Pt Asset Management, LLC Holdings Report (13F Filings)

CIK: 0001654913

Concentrated strategyMomentum followerQuality / disciplined sizing

Total reported value

$13.7M

Reporting period: 2018-09-30 · Number of holdings: 5

PT ASSET MANAGEMENT, LLC disclosed 5 holdings in its latest 13F filing for the period ending 2018-09-30, with total reported value of $13.7M and a quarterly turnover rate of 16.9%.

Browse other institutions with under $100M AUM Browse other institutions starting with "P"

Personality snowflake

Concentration: 100
Portfolio Stability: 16.91
Momentum/Contrarian: 100
Sector conviction: 0
Diversification: 10
Sizing Uniformity: 90.64

Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Add SPY
+28.9%　$2.0M
Trim NAD
0.0%　-$94.0K
Trim VMO
0.0%　-$52.0K
Trim VLT
0.0%　$32.0K
Trim XBKNX
0.0%　-$19.0K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	51.89%	+8.55%	+28.95%
2	NAD	Nuveen Quality Municipal INC	Stock-Other	17.10%	-3.43%	—
3	VMO	Invesco Municipal Opport	Stock-Other	14.35%	-2.65%	—
4	VLT	Invesco High Income Trust Ii	Stock-Other	14.31%	-1.94%	—
5	XBKNX	Blackrock Invest Qlty Muni	Stock-Other	2.36%	-0.52%	—

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Not enough sector-mapped data yet

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2018-09-30	5	$13.7M	17	1SPY 2NAD 3VMO Top holdings2018-09-30 1.SPY 2.NAD 3.VMO 4.VLT 5.XBKNX
2018-06-30	5	$11.9M	10	1SPY 2NAD 3VMO Top holdings2018-06-30 1.SPY 2.NAD 3.VMO 4.VLT 5.XBKNX
2018-03-31	5	$13.1M	100	1SPY 2NAD 3VMO Top holdings2018-03-31 1.SPY 2.NAD 3.VMO 4.VLT 5.XBKNX
2017-12-31	28	$184.7M	45	1SPY 2BEN 3GMED 2.25 03-15-21 Top holdings2017-12-31 1.SPY 2.BEN 3.GMED 2.25 03-15-21 4.IONS 1 11-15-21 5.COVPHA 3.25 06-01-22 6.WYNN 7.NUE 8.MS 9.MDCO 2.75 07-15-23 10.NAD
2017-09-30	30	$209.4M	100	1SPY21397943MS Top holdings2017-09-30 1.SPY 2.139794 3.MS 4.FCX 5.BEN 6.NEM 7.C 8.CAT 9.NUE 10.BMY
2017-06-30	65	$183.2M	100	11397942LBEUR 3COP Top holdings2017-06-30 1.139794 2.LBEUR 3.COP 4.WYNN 5.BEN 6.CAT 7.MS 8.AMGN 9.BLKCHF 10.NUE
2017-03-31	169	$381.4M	50	11397942SPY 3CVX Top holdings2017-03-31 1.139794 2.SPY 3.CVX 4.AAPL 5.VZ 6.BKNG 7.XOM 8.IBM 9.BA 10.AMZN
2016-12-31	193	$412.5M	46	1AMZN21397943CVX Top holdings2016-12-31 1.AMZN 2.139794 3.CVX 4.AAPL 5.CSCO 6.BA 7.VZ 8.BABA 9.INTC 10.DIS
2016-09-30	207	$431.2M	100	1AMZN 2AAPL 3CSCO Top holdings2016-09-30 1.AMZN 2.AAPL 3.CSCO 4.20416Q 5.INTC 6.CVX 7.VZ 8.GS 9.BABA 10.BA
2016-06-30	221	$617.3M	0	1SPY 2CSCO 3AEP Top holdings2016-06-30 1.SPY 2.CSCO 3.AEP 4.DIS 5.INTC 6.BA 7.VOD 8.GM 9.20416Q 10.JPM
2016-03-31	220	$386.0M	0	1SPY220416Q3FXI Top holdings2016-03-31 1.SPY 2.20416Q 3.FXI 4.T 5.VZ 6.MMM 7.INTC 8.MS 9.MSFT 10.LUV
2015-12-31	267	$530.3M	67	1IWM 2SPY 3LEN Top holdings2015-12-31 1.IWM 2.SPY 3.LEN 4.AMZN 5.CSCO 6.20416Q 7.FXI 8.AEP 9.MSFT 10.T
2015-09-30	230	$418.2M	67	1SPY 2LEN 3GM Top holdings2015-09-30 1.SPY 2.LEN 3.GM 4.BAC 5.20416Q 6.AMZN 7.CSCO 8.XLNXEUR 9.GS 10.JLS
2015-06-30	204	$352.7M	35	1LEN 2JLS320416Q Top holdings2015-06-30 1.LEN 2.JLS 3.20416Q 4.CSCO 5.DHI 6.GM 7.PHM 8.GS 9.021441 10.AMZN
2015-03-31	221	$383.0M	47	1LEN 2GS 3JLS Top holdings2015-03-31 1.LEN 2.GS 3.JLS 4.CSCO 5.20416Q 6.PHM 7.DHI 8.FCX 9.021441 10.HPE
2014-12-31	211	$370.0M	0	1HSBC 2CSCO 3LEN Top holdings2014-12-31 1.HSBC 2.CSCO 3.LEN 4.20416Q 5.SMHC 6.JLS 7.FCX 8.PHM 9.AVGO 10.DHI

