PP
PFG Private Wealth Management, LLC 13F Holdings (72 Positions, Q3 2026)
PFG Private Wealth Management, LLCCIK: 0001799957
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$236.1M
Reporting period: 2026-09-30 · Number of holdings: 72
PFG Private Wealth Management, LLC disclosed 72 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $236.1M and a quarterly turnover rate of 33.0%.
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Personality snowflake
- Concentration
- 25.28
- Portfolio Stability
- 33.04
- Momentum
- 100
- Sector conviction
- 62.39
- Diversification
- 100
- Sizing Uniformity
- 81.02
PFG Private Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.063 — mathematically equivalent to about 16 equally-sized positions, well below its 72 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.90), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 9% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy FLOT
New buy BIL
Trim IBDZ
-97.9% -$12.5M
Sold out 46436E134
Trim SPYG
-23.9% -$5.2M
Add MGV
+52.0% $5.4M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 13.61% | +0.44% | +3.38% | |
| 2 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 10.24% | -0.24% | +0.78% | |
| 3 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 8.18% | -2.45% | -23.95% | |
| 4 | MGV | Vanguard Mega Cap Value ETF | ETF-Other | 6.84% | +2.17% | +51.97% | |
| 5 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 5.98% | +5.98% | NEW | |
| 6 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 5.86% | +5.86% | NEW | |
| 7 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 5.43% | -0.18% | +0.76% | |
| 8 | IBDV | Ishares Ibonds Dec 2030 CORP | ETF-Other | 5.33% | -0.05% | +4.53% | |
| 9 | IBDW | Ishares Ibonds Dec 2031 CORP | ETF-Other | 5.23% | — | +6.29% | |
| 10 | IBDX | Ishares Ibonds Dec 2032 Tc | ETF-Other | 5.21% | -0.33% | +0.67% | |
| 11 | IBDT | Ishares Ibonds Dec 2028 ETF | ETF-Other | 3.35% | +0.01% | +3.79% | |
| 12 | ✓ | iShares iBonds Dec 2029 Term Corporate ETF | ETF-Corp Bonds | 3.29% | -0.01% | +3.91% | |
| 13 | IBDS | Ishrs Ibnds Dec 27 CORP ETF | ETF-Other | 3.26% | +0.01% | +3.22% | |
| 14 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.92% | -0.24% | -2.95% | |
| 15 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.88% | -0.22% | -0.45% | |
| 16 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 1.27% | -0.03% | — | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 1.06% | +0.28% | +0.48% | |
| 18 | AAPL | Apple Inc | Stock-Tech | 0.86% | +0.03% | -7.41% | |
| 19 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.51% | — | — | |
| 20 | NVDA | Nvidia CORP | Stock-Tech | 0.41% | +0.01% | -8.51% | |
| 21 | ✓ | Ishares Tr | Stock-Other | 0.39% | -0.01% | +0.91% | |
| 22 | IBMS | Isharesibonddec2030munibdetf | ETF-Other | 0.38% | -0.02% | +0.92% | |
| 23 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.35% | -0.04% | -5.22% | |
| 24 | NFLX | Netflix Inc | Stock-Comm Services | 0.34% | +0.02% | +10.23% | |
| 25 | ANET | Arista Networks Inc | Stock-Tech | 0.31% | +0.05% | +0.36% | |
| 26 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.31% | +0.10% | +17.82% | |
| 27 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.30% | -0.03% | -12.37% | |
| 28 | B | Barrick Mining CORP | Stock-Materials | 0.27% | +0.09% | +41.56% | |
| 29 | MRVL | Marvell Technology Inc | Stock-Tech | 0.27% | -0.16% | -28.11% | |
| 30 | IBMQ | Ishares Ibonds Dec 2028 Muni | ETF-Other | 0.27% | +0.08% | +45.80% | |
| 31 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.25% | — | — | |
| 32 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.24% | — | +7.22% | |
| 33 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.24% | -0.03% | -7.81% | |
| 34 | PSX | Phillips 66 | Stock-Energy | 0.24% | +0.07% | -8.46% | |
| 35 | AMP | Ameriprise Financial Inc | Stock-Financials | 0.23% | +0.04% | +16.05% | |
| 36 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.23% | -0.01% | -3.82% | |
| 37 | TT | Trane Technologies plc | Stock-Industrials | 0.22% | — | +15.47% | |
