PC
Pacific Capital Wealth Advisors, Inc. 13F Portfolio & Top Holdings (Q3 2026)
Pacific Capital Wealth Advisors, Inc.CIK: 0001803523
Sector-focusedMomentum follower
Total reported value
$697.7M
Reporting period: 2026-09-30 · Number of holdings: 93
Pacific Capital Wealth Advisors, Inc. disclosed 93 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $697.7M and a quarterly turnover rate of 31.8%.
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Personality snowflake
- Concentration
- 53.24
- Portfolio Stability
- 31.81
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 66.09
Pacific Capital Wealth Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.133 — mathematically equivalent to about 8 equally-sized positions, well below its 93 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd IUSB
+33501.1% $70.2M
Trim BND
-50.1% -$46.2M
Trim VCIT
-49.6% -$15.6M
Trim BIV
-63.6% -$8.8M
Add SGOV
+65.8% $9.1M
Add VGIT
+696.4% $7.7M
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 30.79% | -0.77% | +0.49% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 11.51% | +0.28% | +7.37% | |
| 3 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 10.10% | +10.07% | +33501.09% | |
| 4 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 7.60% | +0.05% | +5.61% | |
| 5 | BND | Vanguard Total Bond Market | ETF-Other | 6.03% | -7.28% | -50.10% | |
| 6 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 4.22% | -0.13% | +3.90% | |
| 7 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 3.27% | +1.19% | +65.76% | |
| 8 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 2.04% | -2.45% | -49.56% | |
| 9 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 2.03% | -0.14% | -1.39% | |
| 10 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.80% | -0.18% | -6.67% | |
| 11 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.48% | -0.32% | -14.56% | |
| 12 | VGIT | Vanguard Intermediate-term T | ETF-Other | 1.27% | +1.09% | +696.44% | |
| 13 | VTV | Vanguard Value ETF | ETF-Other | 1.18% | +0.14% | +20.61% | |
| 14 | AAPL | Apple Inc | Stock-Tech | 1.16% | +0.43% | +45.18% | |
| 15 | IWB | Ishares Russell 1000 ETF | ETF-Other | 1.15% | -0.04% | — | |
| 16 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 0.96% | +0.66% | +230.20% | |
| 17 | IAU | Ishares Gold Trust | ETF-Commodities | 0.94% | -0.02% | -0.07% | |
| 18 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.70% | -0.10% | -6.77% | |
| 19 | ONEQ | Fidelity Nasdaq Comp Indx | ETF-Tech | 0.68% | -0.02% | — | |
| 20 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.67% | -1.36% | -63.61% | |
| 21 | MSTR | Strategy Inc | Stock-Tech | 0.64% | +0.17% | -18.03% | |
| 22 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.55% | -0.04% | -4.66% | |
| 23 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.50% | -0.49% | -45.45% | |
| 24 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.48% | +0.01% | — | |
| 25 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 0.41% | -0.61% | -57.43% | |
| 26 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.39% | -0.08% | -6.68% | |
| 27 | MSFT | Microsoft CORP | Stock-Tech | 0.39% | +0.13% | +20.17% | |
| 28 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.38% | -0.07% | -4.04% | |
| 29 | GDDY | Godaddy Inc - Class A | Stock-Tech | 0.34% | +0.03% | +1.51% | |
| 30 | NVDA | Nvidia CORP | Stock-Tech | 0.32% | +0.14% | +60.63% | |
