PFG Private Wealth Management, LLC — Q1 2020 13F Holdings

Name: PFG Private Wealth Management, LLC — 13F Holdings, Q1 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001799957

Total reported value

$235.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	12.35%	—	+3377.36%
2	FLOT	Ishares Floating Rate Bond E	ETF-Other	8.11%	—	-49.74%
3	DGRO	Ishares Core Dividend Growth	ETF-Other	7.17%	—	+19.46%
4	SPYG	Ss Spdr P S&p 500 Growth ETF	ETF-Large Cap & Growth	6.13%	-1.05%	+6.45%
5	IBDP	Ishares Ibonds Dec 2024 Term	ETF-Other	4.66%	—	+32.68%
6	IBDR	Ishares Ibonds Dec 2026 Term	ETF-Other	4.49%	-0.11%	-0.84%
7	IBDS	Ishrs Ibnds Dec 27 CORP ETF	ETF-Other	4.42%	-0.01%	+1.23%
8	IBDT	Ishares Ibonds Dec 2028 ETF	ETF-Other	4.40%	+0.02%	-0.28%
9	IBDU	Ishares Ibonds Dec 2029 Term	ETF-Other	4.26%	-3.51%	EXIT
10	IBDQ	Ishares Ibonds Dec 2025 Term	ETF-Other	4.23%	—	+37.48%
11	TLT	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	3.86%	—	+3.34%
12	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	3.71%	—	+2.04%
13	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	3.61%	—	+11.89%
14	✓	Ishares	Stock-Other	3.53%	—	+4.60%
15	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	3.22%	—	+20.53%
16	QUAL	Ishares Msci USA Quality Fac	ETF-Other	2.36%	-2.61%	+35.35%
17	SPEM	State Street Sp Ptf Em ETF	ETF-Other	2.33%	—	-0.92%
18	XMLV	Invesco S&p Midcap Low Volat	ETF-Other	2.19%	—	+8.83%
19	VEA	Vanguard Ftse Developed ETF	ETF-Other	2.15%	+0.36%	-8.16%
20	XSLV	Invesco S&p Smallcap Low Vol	ETF-Other	1.69%	—	+30.05%
21	FMB	First Trust Managed Municipa	ETF-Other	1.65%	—	-1.72%
22	MUB	Ishares National Muni Bond E	ETF-Other	1.64%	—	+11.23%
23	AAPL	Apple INC	Stock-Tech	0.95%	-0.08%	-21.36%
24	IWP	Ishares Russell Mid-cap Grow	ETF-Other	0.90%	—	-4.39%
25	SLYG	Ss Spdr S&p 600 Sc Gr ETF	ETF-Other	0.70%	—	+12.11%
26	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.69%	+0.08%	-10.50%
27	AMZN	Amazon.com INC	Stock-Consumer Disc	0.54%	—	-29.62%
28	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.44%	—	-27.80%
29	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.43%	—	-0.58%
30	PEP	Pepsico INC	Stock-Consumer Staples	0.41%	—	-22.43%
31	EA	Electronic Arts INC	Stock-Comm Services	0.38%	—	-26.88%
32	DIS	Walt Disney Co/the	Stock-Comm Services	0.38%	—	-12.93%
33	STT	State Street CORP	Stock-Financials	0.36%	—	-8.87%
34	GNTX	Gentex CORP	Stock-Consumer Disc	0.36%	—	-20.58%
35	SPAB	Ss Spdr P Agg Bond ETF	ETF-Other	0.35%	—	+6.71%
36	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.34%	-0.70%	-90.38%
37	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.29%	-0.10%	-83.33%
38	BKCC 5 06-15-22	Blackrock Capital Invest	Stock-Other	0.22%	—	—
39	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	Stock-Other	0.04%	—	—
40	PSEC 4.95 07-15-22	Prospect Capital CORP	Stock-Other	0.04%	—	—
41	ARCC 4.625 03-01-24	Ares Capital CORP	Stock-Financials	0.02%	—	—