Holding changes this quarter

Pt Asset Management, LLC's most significant position changes for 2018-09-30: Add: Ss Spdr S&p 500 ETF Trust-us (SPY) — shares +28.95%.

Position changes disclosed by Pt Asset Management, LLC for the quarter ending 2018-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+8.6%	+28.95%	Add
2	XBKNX	Blackrock Invest Qlty Muni	-0.5%	—	Unchanged
3	VLT	Invesco High Income Trust Ii	-1.9%	—	Unchanged
4	VMO	Invesco Municipal Opport	-2.7%	—	Unchanged
5	NAD	Nuveen Quality Municipal INC	-3.4%	—	Unchanged

Filing History

Period	Filed	Type	EDGAR
2018-09-30	2018-11-14	13F-HR	View on EDGAR
2018-06-30	2018-08-14	13F-HR	View on EDGAR
2018-03-31	2018-05-15	13F-HR	View on EDGAR
2017-12-31	2018-02-14	13F-HR	View on EDGAR
2017-09-30	2017-11-14	13F-HR	View on EDGAR
2017-06-30	2017-08-11	13F-HR	View on EDGAR
2017-03-31	2017-07-13	Amendment	View on EDGAR
2017-03-31	2017-05-15	13F-HR	View on EDGAR
2016-12-31	2017-02-14	13F-HR	View on EDGAR
2016-09-30	2016-11-10	13F-HR	View on EDGAR
2016-06-30	2016-10-06	Amendment	View on EDGAR
2016-06-30	2016-08-12	13F-HR	View on EDGAR
2016-03-31	2016-10-06	Amendment	View on EDGAR
2016-03-31	2016-05-13	13F-HR	View on EDGAR
2015-12-31	2016-02-12	13F-HR	View on EDGAR
2015-09-30	2015-11-13	13F-HR	View on EDGAR
2015-06-30	2015-10-16	13F-HR	View on EDGAR
2015-03-31	2015-10-16	13F-HR	View on EDGAR
2014-12-31	2015-10-16	13F-HR	View on EDGAR

FAQ

What is Pt Asset Management, LLC and what type of investor is it?

Pt Asset Management, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2018-09-30), the firm manages a tracked equity portfolio valued at approximately $13.7M, spread across 5 disclosed positions.

What are Pt Asset Management, LLC's largest equity positions?

Based on the latest 13F filing, Pt Asset Management, LLC's top holdings by market value are: 1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $7.1M (51.9%) 2. Nuveen Quality Municipal INC (NAD) — $2.3M (17.1%) 3. Invesco Municipal Opport (VMO) — $2.0M (14.3%) 4. Invesco High Income Trust Ii (VLT) — $2.0M (14.3%) 5. Blackrock Invest Qlty Muni (XBKNX) — $324.0K (2.4%)

What changes did Pt Asset Management, LLC make in its most recent portfolio filing?

