Pt Asset Management, LLC — Q1 2015 13F Holdings

Name: Pt Asset Management, LLC — 13F Holdings, Q1 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001654913

Total reported value

$13.7M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	LEN	Lennar Corp-a	Stock-Consumer Disc	4.28%	—	-0.55%
2	GS	Goldman Sachs Group INC	Stock-Financials	3.67%	—	+131.72%
3	JLS	Nuveen Mortgage & Income	Stock-Other	3.10%	—	+24.79%
4	CSCO	Cisco Systems INC	Stock-Tech	2.84%	—	-25.25%
5	✓	Communityone Bancorp	Stock-Other	2.70%	—	—
6	PHM	Pultegroup INC	Stock-Consumer Disc	2.66%	—	+17.67%
7	DHI	Dr Horton INC	Stock-Consumer Disc	2.35%	—	+7.91%
8	FCX	Freeport-mcmoran INC	Stock-Materials	2.13%	—	+10.56%
9	✓	Altera CORP	Stock-Other	2.03%	—	+9.98%
10	HPE	Hewlett-Packard Company	Stock-Tech	1.74%	—	+59.63%
11	WBA	Walgreens Boots Alliance INC	Stock-Other	1.69%	—	+20.82%
12	FXI	Ishares China Large-cap ETF	ETF-Emerging Markets	1.55%	—	+24.91%
13	AVGO	Broadcom Inc.	Stock-Tech	1.55%	—	-22.57%
14	XLNXEUR	Xilinx INC	Stock-Other	1.50%	—	+17.52%
15	ATI	Ati INC	Stock-Industrials	1.49%	—	+4.61%
16	BBBYEUR	20230930-dk-butterfly-1 INC	Stock-Other	1.46%	—	+26.30%
17	GM	General Motors Co	Stock-Consumer Disc	1.39%	—	-1.73%
18	AMZN	Amazon.com INC	Stock-Consumer Disc	1.38%	—	-16.47%
19	9990302D	Apache CORP	Stock-Other	1.37%	—	+139.29%
20	NEM	Newmont CORP	Stock-Materials	1.25%	—	-2.47%
21	YUM	Yum! Brands INC	Stock-Consumer Disc	1.23%	—	-19.69%
22	NFLX	Netflix INC	Stock-Comm Services	1.22%	—	+6.67%
23	✓	Nuveen Insd Qual Mun Fund INC	Stock-Other	1.21%	—	+1.11%
24	✓	Linkedin CORP	Stock-Other	1.19%	—	+28.17%
25	MS	Morgan Stanley	Stock-Financials	1.18%	—	-27.62%
26	✓	Nuveen Prem Income Mun Fd	Stock-Other	1.17%	—	-0.38%
27	VLT	Invesco High Income Trust Ii	Stock-Other	1.17%	-1.94%	-1.14%
28	NVG	Nuveen Amt-fr Muni Crdt	Stock-Other	1.16%	—	—
29	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	1.16%	—	+0.77%
30	JMT	Nuveen Mrtg Opprt Trm 2	Stock-Other	1.15%	—	+9.41%
31	✓	Nuveen Mun Advantage Fd INC	Stock-Other	1.15%	—	+44.75%
32	✓	DWS Multi-Market Income Trust	Stock-Other	1.14%	—	-3.39%
33	XXHYBXX	New America High Income Fund	Stock-Other	1.14%	—	+225.90%
34	COF	Capital One Financial CORP	Stock-Financials	1.12%	—	—
35	BKNG	Booking Hldgs INC	Stock-Consumer Disc	1.09%	—	+9.09%
36	✓	Managed High Yield Plus Fd In	Stock-Other	1.09%	—	+28.41%
37	CMG	Chipotle Mexican Grill INC	Stock-Consumer Disc	1.07%	—	+50.00%
38	CIK	Credit Suisse Asset Mgmt INC	Stock-Other	1.07%	—	+12.09%
39	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	1.04%	—	-71.05%
40	✓	Nuveen Div Advantage Mun Fd	Stock-Other	1.01%	—	+27.75%
41	OXY	Occidental Petroleum CORP	Stock-Energy	1.01%	—	+277.14%
42	NHS	Neuberger High Yield Strateg	Stock-Other	1.00%	—	+1063.09%
43	SLB	Slb LTD	Stock-Energy	1.00%	—	—
44	SNDK	Sandisk Corporation	Stock-Tech	0.98%	—	+60.26%
45	META	Meta Platforms Inc-class A	Stock-Comm Services	0.98%	—	+62.50%
46	CVX	Chevron CORP	Stock-Energy	0.93%	—	+161.54%
47	MSFT	Microsoft CORP	Stock-Tech	0.92%	—	+3.77%
48	✓		Stock-Other	0.91%	—	+2.20%
49	✓	Nuveen Select Quality Mun Fd	Stock-Other	0.89%	—	-25.37%
50	JNP	Juniper Networks INC	Stock-Other	0.88%	—	+8.26%

