QI
Quad-Cities Investment Group, LLC SEC 13F Filing (Q3 2026) — Holdings & Portfolio
Quad-Cities Investment Group, LLCCIK: 0001741426
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$279.7M
Reporting period: 2026-09-30 · Number of holdings: 213
Quad-Cities Investment Group, LLC disclosed 213 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $279.7M and a quarterly turnover rate of 12.8%.
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Personality snowflake
- Concentration
- 6.66
- Portfolio Stability
- 12.82
- Momentum
- 100
- Sector conviction
- 60.32
- Diversification
- 100
- Sizing Uniformity
- 84.01
Quad-Cities Investment Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.017 — mathematically equivalent to about 60 equally-sized positions, well below its 213 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.60), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 35% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy 30233Q108
Add AAPL
-2.5% $2.0M
Sold out XOM
Add MSFT
-0.2% $1.4M
New buy 84615Q103
Sold out EMXC
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 213 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 6.49% | +0.67% | -2.47% | |
| 2 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 3.76% | -0.03% | +1.76% | |
| 3 | FPE | Ft-preferred Secur & Inc ETF | ETF-Other | 3.54% | -0.09% | +2.80% | |
| 4 | DGRO | Ishares Core Dividend Growth | ETF-Other | 3.11% | — | +0.89% | |
| 5 | DFAU | Dimensional US Core Equity M | ETF-Other | 2.73% | +0.03% | +0.14% | |
| 6 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 2.71% | -0.24% | -0.81% | |
| 7 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 2.44% | -0.04% | -1.02% | |
| 8 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.29% | +0.03% | +1.63% | |
| 9 | DFAI | Dimensional International Co | ETF-Other | 2.25% | +0.02% | +0.63% | |
| 10 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.24% | -0.08% | -7.51% | |
| 11 | NVDA | Nvidia CORP | Stock-Tech | 2.05% | +0.19% | -2.73% | |
| 12 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.03% | -0.04% | -3.42% | |
| 13 | FBND | Fidelity Total Bond ETF | ETF-Other | 1.84% | -0.29% | -8.73% | |
| 14 | MSFT | Microsoft CORP | Stock-Tech | 1.84% | +0.49% | -0.24% | |
| 15 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.63% | -0.19% | -1.85% | |
| 16 | WFC | Wells Fargo & Co | Stock-Financials | 1.46% | -0.06% | -0.34% | |
| 17 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 1.37% | +0.09% | +12.37% | |
| 18 | HYLS | Ft Tactical High Yield ETF | ETF-High Yield | 1.35% | -0.03% | +1.83% | |
| 19 | DE | Deere & Co | Stock-Industrials | 1.31% | +0.06% | -0.51% | |
| 20 | TPYP | Tortoise North American Pipe | ETF-Other | 1.23% | -0.10% | -2.20% | |
| 21 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 1.17% | — | +0.48% | |
| 22 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 1.15% | -0.01% | +1.83% | |
| 23 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 1.11% | -0.05% | -4.70% | |
| 24 | RQI | Cohen & Steers Qual Inc Rlty | Stock-Other | 1.01% | +0.10% | +25.70% | |
| 25 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.93% | — | -0.04% | |
| 26 | WMT | Walmart Inc | Stock-Consumer Staples | 0.92% | -0.12% | -3.50% | |
| 27 | CAT | Caterpillar Inc | Stock-Industrials | 0.91% | -0.29% | +0.03% | |
| 28 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.87% | -0.04% | +0.32% | |
| 29 | FBT | First Trust Nyse Arca Biotec | ETF-Other | 0.85% | +0.07% | — | |
| 30 | AVMC | Avantis US Mid Cap Eq ETF | ETF-Other | 0.84% | +0.02% | +8.62% | |
| 31 | AVGO | Broadcom Inc | Stock-Tech | 0.79% | -0.12% | -5.40% | |