In the latest quarter, Pt Asset Management, LLC was primarily adding exposure — initiating 0 new positions and adding to 1 existing holdings. The largest of these moves: Add: Ss Spdr S&p 500 ETF Trust-us (SPY) — shares +28.95%

What sectors does Pt Asset Management, LLC focus on?

Sector breakdown data is not yet available for Pt Asset Management, LLC. Check back after the next 13F processing cycle.

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Pt Asset Management, LLC Holdings Report (13F Filings)

CIK: 0001654913

Concentrated strategyMomentum followerQuality / disciplined sizing

Total reported value

$13.7M

Reporting period: 2018-09-30 · Number of holdings: 5

PT ASSET MANAGEMENT, LLC disclosed 5 holdings in its latest 13F filing for the period ending 2018-09-30, with total reported value of $13.7M and a quarterly turnover rate of 16.9%.

Browse other institutions with under $100M AUM Browse other institutions starting with "P"

Personality snowflake

Concentration: 100
Portfolio Stability: 16.91
Momentum/Contrarian: 100
Sector conviction: 0
Diversification: 10
Sizing Uniformity: 90.64

Recent moves

Add SPY
+28.9%　$2.0M
Trim NAD
0.0%　-$94.0K
Trim VMO
0.0%　-$52.0K
Trim VLT
0.0%　$32.0K
Trim XBKNX
0.0%　-$19.0K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	51.89%	+8.55%	+28.95%
2	NAD	Nuveen Quality Municipal INC	Stock-Other	17.10%	-3.43%	—
3	VMO	Invesco Municipal Opport	Stock-Other	14.35%	-2.65%	—
4	VLT	Invesco High Income Trust Ii	Stock-Other	14.31%	-1.94%	—
5	XBKNX	Blackrock Invest Qlty Muni	Stock-Other	2.36%	-0.52%	—

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Not enough sector-mapped data yet

