy |
| 41 | DAPR | Ft Vest U.s. Equity Deep Buf | +0.1% | NEW | New buy |
| 42 | MMM | 3m Co | +0.1% | NEW | New buy |
| 43 | ORCL | Oracle CORP | +0.1% | NEW | New buy |
| 44 | NVDA | Nvidia CORP | +0.1% | -0.09% | Trim |
| 45 | DFAE | Dimensional Emerging Core Eq | +0.1% | -1.32% | Trim |
| 46 | ASML | ASML Holding N.V. | +0.1% | -1.86% | Trim |
| 47 | DGRO | Ishares Core Dividend Growth | +0.1% | +4.36% | Add |
| 48 | AMZN | Amazon.com Inc | +0.1% | -0.64% | Trim |
| 49 | ITOT | Ishares Core S&p Total U.s. | +0.1% | +0.62% | Add |
| 50 | DFAS | Dimensional US Small Cap ETF | +0.1% | +2.89% | Add |
1–50 of 200
Filing History
FAQ
What is Quad-Cities Investment Group, LLC and what type of investor is it?
Quad-Cities Investment Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $278.2M, spread across 209 disclosed positions.
What are Quad-Cities Investment Group, LLC's largest equity positions?
Based on the latest 13F filing, Quad-Cities Investment Group, LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $16.2M (5.8%)
2. Invesco S&p 500 Equal Weight (RSP) — $10.6M (3.8%)
3. Ft-preferred Secur & Inc ETF (FPE) — $10.1M (3.6%)
4. Ishares Core Dividend Growth (DGRO) — $8.7M (3.1%)
5. Ishares Core S&p Midcap ETF (IJH) — $8.2M (2.9%)
What changes did Quad-Cities Investment Group, LLC make in its most recent portfolio filing?
In the latest reported quarter, Quad-Cities Investment Group, LLC made 184 notable position adjustments: 19 new positions were initiated, 86 existing holdings were added to, 69 positions were partially reduced, and 10 were completely exited. The largest of these moves: Sold out: Ft Vest US Small Cap Moderat (SNOV); New buy: Ft Vest U.s. Small Cap Moder (SMAY); New buy: Ishares Ibonds 2029 Tm Hy In (IBHI); New buy: Ft Vest US Equity Moderate B (GAPR); New buy: Marvell Technology Inc (MRVL)
What sectors does Quad-Cities Investment Group, LLC focus on?
Quad-Cities Investment Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 33.4%
• Industrials: 17.6%
• Financials: 12.1%
• Consumer Discretionary: 10.5%
• Energy: 7.7%
• Communication Services: 5.9%
Investment Profile
Quad-Cities Investment Group, LLC returned an annualized 16.7% over the trailing 36 months — outperforming the S&P 500 by 1.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.74 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 33.4% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 19 over the past 4 quarters — a shift toward more active trading.
It has added to its PYLD position over the past two quarters (+$3.0M, now $3.6M), while trimming IAGG over the same stretch (-$3.3M, still holding $795.1K).
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