PW
Processus Wealth & Capital Management, LLC's 13F Portfolio ($171.9M, Q3 2026)
Processus Wealth & Capital Management, LLCCIK: 0002014209
Momentum followerQuality / disciplined sizingDiversified strategy
Total reported value
$171.9M
Reporting period: 2026-09-30 · Number of holdings: 36
Processus Wealth & Capital Management, LLC disclosed 36 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $171.9M and a quarterly turnover rate of 10.4%.
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Personality snowflake
- Concentration
- 20.58
- Portfolio Stability
- 10.44
- Momentum
- 100
- Sector conviction
- 74.66
- Diversification
- 72
- Sizing Uniformity
- 90.64
Processus Wealth & Capital Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.051 — mathematically equivalent to about 19 equally-sized positions, well below its 36 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.94), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim AMAT
+6.5% -$3.0M
Add NVDA
-2.4% $2.5M
Add PLTR
-5.9% $1.7M
Add AAPL
-1.3% $1.6M
Add CRWD
+240.0% $1.4M
Trim FDX
-3.6% -$494.7K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 14.01% | +1.24% | -2.37% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 7.68% | +0.81% | -1.33% | |
| 3 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 5.56% | +0.10% | -1.00% | |
| 4 | AMAT | Applied Materials Inc | Stock-Tech | 5.41% | -1.89% | +6.53% | |
| 5 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 5.16% | +0.72% | +240.03% | |
| 6 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 5.02% | -0.31% | -5.51% | |
| 7 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 4.28% | -0.25% | -1.76% | |
| 8 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 4.06% | -0.27% | -0.99% | |
| 9 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 4.04% | -0.25% | -0.88% | |
| 10 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.52% | -0.17% | -4.19% | |
| 11 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 2.86% | +0.93% | -5.89% | |
| 12 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 2.86% | -0.26% | -0.98% | |
| 13 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 2.65% | -0.12% | -0.24% | |
| 14 | AMGN | Amgen Inc | Stock-Healthcare | 2.64% | +0.29% | -2.10% | |
| 15 | C | Citigroup Inc | Stock-Financials | 2.58% | -0.30% | -1.62% | |
| 16 | BAC | Bank Of America CORP | Stock-Financials | 2.47% | -0.18% | -0.90% | |
| 17 | MA | Mastercard Inc - A | Stock-Financials | 2.25% | -0.07% | -8.15% | |
| 18 | AVGO | Broadcom Inc | Stock-Tech | 2.12% | -0.20% | +0.17% | |
| 19 | FDX | Fedex CORP | Stock-Industrials | 2.11% | -0.33% | -3.65% | |
| 20 | RTX | Rtx CORP | Stock-Industrials | 2.09% | -0.14% | -3.13% | |
| 21 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 1.89% | +0.14% | -18.61% | |
| 22 | FELV | Fidelity Enh Lrg Cap Val ETF | ETF-Other | 1.73% | -0.02% | -2.28% | |
| 23 | EMR | Emerson Electric Co | Stock-Industrials | 1.65% | +0.07% | -1.97% | |
| 24 | GD | General Dynamics CORP | Stock-Industrials | 1.46% | -0.15% | -1.28% | |
| 25 | MRK | Merck & Co. Inc. | Stock-Healthcare | 1.37% | +0.12% | -1.46% | |
| 26 | CVX | Chevron CORP | Stock-Energy | 1.35% | +0.23% | -0.72% | |
| 27 | GEV | GE Vernova Inc | Stock-Industrials | 1.29% | -0.31% | +1.96% | |
| 28 | ULTA | Ulta Beauty Inc | Stock-Consumer Disc | 1.28% | +0.17% | -3.41% | |
| 29 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.27% | +0.25% | -1.64% | |
| 30 | EOG | Eog Resources Inc | Stock-Energy | 0.98% | +0.04% | -0.29% | |
| 31 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.71% | +0.01% | — | |
| 32 | CGGR | Cap Group Growth Equity | ETF-Other | 0.46% | +0.02% | +4.92% | |
| 33 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 0.45% | +0.01% | +2.33% | |
| 34 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.40% | -0.03% | -0.31% | |
| 35 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.23% | — | +1.43% | |
| 36 | FMDE | Fidelity Enhanced Mid Cap Co | ETF-Other | 0.12% | +0.12% | NEW |
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q4 2026
+2%
Performance Last 4 Quarters
+16.2%
- Stdev
- +12.7%
- Beta
- +1.02
- Alpha
- +1.3%
- Max Drawdown
- -11.3%
- Annualized Perf
- +19.8%
- Batting Avg vs S&P
- +56.3%
- Sortino
- +3.14
- Stutzer
- +0.44
- Treynor
- +0.19
- Sterling
- +1.08
- Calmar
- +1.75
- Information Ratio
- +0.4
- Tracking Error
- +4.1%
- Stdev Down
- +6%
- Winning Months %
- +68.8%
- Losing Months %
- +31.3%
- Best 12 Months
- +44.1%
- Worst 12 Months
- +2.8%
- Efficiency Ratio
- +0.63
- Sharpe
- +1.49
- Stdev Sectors
- +12.4%
- Skewness
- +0.06
- Kurtosis
- +0.22
- Upside Potential