| 38 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.21% | -0.14% | -39.32% | |
| 39 | ✓ | Quanta Services, Inc. | Stock-Other | 0.20% | -0.04% | -2.61% | |
| 40 | BX | Blackstone Inc | Stock-Financials | 0.20% | +0.04% | +36.90% | |
| 41 | TMUS | T-mobile US Inc | Stock-Comm Services | 0.20% | +0.03% | +22.33% | |
| 42 | MRNA | Moderna Inc | Stock-Healthcare | 0.20% | +0.20% | NEW | |
| 43 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.20% | +0.20% | NEW | |
| 44 | IBMP | Ishares Ibonds Dec 2027 Term | ETF-Other | 0.20% | — | +3.85% | |
| 45 | AXP | American Express Co | Stock-Financials | 0.19% | — | +19.43% | |
| 46 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.19% | -0.02% | +0.30% | |
| 47 | TXN | Texas Instruments Inc | Stock-Tech | 0.19% | -0.02% | -1.63% | |
| 48 | MSI | Motorola Solutions Inc | Stock-Tech | 0.18% | +0.18% | NEW | |
| 49 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.18% | — | — | |
| 50 | BUD | Anheuser-busch Inbev-spn Adr | Stock-Consumer Staples | 0.18% | +0.01% | +17.59% |
1–50 of 72
Portfolio Performance
Performance for Q4 2026
+1.1%
Performance Last 4 Quarters
+13.4%
Based on 89% of reported portfolio value with available pricing
- Stdev
- +8.8%
- Beta
- +0.66
- Alpha
- +1.7%
- Max Drawdown
- -3.9%
- Annualized Perf
- +17.4%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +4.09
- Stutzer
- +0.55
- Treynor
- +0.25
- Sterling
- +1.27
- Calmar
- +4.4
- Information Ratio
- -1.1
- Tracking Error
- +5.5%
- Stdev Down
- +4%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +25.9%
- Worst 12 Months
- +5.5%
- Efficiency Ratio
- +0.75
- Sharpe
- +1.88
- Stdev Sectors
- +10.3%
- Skewness
- -0.06
- Kurtosis
- +0.11
- Upside Potential
- +5.47
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 72 | $236.1M | 33 | ||
| 2026 Q2 | 75 | $230.8M | 26 | ||
| 2026 Q1 | 75 | $235.8M | 32 | ||
| 2025 Q4 | 74 | $228.6M | 100 | ||
| 2025 Q3 | 117 | $224.2M | 100 | ||
| 2025 Q2 | 56 | $194.1M | 0 | ||
| 2025 Q1 | 262 | $184.9M | 100 | ||
| 2024 Q4 | 239 | $175.7M | 0 | ||
| 2024 Q3 | 238 | $172.5M | 0 | ||
| 2024 Q2 | 242 | $164.9M | 0 | ||
| 2024 Q1 | 225 | $158.9M | 0 | ||
| 2023 Q4 | 235 | $148.6M | 0 | ||
| 2023 Q3 | 295 | $134.5M | 0 | ||
| 2023 Q2 | 284 | $169.4M | 0 | ||
| 2023 Q1 | 285 | $157.3M | 0 | ||
| 2022 Q4 | 389 | $161.1M | 0 | ||
| 2022 Q3 | 347 | $152.3M | 0 | ||
| 2022 Q2 | 324 | $178.3M | 0 | ||
| 2022 Q1 | 302 | $194.8M | 0 | ||
| 2021 Q4 | 310 | $193.6M | 0 | ||
| 2021 Q3 | 310 | $170.9M | 0 | ||
| 2021 Q2 | 58 | $154.2M | 97 | ||
| 2021 Q1 | 58 | $145.4M | 30 | ||
| 2020 Q4 | 49 | $130.5M | 13 | ||
| 2020 Q3 | 46 | $114.7M | 10 | ||
| 2020 Q2 | 44 | $106.2M | 22 | ||
| 2020 Q1 | 41 | $92.9M | 45 | ||
| 2019 Q4 | 47 | $112.0M | 0 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
PFG Private Wealth Management, LLC's most significant position changes for 2026-09-30: New buy: Ishares Floating Rate Bond E (FLOT); New buy: Ss Spdr Bb 1-3m T-bill ETF (BIL); Sold out: ; Sold out: Ishares Msci USA Quality Fac (QUAL); New buy: Moderna Inc (MRNA).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FLOT | Ishares Floating Rate Bond E | +6% | NEW | New buy |
| 2 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +5.9% | NEW | New buy |
| 3 | MGV | Vanguard Mega Cap Value ETF | +2.2% | +51.97% | Add |
| 4 | IVV | Ishares Core S&p 500 ETF | +0.4% | +3.38% | Add |
| 5 | MSFT | Microsoft CORP | +0.3% | +0.48% | Add |
| 6 | MRNA | Moderna Inc | +0.2% | NEW | New buy |
| 7 | SBUX | Starbucks CORP | +0.2% | NEW | New buy |
| 8 | MSI | Motorola Solutions Inc | +0.2% | NEW | New buy |
| 9 | EQIX | Equinix Inc | +0.1% | NEW | New buy |
| 10 | ACN | Accenture plc | +0.1% | NEW | New buy |
| 11 | META | Meta Platforms Inc-class A | +0.1% | +17.82% | Add |
| 12 | IGSB | Ishares 1-5y Inv Grade CORP | +0.1% | NEW | New buy |
| 13 | B | Barrick Mining CORP | +0.1% | +41.56% | Add |
| 14 | IBMQ | Ishares Ibonds Dec 2028 Muni | +0.1% | +45.80% | Add |
| 15 | PSX | Phillips 66 | +0.1% | -8.46% | Trim |
| 16 | ANET | Arista Networks Inc | +0.1% | +0.36% | Add |