Holding changes this quarter

Position changes disclosed by PFG Private Wealth Management, LLC for the quarter ending Q1 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	USMV	Ishares Msci USA Min Vol Fac	+12%	+3377.36%	Add
2	IBDP	Ishares Ibonds Dec 2024 Term	+1.6%	+32.68%	Add
3	IBDQ	Ishares Ibonds Dec 2025 Term	+1.6%	+37.48%	Add
4	DGRO	Ishares Core Dividend Growth	+0.7%	+19.46%	Add
5	TLT	iShares 20+ Year Treasury Bond ETF	+0.7%	+3.34%	Add
6	✓	Ishares	+0.7%	+4.60%	Add
7	IBDR	Ishares Ibonds Dec 2026 Term	+0.6%	-0.84%	Trim
8	IBDS	Ishrs Ibnds Dec 27 CORP ETF	+0.6%	+1.23%	Add
9	QUAL	Ishares Msci USA Quality Fac	+0.6%	+35.35%	Add
10	SPYG	Ss Spdr P S&p 500 Growth ETF	+0.5%	+6.45%	Add
11	IBDT	Ishares Ibonds Dec 2028 ETF	+0.5%	-0.28%	Trim
12	IBDU	Ishares Ibonds Dec 2029 Term	+0.5%	+0.34%	Add
13	MUB	Ishares National Muni Bond E	+0.4%	+11.23%	Add
14	EFG	Ishares Msci Eafe Growth ETF	+0.4%	+11.89%	Add
15	SPDW	Ste Str Spdr Pt Dw EU ETF	+0.3%	+20.53%	Add
16	FMB	First Trust Managed Municipa	+0.2%	-1.72%	Trim
17	MTUM	Ishares Msci USA Momentum Fa	+0.2%	+2.04%	Add
18	SPAB	Ss Spdr P Agg Bond ETF	+0.1%	+6.71%	Add
19	XSLV	Invesco S&p Smallcap Low Vol	0%	+30.05%	Add
20	BKCC 5 06-15-22	Blackrock Capital Invest	0%	—	Unchanged
21	PSEC 4.95 07-15-22	Prospect Capital CORP	—	—	Unchanged
22	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	—	—	Unchanged
23	ARCC 4.625 03-01-24	Ares Capital CORP	—	—	Unchanged
24	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	-0.58%	Trim
25	SLYG	Ss Spdr S&p 600 Sc Gr ETF	0%	+12.11%	Add
26	XMLV	Invesco S&p Midcap Low Volat	-0.1%	+8.83%	Add
27	AMZN	Amazon.com INC	-0.1%	-29.62%	Trim
28	IWP	Ishares Russell Mid-cap Grow	-0.1%	-4.39%	Trim
29	PEP	Pepsico INC	-0.1%	-22.43%	Trim
30	EA	Electronic Arts INC	-0.1%	-26.88%	Trim
31	GNTX	Gentex CORP	-0.1%	-20.58%	Trim
32	STT	State Street CORP	-0.1%	-8.87%	Trim
33	GOOG	Alphabet Inc-cl C	-0.1%	-27.80%	Trim
34	DIS	Walt Disney Co/the	-0.2%	-12.93%	Trim
35	AAPL	Apple INC	-0.2%	-21.36%	Trim
36	SPEM	State Street Sp Ptf Em ETF	-0.3%	-0.92%	Trim
37	IJR	Ishares Core S&p Small-cap E	-0.3%	-10.50%	Trim
38	VEA	Vanguard Ftse Developed ETF	-0.4%	-8.16%	Trim
39	BRK-A	Berkshire Hathaway Inc-cl A	-1.5%	-83.33%	Trim
40	IVV	Ishares Core S&p 500 ETF	-3.3%	-90.38%	Trim
41	FLOT	Ishares Floating Rate Bond E	-5.9%	-49.74%	Trim
42	LGLV	Spdr US Lc Low Vol Idx	—	EXIT	Sold out
43	SPYD	Ss Spdr P S&p 500 Hi Div ETF	—	EXIT	Sold out
44	SPYM	Ste Str Spdr Pt S&p 500 ETF	—	EXIT	Sold out
45	✓	Ishares Tr	—	EXIT	Sold out
46	ACWV	Ishares Msci Global Min Vol	—	EXIT	Sold out
47	GOOGL	Alphabet Inc-cl A	—	EXIT	Sold out