PF
Pathstone Family Office, LLC Historical SEC 13F Holdings & Archive (Q3 2023)
Pathstone Family Office, LLCCIK: 0001511137
Diversified strategyLong-term holder
Total reported value
$13.1B
Reporting period: 2023-09-30 · Number of holdings: 1659
PATHSTONE FAMILY OFFICE, LLC disclosed 1659 holdings in its latest 13F filing for the period ending 2023-09-30, with total reported value of $13.1B and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 9.55
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 49.04
- Diversification
- 100
- Sizing Uniformity
- 37.91
Pathstone Family Office, LLC's disclosed holdings carry a Herfindahl concentration index of 0.024 — mathematically equivalent to about 42 equally-sized positions, well below its 1659 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 6.21), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 36% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 1659 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 9.33% | — | +319.18% | |
| 2 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 7.47% | — | +120.51% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 4.45% | — | +23.64% | |
| 4 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 3.97% | — | +848.81% | |
| 5 | MDY | State Street Spdr S&p Midcap | ETF-Other | 3.35% | — | +50563.49% | |
| 6 | AAPL | Apple Inc | Stock-Tech | 2.75% | — | +94.56% | |
| 7 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 2.73% | — | +484.20% | |
| 8 | IWB | Ishares Russell 1000 ETF | ETF-Other | 2.10% | — | +2233.75% | |
| 9 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.58% | — | +15.52% | |
| 10 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.45% | — | +98.32% | |
| 11 | VV | Vanguard Large-cap ETF | ETF-Other | 1.40% | — | -0.49% | |
| 12 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.28% | — | +8.82% | |
| 13 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 1.23% | — | +18.29% | |
| 14 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.20% | — | +404.49% | |
| 15 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.18% | — | +1737.69% | |
| 16 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 1.08% | — | +12660.39% | |
| 17 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.02% | — | +72.81% | |
| 18 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.94% | — | +109.82% | |
| 19 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 0.84% | — | +5.23% | |
| 20 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.83% | — | +55.96% | |
| 21 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.82% | — | +366.52% | |
| 22 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.79% | — | -6.74% | |
| 23 | KDP | Keurig Dr Pepper Inc | Stock-Consumer Staples | 0.76% | — | +4.08% | |
| 24 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.71% | — | +16.53% | |
| 25 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.70% | — | +4323.52% | |
| 26 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.68% | — | +692.24% | |
| 27 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.63% | — | +90.52% | |
| 28 | NVDA | Nvidia CORP | Stock-Tech | 0.63% | — | +115.43% | |
| 29 | DFIC | Dimensional International Co | ETF-Other | 0.62% | — | -18.13% | |
| 30 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.58% | — | +64.95% | |
| 31 | EFOR | Everforth Inc | Stock-Other | 0.57% | — | +0.09% | |
| 32 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.56% | — | -6.04% | |
| 33 | VB | Vanguard Small-cap ETF | ETF-Other | 0.56% | — | +10.09% | |
| 34 | TLH | Ishares 10-20 Year Treasury | ETF-Gov Bonds | 0.54% | — | +127.16% | |
| 35 | DFLV | Dim US Large Cap Value ETF | ETF-Large Cap & Growth | 0.54% | — | -5.34% | |
| 36 | VUG | Vanguard Growth ETF | ETF-Other | 0.52% | — | +33.95% | |
| 37 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.47% | — | +33.21% | |
| 38 | PAA | Plains All Amer Pipeline LP | Stock-Energy | 0.45% | — | +2.36% | |
| 39 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 0.45% | — | -2.35% | |
| 40 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.43% | — | +9.42% | |
| 41 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.41% | — | +84.12% | |
| 42 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.40% | — | +1075.63% | |
| 43 | PGR | Progressive CORP | Stock-Financials | 0.40% | — | -12.56% | |