| 17 | SHEL | Shell Plc-adr | +0.1% | +14.95% | Add |
| 18 | BX | Blackstone Inc | 0% | +36.90% | Add |
| 19 | AMP | Ameriprise Financial Inc | 0% | +16.05% | Add |
| 20 | KR | Kroger Co | 0% | +30.15% | Add |
| 21 | DGX | Quest Diagnostics Inc | 0% | +16.10% | Add |
| 22 | AAPL | Apple Inc | 0% | -7.41% | Trim |
| 23 | MA | Mastercard Inc - A | 0% | +20.00% | Add |
| 24 | TMUS | T-mobile US Inc | 0% | +22.33% | Add |
| 25 | ✓ | 0% | +32.22% | Add | |
| 26 | NFLX | Netflix Inc | 0% | +10.23% | Add |
| 27 | BAC | Bank Of America CORP | 0% | +22.98% | Add |
| 28 | ✓ | 0% | +20.25% | Add | |
| 29 | IBDS | Ishrs Ibnds Dec 27 CORP ETF | 0% | +3.22% | Add |
| 30 | IBDT | Ishares Ibonds Dec 2028 ETF | 0% | +3.79% | Add |
| 31 | NVDA | Nvidia CORP | 0% | -8.51% | Trim |
| 32 | TJX | Tjx Companies Inc | 0% | +36.26% | Add |
| 33 | AKBA | Akebia Therapeutics Inc | 0% | NEW | New buy |
| 34 | SRE | Sempra | 0% | +30.53% | Add |
| 35 | BUD | Anheuser-busch Inbev-spn Adr | 0% | +17.59% | Add |
| 36 | IBDW | Ishares Ibonds Dec 2031 CORP | — | +6.29% | Add |
| 37 | AXP | American Express Co | — | +19.43% | Add |
| 38 | TT | Trane Technologies plc | — | +15.47% | Add |
| 39 | AZN | AstraZeneca PLC | — | +26.61% | Add |
| 40 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | — | Unchanged |
| 41 | COST | Costco Wholesale CORP | — | +7.22% | Add |
| 42 | IBMP | Ishares Ibonds Dec 2027 Term | — | +3.85% | Add |
| 43 | SO | Southern Co/the | — | +19.49% | Add |
| 44 | VOO | Vanguard S&p 500 ETF | — | — | Unchanged |
| 45 | USMV | Ishares Msci USA Min Vol Fac | — | — | Unchanged |
| 46 | ✓ | Raytheon Technologies CORP | — | +0.65% | Add |
| 47 | TOL | Toll Brothers Inc | — | +23.96% | Add |
| 48 | XT | Ishar Fture Exp Tech Etf-usd | — | — | Unchanged |
| 49 | IWF | Ishares Russell 1000 Growth | — | -1.05% | Trim |
| 50 | ✓ | iShares iBonds Dec 2029 Term Corporate ETF | 0% | +3.91% | Add |
1–50 of 84
Filing History
FAQ
What is PFG Private Wealth Management, LLC and what type of investor is it?
PFG Private Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $236.1M, spread across 72 disclosed positions.
What are PFG Private Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, PFG Private Wealth Management, LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $32.1M (13.6%)
2. Vanguard Ftse Developed ETF (VEA) — $24.2M (10.2%)
3. Ss Spdr P S&p 500 Growth ETF (SPYG) — $19.3M (8.2%)
4. Vanguard Mega Cap Value ETF (MGV) — $16.2M (6.8%)
5. Ishares Floating Rate Bond E (FLOT) — $14.1M (6.0%)
What changes did PFG Private Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, PFG Private Wealth Management, LLC made 78 notable position adjustments: 9 new positions were initiated, 41 existing holdings were added to, 16 positions were partially reduced, and 12 were completely exited. The largest of these moves: New buy: Ishares Floating Rate Bond E (FLOT); New buy: Ss Spdr Bb 1-3m T-bill ETF (BIL); Sold out: ; Sold out: Ishares Msci USA Quality Fac (QUAL); New buy: Moderna Inc (MRNA)
What sectors does PFG Private Wealth Management, LLC focus on?
PFG Private Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 40.4%
• Communication Services: 11.3%
• Financials: 9.7%
• Consumer Discretionary: 8.2%
• Health Care: 8.2%
• Consumer Staples: 6.2%
Investment Profile
PFG Private Wealth Management, LLC returned an annualized 17.4% over the trailing 36 months — outperforming the S&P 500 by 1.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.66 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 40.4% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 100 to 33 over the past 4 quarters — a shift toward longer holding periods.
It has added to its MSFT position over the past two quarters (+$742.6K, now $2.5M), while trimming IBDZ over the same stretch (-$13.6M, still holding $256.1K).
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Developer Access
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REST API
curl https://alphasmo.com/api/v1/institutions/pfg-private-wealth-management-llcCLI
npx alphasmo institutions get pfg-private-wealth-management-llc