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2018-09-30	5	$13.7M	17	1SPY 2NAD 3VMO Top holdings2018-09-30 1.SPY 2.NAD 3.VMO 4.VLT 5.XBKNX
2018-06-30	5	$11.9M	10	1SPY 2NAD 3VMO Top holdings2018-06-30 1.SPY 2.NAD 3.VMO 4.VLT 5.XBKNX
2018-03-31	5	$13.1M	100	1SPY 2NAD 3VMO Top holdings2018-03-31 1.SPY 2.NAD 3.VMO 4.VLT 5.XBKNX
2017-12-31	28	$184.7M	45	1SPY 2BEN 3GMED 2.25 03-15-21 Top holdings2017-12-31 1.SPY 2.BEN 3.GMED 2.25 03-15-21 4.IONS 1 11-15-21 5.COVPHA 3.25 06-01-22 6.WYNN 7.NUE 8.MS 9.MDCO 2.75 07-15-23 10.NAD
2017-09-30	30	$209.4M	100	1SPY21397943MS Top holdings2017-09-30 1.SPY 2.139794 3.MS 4.FCX 5.BEN 6.NEM 7.C 8.CAT 9.NUE 10.BMY
2017-06-30	65	$183.2M	100	11397942LBEUR 3COP Top holdings2017-06-30 1.139794 2.LBEUR 3.COP 4.WYNN 5.BEN 6.CAT 7.MS 8.AMGN 9.BLKCHF 10.NUE
2017-03-31	169	$381.4M	50	11397942SPY 3CVX Top holdings2017-03-31 1.139794 2.SPY 3.CVX 4.AAPL 5.VZ 6.BKNG 7.XOM 8.IBM 9.BA 10.AMZN
2016-12-31	193	$412.5M	46	1AMZN21397943CVX Top holdings2016-12-31 1.AMZN 2.139794 3.CVX 4.AAPL 5.CSCO 6.BA 7.VZ 8.BABA 9.INTC 10.DIS
2016-09-30	207	$431.2M	100	1AMZN 2AAPL 3CSCO Top holdings2016-09-30 1.AMZN 2.AAPL 3.CSCO 4.20416Q 5.INTC 6.CVX 7.VZ 8.GS 9.BABA 10.BA
2016-06-30	221	$617.3M	0	1SPY 2CSCO 3AEP Top holdings2016-06-30 1.SPY 2.CSCO 3.AEP 4.DIS 5.INTC 6.BA 7.VOD 8.GM 9.20416Q 10.JPM
2016-03-31	220	$386.0M	0	1SPY220416Q3FXI Top holdings2016-03-31 1.SPY 2.20416Q 3.FXI 4.T 5.VZ 6.MMM 7.INTC 8.MS 9.MSFT 10.LUV
2015-12-31	267	$530.3M	67	1IWM 2SPY 3LEN Top holdings2015-12-31 1.IWM 2.SPY 3.LEN 4.AMZN 5.CSCO 6.20416Q 7.FXI 8.AEP 9.MSFT 10.T
2015-09-30	230	$418.2M	67	1SPY 2LEN 3GM Top holdings2015-09-30 1.SPY 2.LEN 3.GM 4.BAC 5.20416Q 6.AMZN 7.CSCO 8.XLNXEUR 9.GS 10.JLS
2015-06-30	204	$352.7M	35	1LEN 2JLS320416Q Top holdings2015-06-30 1.LEN 2.JLS 3.20416Q 4.CSCO 5.DHI 6.GM 7.PHM 8.GS 9.021441 10.AMZN
2015-03-31	221	$383.0M	47	1LEN 2GS 3JLS Top holdings2015-03-31 1.LEN 2.GS 3.JLS 4.CSCO 5.20416Q 6.PHM 7.DHI 8.FCX 9.021441 10.HPE
2014-12-31	211	$370.0M	0	1HSBC 2CSCO 3LEN Top holdings2014-12-31 1.HSBC 2.CSCO 3.LEN 4.20416Q 5.SMHC 6.JLS 7.FCX 8.PHM 9.AVGO 10.DHI

Holding changes this quarter

Pt Asset Management, LLC's most significant position changes for 2018-09-30: Add: Ss Spdr S&p 500 ETF Trust-us (SPY) — shares +28.95%.

Position changes disclosed by Pt Asset Management, LLC for the quarter ending 2018-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+8.6%	+28.95%	Add
2	XBKNX	Blackrock Invest Qlty Muni	-0.5%	—	Unchanged
3	VLT	Invesco High Income Trust Ii	-1.9%	—	Unchanged
4	VMO	Invesco Municipal Opport	-2.7%	—	Unchanged
5	NAD	Nuveen Quality Municipal INC	-3.4%	—	Unchanged

Filing History

Period	Filed	Type	EDGAR
2018-09-30	2018-11-14	13F-HR	View on EDGAR
2018-06-30	2018-08-14	13F-HR	View on EDGAR
2018-03-31	2018-05-15	13F-HR	View on EDGAR
2017-12-31	2018-02-14	13F-HR	View on EDGAR
2017-09-30	2017-11-14	13F-HR	View on EDGAR
2017-06-30	2017-08-11	13F-HR	View on EDGAR
2017-03-31	2017-07-13	Amendment	View on EDGAR
2017-03-31	2017-05-15	13F-HR	View on EDGAR
2016-12-31	2017-02-14	13F-HR	View on EDGAR
2016-09-30	2016-11-10	13F-HR	View on EDGAR
2016-06-30	2016-10-06	Amendment	View on EDGAR
2016-06-30	2016-08-12	13F-HR	View on EDGAR
2016-03-31	2016-10-06	Amendment	View on EDGAR
2016-03-31	2016-05-13	13F-HR	View on EDGAR
2015-12-31	2016-02-12	13F-HR	View on EDGAR
2015-09-30	2015-11-13	13F-HR	View on EDGAR
2015-06-30	2015-10-16	13F-HR	View on EDGAR
2015-03-31	2015-10-16	13F-HR	View on EDGAR
2014-12-31	2015-10-16	13F-HR	View on EDGAR