| 31 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.29% | -0.01% | — | |
| 32 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.26% | +0.08% | +42.72% | |
| 33 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.25% | -0.07% | -14.17% | |
| 34 | CMF | Ishares California Muni Bond | ETF-Other | 0.23% | +0.14% | +201.46% | |
| 35 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.22% | -0.06% | +0.34% | |
| 36 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 0.22% | — | — | |
| 37 | VONG | Vanguard Russell 1000 Growth | ETF-Other | 0.22% | -0.04% | -14.23% | |
| 38 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.20% | -0.03% | -8.79% | |
| 39 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.20% | -0.01% | — | |
| 40 | UWMC | Uwm Holdings CORP | Stock-Other | 0.18% | +0.03% | +151.16% | |
| 41 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.18% | +0.05% | +13.88% | |
| 42 | V | Visa Inc-class A Shares | Stock-Financials | 0.17% | +0.01% | +6.08% | |
| 43 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.17% | +0.04% | +35.63% | |
| 44 | VUG | Vanguard Growth ETF | ETF-Other | 0.16% | +0.16% | NEW | |
| 45 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.14% | -0.01% | — | |
| 46 | MU | Micron Technology Inc | Stock-Tech | 0.13% | +0.09% | +289.29% | |
| 47 | PACS | Pacs Group Inc | Stock-Other | 0.12% | -0.01% | — | |
| 48 | SCHV | Schwab US Large-cap Value | ETF-Other | 0.12% | -0.04% | -15.02% | |
| 49 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.11% | +0.01% | +21.69% | |
| 50 | NLY | Annaly Capital Management In | Stock-Real Estate | 0.11% | +0.11% | NEW |
1–50 of 93
Portfolio Performance
Performance for Q4 2026
+2.4%
Performance Last 4 Quarters
+10%
- Stdev
- +9.4%
- Beta
- +0.73
- Alpha
- +0.4%
- Max Drawdown
- -4.3%
- Annualized Perf
- +17.5%
- Batting Avg vs S&P
- +30.6%
- Sortino
- +3.85
- Stutzer
- +0.52
- Treynor
- +0.23
- Sterling
- +1.25
- Calmar
- +4.06
- Information Ratio
- -1.29
- Tracking Error
- +4.3%
- Stdev Down
- +4.3%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +28.1%
- Worst 12 Months
- +7.1%
- Efficiency Ratio
- +0.71
- Sharpe
- +1.78
- Stdev Sectors
- +16.7%
- Skewness
- -0.02
- Kurtosis
- +0.05
- Upside Potential
- +5.28
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 93 | $697.7M | 32 | ||
| 2026 Q2 | 92 | $663.4M | 16 | ||
| 2026 Q1 | 87 | $595.4M | 10 | ||
| 2025 Q4 | 79 | $583.5M | 4 | ||
| 2025 Q3 | 79 | $578.0M | 22 | ||
| 2025 Q2 | 73 | $545.0M | 0 | ||
| 2025 Q1 | 82 | $578.4M | 100 | ||
| 2024 Q4 | 401 | $598.9M | 0 | ||
| 2024 Q3 | 492 | $595.0M | 0 | ||
| 2024 Q2 | 543 | $547.9M | 0 | ||
| 2024 Q1 | 519 | $424.7M | 0 | ||
| 2023 Q4 | 345 | $394.3M | 0 | ||
| 2023 Q3 | 66 | $356.7M | 0 | ||
| 2023 Q2 | 66 | $394.4M | 0 | ||
| 2023 Q1 | 87 | $388.6M | 0 | ||
| 2022 Q4 | 88 | $386.8M | 0 | ||
| 2022 Q3 | 81 | $367.2M | 0 | ||
| 2022 Q2 | 84 | $361.1M | 0 | ||
| 2022 Q1 | 91 | $349.9M | 0 | ||
| 2021 Q4 | 91 | $347.3M | 0 | ||
| 2021 Q3 | 81 | $314.9M | 0 | ||
| 2021 Q2 | 77 | $198.7M | 100 | ||
| 2021 Q1 | 65 | $179.7M | 16 | ||
| 2020 Q4 | 65 | $176.0M | 19 | ||
| 2020 Q3 | 217 | $168.3M | 16 | ||
| 2020 Q2 | 55 | $147.4M | 18 | ||
| 2020 Q1 | 52 | $132.3M | 34 | ||
| 2019 Q4 | 56 | $149.9M | — |
Holding changes this quarter
