CIK: 0002061027
Total reported value
$188.7M
Reporting period: 2026-03-31 · Number of holdings: 56
PTM WEALTH MANAGEMENT, LLC disclosed 56 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $188.7M and a quarterly turnover rate of 45.2%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "P"
Ptm Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.088 — mathematically equivalent to about 11 equally-sized positions, well below its 56 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.00), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 6% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add BALT
+117.8% $14.3M
Trim ULST
-32.9% -$9.4M
Trim FNDX
-19.7% -$6.7M
Trim XLK
-9.4% -$3.7M
Trim SMLF
-16.0% -$2.2M
Add IMCG
+23.1% $2.2M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 15.68% | -4.81% | -19.71% | |
| 2 | BALT | Inn Defined Wealth Shield | ETF-Other | 14.00% | +7.16% | +117.77% | |
| 3 | XLK | Ss Technology Select Sector | ETF-Tech | 11.84% | -2.88% | -9.40% | |
| 4 | ULST | Ss Ultra Short Tm Bond ETF | ETF-Other | 10.09% | -5.97% | -32.88% | |
| 5 | IMCG | Ishares Morningstar Mid-cap | ETF-Other | 6.71% | +0.83% | +23.07% | |
| 6 | SMLF | Ishares US Smallcap Equity F | ETF-Other | 6.15% | -1.66% | -15.99% | |
| 7 | JHPI | John Hancock Preferred Incom | ETF-Other | 6.03% | +6.03% | NEW | |
| 8 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 5.44% | -0.05% | +2.86% | |
| 9 | AIRR | First Trust Rba American Ind | ETF-Other | 4.71% | +4.71% | NEW | |
| 10 | CIBR | First Trust Nasdaq Cybersecu | ETF-Tech | 4.05% | +4.05% | NEW | |
| 11 | AAPL | Apple INC | Stock-Tech | 1.71% | -0.08% | +5.02% | |
| 12 | FBTC | Fidelity Wise Origin Bitcoin | ETF-Crypto | 1.63% | +0.04% | +47.27% | |
| 13 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.25% | -0.15% | -0.82% | |
| 14 | CEG | Constellation Energy | Stock-Utilities | 0.60% | -0.24% | -1.05% | |
| 15 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.46% | — | -0.35% | |
| 16 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.46% | — | -1.23% | |
| 17 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.45% | +0.04% | +28.91% | |
| 18 | POCT | Innovator U.s. Equity Power | ETF-Other | 0.45% | -0.04% | -1.03% | |
| 19 | LWLG | Lightwave Logic INC | Stock-Other | 0.42% | +0.20% | — | |
| 20 | FVD | First Trust Value Line Dvd | ETF-Other | 0.39% | -0.04% | -5.25% | |
| 21 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.37% | -0.05% | +0.04% | |
| 22 | EXC | Exelon CORP | Stock-Utilities | 0.36% | +0.02% | +0.83% | |
| 23 | NVDA | Nvidia CORP | Stock-Tech | 0.34% | +0.14% | +91.41% | |
| 24 | PJAN | Innovator U.s. Equity Power | ETF-Other | 0.33% | -0.32% | -44.26% | |
| 25 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 0.33% | -0.06% | -1.07% | |
| 26 | MSFT | Microsoft CORP | Stock-Tech | 0.32% | -0.11% | +2.69% | |
| 27 | PAUG | Innovator U.s. Equity Power | ETF-Other | 0.32% | -0.05% | -7.19% | |
| 28 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.30% | +0.05% | +0.58% | |
| 29 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.29% | +0.01% | +0.06% | |
| 30 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.25% | -0.05% | +0.20% | |
| 31 | FMB | First Trust Managed Municipa | ETF-Other | 0.24% | -0.05% | -8.69% | |
| 32 | LRCX | Lam Research CORP | Stock-Tech | 0.23% | +0.01% | — | |
| 33 | NAMS | NewAmsterdam Pharma Company N.V. | Stock-Other | 0.23% | — | — | |
| 34 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.22% | — | +0.54% | |
| 35 | PNOV | Innovator U.s. Equity Power | ETF-Other | 0.21% | — | — | |
| 36 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.20% | +0.01% | +0.13% | |
| 37 | GEV | GE Vernova INC | Stock-Industrials | 0.19% | +0.04% | — | |
| 38 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.19% | -0.06% | -27.19% | |
| 39 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.19% | -0.02% | — | |
| 40 | PFEB | Innovator U.s. Equity Power | ETF-Other | 0.18% | -0.21% | -49.50% | |
| 41 | TSLA | Tesla INC | Stock-Consumer Disc | 0.18% | +0.03% | +57.00% | |
| 42 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.17% | -0.05% | -16.10% | |
| 43 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.17% | — | +0.29% | |
| 44 | VTV | Vanguard Value ETF | ETF-Other | 0.16% | — | +0.60% | |
| 45 | VUG | Vanguard Growth ETF | ETF-Other | 0.16% | -0.02% | — | |
| 46 | PDEC | Innovator U.s. Equity Power | ETF-Other | 0.15% | -0.65% | -79.36% | |
| 47 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.14% | — | +0.21% | |
| 48 | WTRG | Essential Utilities INC | Stock-Utilities | 0.14% | — | +0.85% | |
| 49 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.14% | — | +7.82% | |
