PF
Plotkin Financial Advisors, LLC Holdings Report (Q2 2026) — 13F Stock Portfolio
Plotkin Financial Advisors, LLCCIK: 0001826394
Diversified strategyMomentum followerSector-focused
Total reported value
$241.0M
Reporting period: 2026-06-30 · Number of holdings: 110
Plotkin Financial Advisors, LLC disclosed 110 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $241.0M and a quarterly turnover rate of 22.0%.
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Personality snowflake
- Concentration
- 16.05
- Portfolio Stability
- 22.03
- Momentum
- 100
- Sector conviction
- 92.84
- Diversification
- 100
- Sizing Uniformity
- 81.44
Plotkin Financial Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.040 — mathematically equivalent to about 25 equally-sized positions, well below its 110 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.86), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 16% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SMH
-8.0% $8.0M
Sold out XOM
New buy 30233Q108
Add CIBR
+0.3% $3.3M
Trim FTCS
-7.5% -$380.2K
Trim VTI
-0.5% $2.9M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 9.48% | -0.52% | -0.53% | |
| 2 | SMH | Vaneck Semiconductor ETF | ETF-Other | 9.13% | +2.11% | -7.96% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 7.17% | +0.44% | +1.03% | |
| 4 | RDVY | First Trust Rising Dividend | ETF-Other | 6.50% | -0.04% | +1.34% | |
| 5 | CIBR | First Trust Nasdaq Cybersecu | ETF-Tech | 4.49% | +0.72% | +0.34% | |
| 6 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 4.27% | -0.38% | +1.16% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 3.48% | -0.21% | +0.22% | |
| 8 | FAD | First Trust Multi Cap Growth | ETF-Other | 3.46% | -0.11% | -6.62% | |
| 9 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 3.46% | -0.40% | +8.65% | |
| 10 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.37% | -0.17% | +0.44% | |
| 11 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 2.61% | -0.24% | -2.21% | |
| 12 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 2.57% | +0.29% | -4.33% | |
| 13 | FTCS | First Trust Capital Strength | ETF-Other | 2.34% | -0.68% | -7.47% | |
| 14 | FJAN | Ft Vest U.s. Equity Buffer E | ETF-Other | 1.81% | -0.19% | +0.03% | |
| 15 | FDN | First Trust Dj Internet Ind | ETF-Other | 1.68% | -0.21% | -4.60% | |
| 16 | NVDA | Nvidia CORP | Stock-Tech | 1.63% | -0.08% | +0.62% | |
| 17 | SKYY | First Trust Cloud Computing | ETF-Other | 1.48% | -0.02% | -3.31% | |
| 18 | QTEC | First Trust Nasdq 100 Tech I | ETF-Tech | 1.34% | +0.29% | -0.43% | |
| 19 | DIVO | Amplify Cwp Enhan Divid ETF | ETF-Other | 1.32% | -0.18% | +4.18% | |
| 20 | SSO | Proshares Ultra S&p500 | ETF-Other | 1.30% | -0.15% | -16.32% | |
| 21 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 1.14% | -0.17% | -1.92% | |
| 22 | FXL | First Trust Technology Alpha | ETF-Tech | 1.00% | +0.11% | — | |
| 23 | SCHX | Schwab US Large-cap ETF | ETF-Other | 1.00% | -0.04% | +0.67% | |
| 24 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.85% | +0.06% | +4.70% | |
| 25 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.82% | -0.03% | +2.55% | |
| 26 | FNOV | Ft Vest US Equity Buffer ETF | ETF-Other | 0.79% | -0.09% | -0.36% | |
| 27 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.75% | +0.32% | -1.12% | |
| 28 | ✓ | Stock-Other | 0.74% | +0.74% | NEW | ||
| 29 | FXO | First Trust Financial Alphad | ETF-Other | 0.74% | -0.17% | -11.54% | |
| 30 | PTY | Pimco Corporate & Income Opp | Stock-Other | 0.64% | -0.16% | -2.83% | |
| 31 | RDVI | Ft Vest Rising Dividend Achi | ETF-Other | 0.62% | +0.03% | +10.06% | |
| 32 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.61% | -0.12% | — | |
| 33 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.55% | -0.14% | -3.05% | |
| 34 | ORCL | Oracle CORP | Stock-Tech | 0.55% | -0.12% | +0.31% | |
| 35 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.54% | -0.07% | — | |
| 36 | IBM | Intl Business Machines CORP | Stock-Tech | 0.53% | -0.02% | — | |
| 37 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.52% | -0.02% | +1.11% | |
| 38 | TECL | Dire Dai Tec Bull 3x Etf-usd | ETF-Other | 0.50% | +0.27% | — | |
| 39 | FTSL | First Trust Senior Loan ETF | ETF-Other | 0.48% | -0.11% | -1.72% | |
| 40 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.48% | +0.04% | +0.63% | |
| 41 | QQEW | First Tr Nasdaq-100 Sel Eq | ETF-Tech | 0.45% | +0.02% | -0.12% | |
| 42 | FPEI | First Trust Institutional Pr | ETF-Other | 0.44% | -0.02% | +14.95% | |