| 44 | SLAB | Silicon Laboratories Inc | Stock-Tech | 0.39% | — | +0.18% | |
| 45 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.39% | — | +512.38% | |
| 46 | UBER | Uber Technologies Inc | Stock-Industrials | 0.37% | — | -6.64% | |
| 47 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.37% | — | +611.76% | |
| 48 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-Corp Bonds | 0.35% | — | +6.71% | |
| 49 | DGX | Quest Diagnostics Inc | Stock-Healthcare | 0.31% | — | +2400.90% | |
| 50 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.31% | — | +2004.27% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+3%
Performance Last 4 Quarters
+17.8%
- Stdev
- +10.8%
- Beta
- +0.71
- Alpha
- -4.9%
- Max Drawdown
- -8%
- Annualized Perf
- +9.1%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +1.6
- Stutzer
- +0.26
- Treynor
- +0.13
- Sterling
- +0.57
- Calmar
- +1.13
- Information Ratio
- -1.56
- Tracking Error
- +6.8%
- Stdev Down
- +5.8%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +22%
- Worst 12 Months
- +2.3%
- Efficiency Ratio
- +0.34
- Sharpe
- +0.86
- Stdev Sectors
- +8.1%
- Skewness
- +0.42
- Kurtosis
- +0.5
- Upside Potential
- +3.33
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2023 Q3 | 1659 | $13.1B | 0 | ||
| 2023 Q2 | 1242 | $7.0B | — | ||
| 2023 Q1 | 1209 | $6.2B | 0 | ||
| 2022 Q4 | 1307 | $5.5B | — | ||
| 2022 Q3 | 1237 | $5.2B | — | ||
| 2022 Q2 | 1060 | $4.5B | — | ||
| 2022 Q1 | 965 | $4.3B | 0 | ||
| 2021 Q4 | 902 | $4.0B | 0 | ||
| 2021 Q3 | 869 | $3.4B | 0 | ||
| 2021 Q2 | 825 | $3.3B | 16 | ||
| 2021 Q1 | 660 | $3.0B | 25 | ||
| 2020 Q4 | 1342 | $2.4B | 96 | ||
| 2020 Q3 | 1001 | $919.1M | 21 | ||
| 2020 Q2 | 923 | $843.8M | 52 | ||
| 2020 Q1 | 809 | $703.8M | 100 | ||
| 2019 Q4 | 414 | $921.2M | 100 | ||
| 2019 Q3 | 638 | $767.6M | 16 | ||
| 2019 Q2 | 662 | $847.7M | 15 | ||
| 2019 Q1 | 914 | $786.0M | 82 | ||
| 2018 Q4 | 544 | $348.8M | 34 | ||
| 2018 Q3 | 241 | $319.4M | 83 | ||
| 2018 Q2 | 154 | $135.8M | 33 | ||
| 2018 Q1 | 378 | $179.0M | 77 | ||
| 2017 Q4 | 163 | $180.7M | 96 | ||
| 2017 Q3 | 173 | $111.0M | 78 | ||
| 2017 Q2 | 386 | $237.4M | 42 | ||
| 2017 Q1 | 654 | $181.5M | 30 | ||
| 2016 Q4 | 96 | $157.2M | 74 | ||
| 2016 Q3 | 202 | $97.2M | 26 | ||
| 2016 Q2 | 201 | $105.2M | 97 | ||
| 2016 Q1 | 180 | $49.3M | 97 | ||
| 2015 Q4 | 95 | $21.5M | 57 | ||
| 2015 Q3 | 176 | $37.1M | 94 | ||
| 2015 Q2 | 125 | $59.5M | 45 | ||
| 2015 Q1 | 124 | $62.1M | 88 | ||
| 2014 Q4 | 109 | $29.4M | 38 | ||
| 2014 Q3 | 321 | $32.2M | 100 | ||
| 2014 Q2 | 136 | $35.2M | 18 | ||
| 2014 Q1 | 187 | $38.4M | 100 | ||
| 2013 Q4 | 213 | $46.0M | 100 | ||
| 2013 Q3 | 303 | $23.1M | 100 | ||
| 2013 Q2 | 381 | $86.1M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Pathstone Family Office, LLC and what type of investor is it?
Pathstone Family Office, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-09-30), the firm manages a tracked equity portfolio valued at approximately $13.1B, spread across 1659 disclosed positions.
What are Pathstone Family Office, LLC's largest equity positions?
Based on the latest 13F filing, Pathstone Family Office, LLC's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $1.2B (9.3%)
2. Ishares Core S&p 500 ETF (IVV) — $979.3M (7.5%)
3. Microsoft CORP (MSFT) — $583.1M (4.5%)
4. Vanguard S&p 500 ETF (VOO) — $520.8M (4.0%)
5. State Street Spdr S&p Midcap (MDY) — $439.8M (3.4%)
What changes did Pathstone Family Office, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Pathstone Family Office, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Pathstone Family Office, LLC focus on?
Pathstone Family Office, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 31.3%
• Consumer Discretionary: 14.2%
• Financials: 10.8%
• Consumer Staples: 10.7%
• Health Care: 9.2%
• Industrials: 7.6%
Investment Profile
Pathstone Family Office, LLC returned an annualized 9.1% over the trailing 36 months — underperforming the S&P 500 by 4.9 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.71 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 31.3% of the portfolio concentrated in Information Technology.
It has added to its SPY position over the past two quarters (+$950.4M, now $1.2B), while trimming DFNM over the same stretch (-$36.9M, still holding $895.5K).
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