- +4.63
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Processus Wealth & Capital Management, LLC's most significant position changes for 2026-09-30: New buy: Fidelity Enhanced Mid Cap Co (FMDE); Add: Applied Materials Inc (AMAT) — shares +6.53%; Trim: Nvidia CORP (NVDA) — shares -2.37%; Trim: Palantir Technologies Inc-a (PLTR) — shares -5.89%; Trim: Apple Inc (AAPL) — shares -1.33%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | +1.2% | -2.37% | Trim |
| 2 | PLTR | Palantir Technologies Inc-a | +0.9% | -5.89% | Trim |
| 3 | AAPL | Apple Inc | +0.8% | -1.33% | Trim |
| 4 | CRWD | Crowdstrike Holdings Inc - A | +0.7% | +240.03% | Add |
| 5 | AMGN | Amgen Inc | +0.3% | -2.10% | Trim |
| 6 | META | Meta Platforms Inc-class A | +0.3% | -1.64% | Trim |
| 7 | CVX | Chevron CORP | +0.2% | -0.72% | Trim |
| 8 | ULTA | Ulta Beauty Inc | +0.2% | -3.41% | Trim |
| 9 | TMO | Thermo Fisher Scientific Inc | +0.1% | -18.61% | Trim |
| 10 | MRK | Merck & Co. Inc. | +0.1% | -1.46% | Trim |
| 11 | FMDE | Fidelity Enhanced Mid Cap Co | +0.1% | NEW | New buy |
| 12 | AMZN | Amazon.com Inc | +0.1% | -1.00% | Trim |
| 13 | EMR | Emerson Electric Co | +0.1% | -1.97% | Trim |
| 14 | EOG | Eog Resources Inc | 0% | -0.29% | Add |
| 15 | CGGR | Cap Group Growth Equity | 0% | +4.92% | Add |
| 16 | PVAL | Putnam Focused Lrg Cap Value | 0% | +2.33% | Add |
| 17 | IVW | Ishares S&p 500 Growth ETF | 0% | — | Unchanged |
| 18 | IVE | Ishares S&p 500 Value ETF | — | +1.43% | Add |
| 19 | FELV | Fidelity Enh Lrg Cap Val ETF | 0% | -2.28% | Trim |
| 20 | PEP | Pepsico Inc | 0% | -0.31% | Add |
| 21 | MA | Mastercard Inc - A | -0.1% | -8.15% | Trim |
| 22 | COST | Costco Wholesale CORP | -0.1% | -0.24% | Add |
| 23 | RTX | Rtx CORP | -0.1% | -3.13% | Trim |
| 24 | GD | General Dynamics CORP | -0.2% | -1.28% | Trim |
| 25 | JPM | Jpmorgan Chase & Co | -0.2% | -4.19% | Trim |
| 26 | BAC | Bank Of America CORP | -0.2% | -0.90% | Trim |
| 27 | AVGO | Broadcom Inc | -0.2% | +0.17% | Add |
| 28 | GOOG | Alphabet Inc-cl C | -0.3% | -0.88% | Trim |
| 29 | IWS | Ishares Russell Mid-cap Valu | -0.3% | -1.76% | Trim |
| 30 | IWP | Ishares Russell Mid-cap Grow | -0.3% | -0.98% | Trim |
| 31 | GOOGL | Alphabet Inc-cl A | -0.3% | -0.99% | Trim |
| 32 | C | Citigroup Inc | -0.3% | -1.62% | Trim |
| 33 | GEV | GE Vernova Inc | -0.3% | +1.96% | Add |
| 34 | IWY | Ishares Russell Top 200 Grow | -0.3% | -5.51% | Trim |
| 35 | FDX | Fedex CORP | -0.3% | -3.65% | Trim |
| 36 | AMAT | Applied Materials Inc | -1.9% | +6.53% | Add |
Filing History
FAQ
What is Processus Wealth & Capital Management, LLC and what type of investor is it?
Processus Wealth & Capital Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $171.9M, spread across 36 disclosed positions.
What are Processus Wealth & Capital Management, LLC's largest equity positions?
Based on the latest 13F filing, Processus Wealth & Capital Management, LLC's top holdings by market value are:
1. Nvidia CORP (NVDA) — $24.1M (14.0%)
2. Apple Inc (AAPL) — $13.2M (7.7%)
3. Amazon.com Inc (AMZN) — $9.6M (5.6%)
4. Applied Materials Inc (AMAT) — $9.3M (5.4%)
5. Crowdstrike Holdings Inc - A (CRWD) — $8.9M (5.2%)
What changes did Processus Wealth & Capital Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Processus Wealth & Capital Management, LLC made 35 notable position adjustments: 1 new positions were initiated, 10 existing holdings were added to, 24 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Fidelity Enhanced Mid Cap Co (FMDE); Add: Applied Materials Inc (AMAT) — shares +6.53%; Trim: Nvidia CORP (NVDA) — shares -2.37%; Trim: Palantir Technologies Inc-a (PLTR) — shares -5.89%; Trim: Apple Inc (AAPL) — shares -1.33%
What sectors does Processus Wealth & Capital Management, LLC focus on?
Processus Wealth & Capital Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 44.3%
• Financials: 12.9%
• Communication Services: 11.1%
• Industrials: 10.2%
• Consumer Discretionary: 8.1%
• Health Care: 7.0%
Investment Profile
Processus Wealth & Capital Management, LLC returned an annualized 19.8% over the trailing 32 months — outperforming the S&P 500 by 1.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.02 (roughly in line with the market) and a 56% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 44.3% of the portfolio concentrated in Information Technology.
It has added to its NVDA position over the past two quarters (+$5.7M, now $24.1M), while trimming FDX over the same stretch (-$1.7M, still holding $3.6M).
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Developer Access
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