| 50 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.14% | — | +12.66% |
Performance for Q3 2026
+4.2%
Performance Last 4 Quarters
+22.6%
Based on 74% of reported portfolio value with available pricing
Ptm Wealth Management, LLC's most significant position changes for 2026-03-31: New buy: John Hancock Preferred Incom (JHPI); Sold out: Innovator US Eq 10 Buffer (ZALT); New buy: First Trust Rba American Ind (AIRR); New buy: First Trust Nasdaq Cybersecu (CIBR); Sold out: Innov Eq Protect ETF - 1 Aug (ZAUG).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BALT | Inn Defined Wealth Shield | +7.2% | +117.77% | Add |
| 2 | IMCG | Ishares Morningstar Mid-cap | +0.8% | +23.07% | Add |
| 3 | LWLG | Lightwave Logic INC | +0.2% | — | Unchanged |
| 4 | NVDA | Nvidia CORP | +0.1% | +91.41% | Add |
| 5 | LMT | Lockheed Martin CORP | +0.1% | +0.58% | Add |
| 6 | FBTC | Fidelity Wise Origin Bitcoin | 0% | +47.27% | Add |
| 7 | AMZN | Amazon.com INC | 0% | +28.91% | Add |
| 8 | GEV | GE Vernova INC | 0% | — | Unchanged |
| 9 | TSLA | Tesla INC | 0% | +57.00% | Add |
| 10 | EXC | Exelon CORP | 0% | +0.83% | Add |
| 11 | LRCX | Lam Research CORP | 0% | — | Unchanged |
| 12 | MRK | Merck & Co. INC. | 0% | +0.13% | Add |
| 13 | SOXX | Ishares Semiconductor ETF | 0% | +0.06% | Add |
| 14 | WTRG | Essential Utilities INC | — | +0.85% | Add |
| 15 | VUG | Vanguard Growth ETF | 0% | — | Unchanged |
| 16 | QQQ | Invesco Qqq Trust Series 1 | 0% | — | Unchanged |
| 17 | FVD | First Trust Value Line Dvd | 0% | -5.25% | Trim |
| 18 | POCT | Innovator U.s. Equity Power | 0% | -1.03% | Trim |
| 19 | COWZ | Pacer US Cash Cows 100 ETF | -0.1% | +2.86% | Add |
| 20 | VO | Vanguard Mid-cap ETF | -0.1% | -16.10% | Trim |
| 21 | LLY | Eli Lilly & Co | -0.1% | +0.20% | Add |
| 22 | PAUG | Innovator U.s. Equity Power | -0.1% | -7.19% | Trim |
| 23 | FMB | First Trust Managed Municipa | -0.1% | -8.69% | Trim |
| 24 | GOOGL | Alphabet Inc-cl A | -0.1% | +0.04% | Add |
| 25 | PMAR | Innovator U.s. Equity Power | -0.1% | -27.22% | Trim |
| 26 | SCHD | Schwab US Dvd Equity ETF | -0.1% | -27.19% | Trim |
| 27 | IWY | Ishares Russell Top 200 Grow | -0.1% | -1.07% | Trim |
| 28 | AAPL | Apple INC | -0.1% | +5.02% | Add |
| 29 | MSFT | Microsoft CORP | -0.1% | +2.69% | Add |
| 30 | VOO | Vanguard S&p 500 ETF | -0.2% | -0.82% | Trim |
| 31 | PFEB | Innovator U.s. Equity Power | -0.2% | -49.50% | Trim |
| 32 | CEG | Constellation Energy | -0.2% | -1.05% | Trim |
| 33 | PJAN | Innovator U.s. Equity Power | -0.3% | -44.26% | Trim |
| 34 | PDEC | Innovator U.s. Equity Power | -0.7% | -79.36% | Trim |
| 35 | SMLF | Ishares US Smallcap Equity F | -1.7% | -15.99% | Trim |
| 36 | XLK | Ss Technology Select Sector | -2.9% | -9.40% | Trim |
| 37 | FNDX | Schwab Fndmntl US Lrg Co ETF | -4.8% | -19.71% | Trim |
| 38 | ULST | Ss Ultra Short Tm Bond ETF | -6% | -32.88% | Trim |
| 39 | JHPI | John Hancock Preferred Incom | — | NEW | New buy |
| 40 | ZALT | Innovator US Eq 10 Buffer | — | EXIT | Sold out |
| 41 | AIRR | First Trust Rba American Ind | — | NEW | New buy |
| 42 | CIBR | First Trust Nasdaq Cybersecu | — | NEW | New buy |
| 43 | ZAUG | Innov Eq Protect ETF - 1 Aug | — | EXIT | Sold out |
| 44 | IDXX | Idexx Laboratories INC | — | EXIT | Sold out |
| 45 | V | Visa Inc-class A Shares | — | EXIT | Sold out |
| 46 | PANW | Palo Alto Networks INC | — | EXIT | Sold out |
| 47 | TSM | Taiwan Semiconductor-sp Adr | — | NEW | New buy |
| 48 | CAT | Caterpillar INC | — | NEW | New buy |
| 49 | ATAI | AtaiBeckley Inc. | — | EXIT | Sold out |
| 50 | ATAI | Ataibeckley INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-09 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-09 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-28 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-08 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-07 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0002026617
Total reported value
$188.7M
96 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001427350
Total reported value
$188.7M
160 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001430193
Total reported value
$188.7M
1 stks
2025-06-30
Stale — no recent filing
AUM within 0.0% of this institution
Institutions with overlapping top holdings
CIK 0000314957
Total reported value
$323.4M
13 stks
2026-03-31
1 of the top 5 holdings overlap, including Ss Technology Select Sector
CIK 0000711987
Total reported value
$155.6M
29 stks
2026-03-31
1 of the top 5 holdings overlap, including Ss Technology Select Sector
CIK 0000790354
Total reported value
$494.1M
203 stks
2026-03-31
1 of the top 5 holdings overlap, including Ss Technology Select Sector