| 32 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 0.78% | -0.05% | +0.60% | |
| 33 | ✓ | Stock-Other | 0.77% | +0.77% | NEW | ||
| 34 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.76% | -0.11% | +4.47% | |
| 35 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 0.75% | -0.04% | -0.50% | |
| 36 | FDL | First Trust Morn Dvd Lead In | ETF-Other | 0.74% | — | -0.85% | |
| 37 | RDVI | Ft Vest Rising Dividend Achi | ETF-Other | 0.68% | -0.02% | +2.75% | |
| 38 | VLO | Valero Energy CORP | Stock-Energy | 0.68% | +0.18% | -6.83% | |
| 39 | FTCS | First Trust Capital Strength | ETF-Other | 0.66% | -0.01% | -1.67% | |
| 40 | ACYN | Ft Lad Autocall Bar Inc ETF | ETF-Other | 0.65% | +0.16% | +34.39% | |
| 41 | FEMS | First Trust Emerging Markets | ETF-Emerging Markets | 0.64% | -0.08% | -8.16% | |
| 42 | RDVY | First Trust Rising Dividend | ETF-Other | 0.57% | -0.03% | -0.79% | |
| 43 | DFIC | Dimensional International Co | ETF-Other | 0.55% | — | +0.20% | |
| 44 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.54% | -0.03% | -1.21% | |
| 45 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 0.53% | -0.03% | -3.55% | |
| 46 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.51% | -0.04% | -2.03% | |
| 47 | AXON | Axon Enterprise Inc | Stock-Industrials | 0.51% | -0.13% | +6.03% | |
| 48 | FTSL | First Trust Senior Loan ETF | ETF-Other | 0.47% | -0.03% | -5.25% | |
| 49 | COLB | Columbia Banking System Inc | Stock-Financials | 0.47% | -0.06% | +0.07% | |
| 50 | ICVT | Ishares Convertible Bond ETF | ETF-Other | 0.47% | -0.04% | -0.58% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+0.9%
Performance Last 4 Quarters
+12.6%
- Stdev
- +9.5%
- Beta
- +0.73
- Alpha
- +1.1%
- Max Drawdown
- -6.2%
- Annualized Perf
- +18.7%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +4.03
- Stutzer
- +0.54
- Treynor
- +0.24
- Sterling
- +1.29
- Calmar
- +3.02
- Information Ratio
- -1.08
- Tracking Error
- +4.6%
- Stdev Down
- +4.4%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +27.8%
- Worst 12 Months
- +8.8%
- Efficiency Ratio
- +0.73
- Sharpe
- +1.85
- Stdev Sectors
- +10%
- Skewness
- -0.07
- Kurtosis
- -0.02
- Upside Potential
- +5.52
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 213 | $279.7M | 13 | ||
| 2026 Q2 | 209 | $278.2M | 19 | ||
| 2026 Q1 | 200 | $250.9M | 12 | ||
| 2025 Q4 | 190 | $242.4M | 9 | ||
| 2025 Q3 | 189 | $234.9M | 22 | ||
| 2025 Q2 | 184 | $220.2M | 0 | ||
| 2025 Q1 | 183 | $202.7M | 100 | ||
| 2024 Q4 | 179 | $204.0M | 0 | ||
| 2024 Q3 | 184 | $199.3M | 0 | ||
| 2024 Q2 | 176 | $180.8M | 0 | ||
| 2024 Q1 | 179 | $171.3M | 0 | ||
| 2023 Q4 | 174 | $161.8M | 0 | ||
| 2023 Q3 | 175 | $149.0M | 0 | ||
| 2023 Q2 | 177 | $153.2M | 0 | ||
| 2023 Q1 | 168 | $144.4M | 0 | ||
| 2022 Q4 | 173 | $135.8M | 0 | ||
| 2022 Q3 | 173 | $128.8M | 0 | ||
| 2022 Q2 | 175 | $134.8M | 0 | ||
| 2022 Q1 | 181 | $156.4M | 0 | ||
| 2021 Q4 | 190 | $160.1M | 0 | ||
| 2021 Q3 | 173 | $143.1M | 0 | ||
| 2021 Q2 | 182 | $147.2M | 94 | ||
| 2021 Q1 | 168 | $131.8M | 17 | ||
| 2020 Q4 | 158 | $121.7M | 23 | ||
| 2020 Q3 | 151 | $104.7M | 18 | ||
| 2020 Q2 | 155 | $97.3M | 25 | ||
| 2020 Q1 | 148 | $78.2M | 32 | ||
| 2019 Q4 | 167 | $105.2M | 33 | ||
| 2019 Q3 | 5536 | $118.4M | 12 | ||
| 2019 Q2 | 5503 | $114.5M | 15 | ||
| 2019 Q1 | 5385 | $110.1M | 22 | ||
| 2018 Q4 | 5450 | $97.4M | 22 | ||
| 2018 Q3 | 5435 | $113.6M | 14 | ||
| 2018 Q2 | 5340 | $107.7M | 42 | ||
| 2018 Q1 | 153 | $78.1M | 0 |
Holding changes this quarter
Quad-Cities Investment Group, LLC's most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: ; Sold out: Ishares Msci Emr Mrk Ex Chna (EMXC); Sold out: Oneok Inc (OKE).
