Pathstone Family Office, LLC — Q2 2014 13F Holdings

Name: Pathstone Family Office, LLC — 13F Holdings, Q2 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001511137

Total reported value

$13.1B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Asgn	Stock-Other	29.50%	—	—
2	SCOR1EUR	Comscore INC	Stock-Other	24.77%	—	-21.89%
3	BDX	Becton Dickinson And Co	Stock-Healthcare	23.83%	—	-3.50%
4	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	2.77%	—	+5.98%
5	AXU	Alexco Resource CORP	Stock-Other	2.72%	—	—
6	BND	Vanguard Total Bond Market	ETF-Other	1.52%	—	-0.63%
7	S9Q	Spirit Aerosystems Hold-cl A	Stock-Other	1.47%	—	+3008.13%
8	AAPL	Apple INC	Stock-Tech	1.46%	—	+539.17%
9	BA	Boeing Co/the	Stock-Industrials	0.82%	—	—
10	IWB	Ishares Russell 1000 ETF	ETF-Other	0.82%	—	-53.55%
11	✓	Regions Financial Corporation	Stock-Other	0.63%	—	—
12	JNJ	Johnson & Johnson	Stock-Healthcare	0.34%	—	—
13	MRK	Merck & Co. INC.	Stock-Healthcare	0.33%	—	—
14	EOT	Eaton Vance National Municip	Stock-Other	0.31%	—	+0.62%
15	UPS	United Parcel Service-cl B	Stock-Industrials	0.29%	—	—
16	EFA	Ishares Msci Eafe ETF	ETF-Other	0.28%	—	-76.74%
17	✓	Oracle Corporation	Stock-Other	0.27%	—	—
18	MUA	Blackrock Muniassets Fund	Stock-Other	0.27%	—	+0.61%
19	✓	Energen CORP	Stock-Other	0.25%	—	—
20	AXP	American Express Company	Stock-Financials	0.24%	—	+253.71%
21	SVBLGBP	Silver Bull Resources INC	Stock-Other	0.24%	—	—
22	✓	Prestige Consumer Healthcare Inc.	Stock-Other	0.22%	—	—
23	EPD	Enterprise Products Partners	Stock-Energy	0.22%	—	—
24	FISV	Fiserv INC	Stock-Other	0.21%	—	—
25	DISCKUSD	Discovery Inc-c	Stock-Other	0.21%	—	—
26	✓	Monsanto	Stock-Other	0.21%	—	—
27	DOV	Dover CORP	Stock-Industrials	0.21%	—	—
28	CMCSA	Comcast Corporation	Stock-Comm Services	0.21%	—	—
29	VIAB	Viacom Inc-class B	Stock-Other	0.20%	—	—
30	✓	Cameron International CORP	Stock-Other	0.19%	—	—
31	QCOM	Qualcomm INC	Stock-Tech	0.18%	—	—
32	MAR	Marriott International -cl A	Stock-Consumer Disc	0.18%	—	—
33	✓	Cardica INC	Stock-Other	0.18%	—	—
34	✓	Avenue Income Cr Strategies	Stock-Other	0.17%	—	—
35	✓	Solar Sr Cap LTD	Stock-Other	0.15%	—	—
36	AMZN	Amazon.com INC	Stock-Consumer Disc	0.15%	—	-15.63%
37	✓	Alphabet INC Cl A	Stock-Other	0.13%	—	-2.56%
38	✓	Google INC Class C	Stock-Other	0.13%	—	—
39	✓		Stock-Other	0.11%	—	—
40	EC	Ecopetrol Sa-sponsored Adr	Stock-Other	0.10%	—	—
41	✓		Stock-Other	0.10%	—	—
42	SAN	Banco Santander Sa-spon Adr	Stock-Financials	0.09%	—	+2.15%
43	CVS	Cvs Health CORP	Stock-Healthcare	0.09%	—	—
44	PMO	Putnam Municipal Oppor	Stock-Other	0.09%	—	+1.53%
45	MVO	Mv Oil Trust	Stock-Other	0.08%	—	—
46	EMR	Emerson Electric Co	Stock-Industrials	0.08%	—	—
47	AIG	American International Group	Stock-Financials	0.08%	—	—
48	✓	Vipshop Holdings Limited Spons	Stock-Other	0.08%	—	—
49	✓	Nabors Industries	Stock-Other	0.07%	—	—
50	VV	Vanguard Large-cap ETF	ETF-Other	0.07%	—	-15.43%