| 43 | MSFT | Microsoft CORP | Stock-Tech | 0.44% | -0.04% | +8.44% | |
| 44 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.39% | +0.01% | +0.64% | |
| 45 | GFEB | Ft Vest US Equity Moderate B | ETF-Other | 0.38% | -0.08% | -8.35% | |
| 46 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.37% | -0.08% | +1.33% | |
| 47 | DDM | Proshares Ultra Dow30 | ETF-Other | 0.34% | -0.03% | -12.11% | |
| 48 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.34% | -0.06% | — | |
| 49 | AMD | Advanced Micro Devices | Stock-Tech | 0.32% | +0.19% | — | |
| 50 | SPHQ | Invesco S&p 500 Quality ETF | ETF-Large Cap & Growth | 0.30% | +0.01% | +2.78% |
1–50 of 110
Portfolio Performance
Performance for Q3 2026
+2%
Performance Last 4 Quarters
+25.1%
- Stdev
- +14.7%
- Beta
- +1.11
- Alpha
- -1.2%
- Max Drawdown
- -8.3%
- Annualized Perf
- +22%
- Batting Avg vs S&P
- +50%
- Sortino
- +3.05
- Stutzer
- +0.43
- Treynor
- +0.19
- Sterling
- +1.35
- Calmar
- +2.65
- Information Ratio
- +0.34
- Tracking Error
- +3.2%
- Stdev Down
- +6.9%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +39.9%
- Worst 12 Months
- +5.6%
- Efficiency Ratio
- +0.62
- Sharpe
- +1.44
- Stdev Sectors
- +15.2%
- Skewness
- +0.17
- Kurtosis
- -0.21
- Upside Potential
- +4.7
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 110 | $241.0M | 22 | ||
| 2026 Q1 | 100 | $199.1M | 8 | ||
| 2025 Q4 | 101 | $205.0M | 13 | ||
| 2025 Q3 | 104 | $202.3M | 23 | ||
| 2025 Q2 | 93 | $181.3M | 0 | ||
| 2025 Q1 | 92 | $162.7M | 10 | ||
| 2024 Q4 | 91 | $168.5M | 0 | ||
| 2024 Q3 | 90 | $167.1M | 0 | ||
| 2024 Q2 | 86 | $155.5M | 0 | ||
| 2024 Q1 | 90 | $150.8M | 0 | ||
| 2023 Q4 | 83 | $131.5M | 0 | ||
| 2023 Q3 | 76 | $113.6M | 0 | ||
| 2023 Q2 | 80 | $120.2M | — | ||
| 2023 Q1 | 73 | $107.5M | — | ||
| 2022 Q4 | 68 | $98.5M | — | ||
| 2022 Q3 | 67 | $98.8M | — | ||
| 2022 Q2 | 68 | $105.2M | — | ||
| 2022 Q1 | 82 | $143.2M | — | ||
| 2021 Q4 | 85 | $158.3M | — | ||
| 2021 Q3 | 92 | $168.2M | — | ||
| 2021 Q2 | 102 | $180.8M | — | ||
| 2021 Q1 | 83 | $163.5M | — | ||
| 2020 Q4 | 69 | $151.4M | — | ||
| 2020 Q3 | 63 | $90.9M | — | ||
| 2020 Q2 | 61 | $117.8M | — | ||
| 2020 Q1 | 55 | $82.4M | — | ||
| 2019 Q4 | 66 | $107.4M | — |
Holding changes this quarter
Plotkin Financial Advisors, LLC's most significant position changes for 2026-06-30: Sold out: Exxon Mobil CORP (XOM); New buy: ; New buy: Direx Dail Semi Bu 3x Et-usd (SOXL); New buy: First Trust Enh Short Mat Fd (FTSM); New buy: Micron Technology Inc (MU).
1–50 of 112
Filing History
FAQ
What is Plotkin Financial Advisors, LLC and what type of investor is it?
Plotkin Financial Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $241.0M, spread across 110 disclosed positions.
What are Plotkin Financial Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Plotkin Financial Advisors, LLC's top holdings by market value are:
1. Vanguard Total Stock Mkt ETF (VTI) — $22.8M (9.5%)
2. Vaneck Semiconductor ETF (SMH) — $22.0M (9.1%)
3. Invesco Qqq Trust Series 1 (QQQ) — $17.3M (7.2%)
4. First Trust Rising Dividend (RDVY) — $15.7M (6.5%)
5. First Trust Nasdaq Cybersecu (CIBR) — $10.8M (4.5%)
What changes did Plotkin Financial Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, Plotkin Financial Advisors, LLC made 79 notable position adjustments: 12 new positions were initiated, 38 existing holdings were added to, 27 positions were partially reduced, and 2 were completely exited. The largest of these moves: Sold out: Exxon Mobil CORP (XOM); New buy: ; New buy: Direx Dail Semi Bu 3x Et-usd (SOXL); New buy: First Trust Enh Short Mat Fd (FTSM); New buy: Micron Technology Inc (MU)
What sectors does Plotkin Financial Advisors, LLC focus on?
Plotkin Financial Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 52.1%
• Communication Services: 10.7%
• Health Care: 8.5%
• Consumer Discretionary: 8.1%
• Financials: 7.9%
• Consumer Staples: 6.2%
Investment Profile
Plotkin Financial Advisors, LLC returned an annualized 22.0% over the trailing 36 months — underperforming the S&P 500 by 1.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.11 (more volatile than the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 52.1% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 22 over the past 4 quarters — a shift toward more active trading.
It has added to its SMH position over the past two quarters (+$8.8M, now $22.0M), while trimming FTCS over the same stretch (-$448.6K, still holding $5.6M).
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