Showing top 200 changes by size (of 225 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +0.8% | NEW | New buy | |
| 2 | AAPL | Apple Inc | +0.7% | -2.47% | Trim |
| 3 | MSFT | Microsoft CORP | +0.5% | -0.24% | Trim |
| 4 | ✓ | +0.4% | NEW | New buy | |
| 5 | MU | Micron Technology Inc | +0.3% | +507.82% | Add |
| 6 | ✓ | +0.3% | NEW | New buy | |
| 7 | NVDA | Nvidia CORP | +0.2% | -2.73% | Trim |
| 8 | ✓ | +0.2% | NEW | New buy | |
| 9 | VLO | Valero Energy CORP | +0.2% | -6.83% | Trim |
| 10 | ACYN | Ft Lad Autocall Bar Inc ETF | +0.2% | +34.39% | Add |
| 11 | VGT | Vanguard Info Tech ETF | +0.2% | +58.98% | Add |
| 12 | IBHI | Ishares Ibonds 2029 Tm Hy In | +0.1% | +76.80% | Add |
| 13 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | +160.49% | Add |
| 14 | SAUG | Ft Vest US Small Cap Moderat | +0.1% | NEW | New buy |
| 15 | RQI | Cohen & Steers Qual Inc Rlty | +0.1% | +25.70% | Add |
| 16 | PM | Philip Morris International | +0.1% | NEW | New buy |
| 17 | PYLD | Pimco Multisector Bond Actv | +0.1% | +12.37% | Add |
| 18 | MPC | Marathon Petroleum CORP | +0.1% | NEW | New buy |
| 19 | CAIE | Calamos Autocallable Inc ETF | +0.1% | NEW | New buy |
| 20 | CVX | Chevron CORP | +0.1% | +60.89% | Add |
| 21 | ERO | Ero Copper CORP | +0.1% | NEW | New buy |
| 22 | DSEP | Ft Vest U.s. Equity Deep Buf | +0.1% | NEW | New buy |
| 23 | ARKK | Ark Innovation ETF | +0.1% | NEW | New buy |
| 24 | PLTR | Palantir Technologies Inc-a | +0.1% | NEW | New buy |
| 25 | BMY | Bristol-myers Squibb Co | +0.1% | NEW | New buy |
| 26 | ABBV | Abbvie Inc | +0.1% | +17.22% | Add |
| 27 | ICE | Intercontinental Exchange In | +0.1% | NEW | New buy |
| 28 | SM | Sm Energy Co | +0.1% | +23.29% | Add |
| 29 | FBT | First Trust Nyse Arca Biotec | +0.1% | — | Unchanged |
| 30 | PSX | Phillips 66 | +0.1% | NEW | New buy |
| 31 | BSJT | Invesco Bulletshares 2029 Hy | +0.1% | NEW | New buy |
| 32 | DE | Deere & Co | +0.1% | -0.51% | Trim |
| 33 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +300.00% | Add |
| 34 | QQQM | Invesco Nasdaq 100 ETF | +0.1% | +14.42% | Add |
| 35 | VNQ | Vanguard Real Estate ETF | +0.1% | +26.23% | Add |
| 36 | HOOD | Robinhood Markets Inc - A | +0.1% | +4.42% | Add |
| 37 | DFEM | Dimensional Emrg Mrkt Core | 0% | +20.45% | Add |
| 38 | META | Meta Platforms Inc-class A | 0% | -0.45% | Trim |
| 39 | FCX | Freeport-mcmoran Inc | 0% | +0.83% | Add |
| 40 | QQQ | Invesco Qqq Trust Series 1 | 0% | +1.63% | Add |
| 41 | DFAU | Dimensional US Core Equity M | 0% | +0.14% | Add |
| 42 | SUN | Sunoco LP | 0% | +0.54% | Add |
| 43 | TRV | Travelers Cos Inc/the | 0% | — | Unchanged |
| 44 | T | At&t Inc | 0% | +9.81% | Add |
| 45 | SKYY | First Trust Cloud Computing | 0% | — | Unchanged |
| 46 | VZ | Verizon Communications Inc | 0% | +5.16% | Add |
| 47 | AVMC | Avantis US Mid Cap Eq ETF | 0% | +8.62% | Add |
| 48 | OBE | Obsidian Energy LTD | 0% | — | Unchanged |
| 49 | DFAI | Dimensional International Co | 0% | +0.63% | Add |
| 50 | BSJR | Invesco Bulletshares 2027 Hy | 0% | +9.72% | Add |
1–50 of 200
Filing History
FAQ
What is Quad-Cities Investment Group, LLC and what type of investor is it?
Quad-Cities Investment Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $279.7M, spread across 213 disclosed positions.
What are Quad-Cities Investment Group, LLC's largest equity positions?
Based on the latest 13F filing, Quad-Cities Investment Group, LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $18.2M (6.5%)
2. Invesco S&p 500 Equal Weight (RSP) — $10.5M (3.8%)
3. Ft-preferred Secur & Inc ETF (FPE) — $9.9M (3.5%)
4. Ishares Core Dividend Growth (DGRO) — $8.7M (3.1%)
5. Dimensional US Core Equity M (DFAU) — $7.6M (2.7%)
What changes did Quad-Cities Investment Group, LLC make in its most recent portfolio filing?
In the latest reported quarter, Quad-Cities Investment Group, LLC made 177 notable position adjustments: 16 new positions were initiated, 83 existing holdings were added to, 68 positions were partially reduced, and 10 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: ; Sold out: Ishares Msci Emr Mrk Ex Chna (EMXC); Sold out: Oneok Inc (OKE)
What sectors does Quad-Cities Investment Group, LLC focus on?
Quad-Cities Investment Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 37.5%
• Industrials: 15.7%
• Financials: 12.1%
• Consumer Discretionary: 9.6%
• Energy: 6.7%
• Communication Services: 5.8%
Investment Profile
Quad-Cities Investment Group, LLC returned an annualized 18.7% over the trailing 36 months — outperforming the S&P 500 by 1.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.73 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 37.5% of the portfolio concentrated in Information Technology.
It has added to its AAPL position over the past two quarters (+$3.8M, now $18.2M), while trimming IAGG over the same stretch (-$3.4M, still holding $281.5K).
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