1–50 of 136

Holding changes this quarter

Position changes disclosed by Pathstone Family Office, LLC for the quarter ending Q2 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	S9Q	Spirit Aerosystems Hold-cl A	+1.4%	+3008.13%	Add
2	BDX	Becton Dickinson And Co	+1.4%	-3.50%	Trim
3	IVV	Ishares Core S&p 500 ETF	+0.5%	+5.98%	Add
4	AAPL	Apple INC	+0.3%	+539.17%	Add
5	AXP	American Express Company	+0.2%	+253.71%	Add
6	✓	Asgn	+0.2%	—	Unchanged
7	✓	Natural Grocers by Vitamin Cot	+0.1%	+2976.92%	Add
8	AMZN	Amazon.com INC	0%	-15.63%	Trim
9	✓	Alphabet INC Cl A	-0.1%	-2.56%	Trim
10	IBM	Intl Business Machines CORP	-0.1%	-69.53%	Trim
11	✓	3m Co	-0.2%	-93.32%	Trim
12	AXU	Alexco Resource CORP	-0.3%	—	Unchanged
13	IWB	Ishares Russell 1000 ETF	-0.7%	-53.55%	Trim
14	EFA	Ishares Msci Eafe ETF	-0.8%	-76.74%	Trim
15	SCOR1EUR	Comscore INC	-2.1%	-21.89%	Trim
16	✓	PIMCO Dynamic Income Fund	—	EXIT	Sold out
17	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
18	✓	Prestige Consumer Healthcare Inc.	—	NEW	New buy
19	UTXZ	United Tech CORP	—	EXIT	Sold out
20	✓	Monsanto	—	NEW	New buy
21	DISCKUSD	Discovery Inc-c	—	NEW	New buy
22	FISV	Fiserv INC	—	NEW	New buy
23	DOV	Dover CORP	—	NEW	New buy
24	CMCSA	Comcast Corporation	—	NEW	New buy
25	MSFT	Microsoft CORP	—	EXIT	Sold out
26	KMB	Kimberly-clark CORP	—	EXIT	Sold out
27	VIAB	Viacom Inc-class B	—	NEW	New buy
28	QCOM	Qualcomm INC	—	NEW	New buy
29	CL	Colgate-palmolive Co	—	EXIT	Sold out
30	✓	Avenue Income Cr Strategies	—	NEW	New buy
31	✓	Avenue Income Cr Strategies	—	EXIT	Sold out
32	DUK	Du Pont E I De Nemour&Co	—	EXIT	Sold out
33	CPB	THE Campbell's Company	—	EXIT	Sold out
34	KXI	Ishares Global Consumer Stap	—	EXIT	Sold out
35	✓	Google INC Class C	—	NEW	New buy
36	BKCCUSD	Blackrock Capital Investment	—	EXIT	Sold out
37	AIG	American International Group	—	NEW	New buy
38	TRC	Tejon Ranch Co	—	NEW	New buy
39	✓	Nq Mobile INC Adr Repstg Cl A	—	EXIT	Sold out
40	WMB	Williams Cos INC	—	NEW	New buy
41	✓	Encana CORP	—	EXIT	Sold out
42	IWF	Ishares Russell 1000 Growth	—	EXIT	Sold out
43	VMC	Vulcan Materials Co	—	EXIT	Sold out
44	SCHX	Schwab US Large-cap ETF	—	NEW	New buy
45	✓	Himax Technologies Inc ADR	—	EXIT	Sold out
46	JNP	Juniper Networks INC	—	NEW	New buy
47	VMWEUR	Vmware Inc-class A	—	NEW	New buy
48	DRI	Darden Restaurants INC	—	NEW	New buy
49	✓	Quantum Fuel Sys Tech Worldw	—	EXIT	Sold out
50	✓	Ctrip Com Intl	—	EXIT	Sold out