1–50 of 108

Holding changes this quarter

Position changes disclosed by Pt Asset Management, LLC for the quarter ending Q1 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GS	Goldman Sachs Group INC	+2%	+131.72%	Add
2	NHS	Neuberger High Yield Strateg	+0.9%	+1063.09%	Add
3	XXHYBXX	New America High Income Fund	+0.8%	+225.90%	Add
4	9990302D	Apache CORP	+0.8%	+139.29%	Add
5	OXY	Occidental Petroleum CORP	+0.7%	+277.14%	Add
6	NBL2EUR	Noble Energy INC	+0.6%	+321.43%	Add
7	JLS	Nuveen Mortgage & Income	+0.5%	+24.79%	Add
8	CVX	Chevron CORP	+0.5%	+161.54%	Add
9	ETX	Eaton Vance Muni INC 2028 Tm	+0.5%	+242.41%	Add
10	LEN	Lennar Corp-a	+0.4%	-0.55%	Trim
11	ACWI	iShares MSCI ACWI ETF	+0.4%	+82.64%	Add
12	PHM	Pultegroup INC	+0.4%	+17.67%	Add
13	META	Meta Platforms Inc-class A	+0.4%	+62.50%	Add
14	✓	Altera CORP	+0.4%	+9.98%	Add
15	WBA	Walgreens Boots Alliance INC	+0.4%	+20.82%	Add
16	HAL	Halliburton Co	+0.4%	+117.34%	Add
17	DHI	Dr Horton INC	+0.4%	+7.91%	Add
18	FXI	Ishares China Large-cap ETF	+0.3%	+24.91%	Add
19	✓	Nuveen Mun Advantage Fd INC	+0.3%	+44.75%	Add
20	WFRD	Weatherford International plc	+0.3%	+93.04%	Add
21	APC3EUR	Anadarko Petroleum CORP	+0.3%	+202.61%	Add
22	✓	Linkedin CORP	+0.3%	+28.17%	Add
23	HPE	Hewlett-Packard Company	+0.3%	+59.63%	Add
24	CMG	Chipotle Mexican Grill INC	+0.3%	+50.00%	Add
25	BBBYEUR	20230930-dk-butterfly-1 INC	+0.3%	+26.30%	Add
26	✓	Western Asset Mgd Hi Incm Fd	-0.5%	-41.70%	Trim
27	AVGO	Broadcom Inc.	-0.5%	-22.57%	Trim
28	✓	Communityone Bancorp	-0.6%	—	Unchanged
29	MS	Morgan Stanley	-0.7%	-27.62%	Trim
30	CITUSD	Cit Group INC	-0.9%	-66.67%	Trim
31	SCHW	Schwab (charles) CORP	-1%	-84.94%	Trim
32	CSCO	Cisco Systems INC	-1.1%	-25.25%	Trim
33	TD	Toronto-dominion Bank	-1.7%	-94.89%	Trim
34	SMHC	VanEck China Semiconductor ETF	-2.2%	-71.05%	Trim
35	HSBC	Hsbc Holdings Plc-spons Adr	—	EXIT	Sold out
36	HYI	Western Asset High Yield Opp	—	EXIT	Sold out
37	NVG	Nuveen Amt-fr Muni Crdt	—	NEW	New buy
38	COF	Capital One Financial CORP	—	NEW	New buy
39	SLB	Slb LTD	—	NEW	New buy
40	V	Visa Inc-class A Shares	—	EXIT	Sold out
41	CHKEUR	Chesapeake Energy CORP	—	NEW	New buy
42	PRU	Prudential Financial, Inc.	—	EXIT	Sold out
43	VLO	Valero Energy CORP	—	NEW	New buy
44	✓	Ivy High INC Opportunities F	—	EXIT	Sold out
45	EOT	Eaton Vance National Municip	—	EXIT	Sold out
46	DVA	Davita INC	—	EXIT	Sold out
47	C	Citigroup INC	—	NEW	New buy
48	✓	Blackrock Muni Income Inv Ql	—	EXIT	Sold out
49	PMO	Putnam Municipal Oppor	—	EXIT	Sold out
50	KMI	Kinder Morgan INC	—	NEW	New buy