Pacific Capital Wealth Advisors, Inc.'s most significant position changes for 2026-09-30: Sold out: Nutanix Inc - A (NTNX); Sold out: General Mills Inc (GIS); New buy: Vanguard Growth ETF (VUG); New buy: Annaly Capital Management In (NLY); Sold out: Schwab 5-10 Year Corporate B (SCHI).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +10.1% | +33501.09% | Add |
| 2 | SGOV | Ishares 0-3 Month Treasury B | +1.2% | +65.76% | Add |
| 3 | VGIT | Vanguard Intermediate-term T | +1.1% | +696.44% | Add |
| 4 | GLDM | Spdr Gold Minishares Trust | +0.7% | +230.20% | Add |
| 5 | AAPL | Apple Inc | +0.4% | +45.18% | Add |
| 6 | QQQ | Invesco Qqq Trust Series 1 | +0.3% | +7.37% | Add |
| 7 | MSTR | Strategy Inc | +0.2% | -18.03% | Trim |
| 8 | VUG | Vanguard Growth ETF | +0.2% | NEW | New buy |
| 9 | VTV | Vanguard Value ETF | +0.1% | +20.61% | Add |
| 10 | CMF | Ishares California Muni Bond | +0.1% | +201.46% | Add |
| 11 | NVDA | Nvidia CORP | +0.1% | +60.63% | Add |
| 12 | MSFT | Microsoft CORP | +0.1% | +20.17% | Add |
| 13 | NLY | Annaly Capital Management In | +0.1% | NEW | New buy |
| 14 | MU | Micron Technology Inc | +0.1% | +289.29% | Add |
| 15 | AMZN | Amazon.com Inc | +0.1% | +42.72% | Add |
| 16 | CRDO | Credo Technology Group Holding Ltd | +0.1% | NEW | New buy |
| 17 | GLTR | Abrdn Precious Metals Basket | +0.1% | NEW | New buy |
| 18 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | +5.61% | Add |
| 19 | META | Meta Platforms Inc-class A | +0.1% | +13.88% | Add |
| 20 | DUOT | Duos Technologies Group Inc | +0.1% | NEW | New buy |
| 21 | NFLX | Netflix Inc | 0% | NEW | New buy |
| 22 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | NEW | New buy |
| 23 | WU | Western Union Co | 0% | NEW | New buy |
| 24 | COST | Costco Wholesale CORP | 0% | +35.63% | Add |
| 25 | ✓ | 0% | NEW | New buy | |
| 26 | WFC | Wells Fargo & Co | 0% | NEW | New buy |
| 27 | GDDY | Godaddy Inc - Class A | 0% | +1.51% | Add |
| 28 | UWMC | Uwm Holdings CORP | 0% | +151.16% | Add |
| 29 | BXMT | Blackstone Mortgage Tru-cl A | 0% | NEW | New buy |
| 30 | WHR | Whirlpool CORP | 0% | +100.00% | Add |
| 31 | SAP | Sap Se-sponsored Adr | 0% | NEW | New buy |
| 32 | SWMR | Swarmer Inc | 0% | NEW | New buy |
| 33 | NGL | Ngl Energy Partners LP | 0% | NEW | New buy |
| 34 | GOOG | Alphabet Inc-cl C | 0% | +62.57% | Add |
| 35 | SCHG | Schwab US Large-cap Growth | 0% | — | Unchanged |
| 36 | V | Visa Inc-class A Shares | 0% | +6.08% | Add |
| 37 | GOOGL | Alphabet Inc-cl A | 0% | +21.69% | Add |
| 38 | JPM | Jpmorgan Chase & Co | 0% | +34.21% | Add |
| 39 | AMD | Advanced Micro Devices | 0% | +27.27% | Add |
| 40 | MA | Mastercard Inc - A | 0% | +17.63% | Add |
| 41 | AVGO | Broadcom Inc | 0% | +28.22% | Add |
| 42 | ANGX | Angel Studios Inc | 0% | — | Unchanged |
| 43 | XLE | Ss Energy Select Sector | 0% | — | Unchanged |
| 44 | RTX | Rtx CORP | — | +13.03% | Add |
| 45 | LLY | Eli Lilly & Co | — | +10.11% | Add |
| 46 | FNDF | Schwab Fndmn Intl Lrg Co ETF | — | — | Unchanged |
| 47 | XLV | Ss Health Care Select Sector | — | — | Unchanged |
| 48 | CB | Chubb Limited | — | — | Unchanged |
| 49 | RWO | State Street Spdr Dow Jones | — | — | Unchanged |
| 50 | PNTG | Pennant Group Inc/the | — | — | Unchanged |
1–50 of 106
Filing History
FAQ
What is Pacific Capital Wealth Advisors, Inc. and what type of investor is it?
Pacific Capital Wealth Advisors, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $697.7M, spread across 93 disclosed positions.
What are Pacific Capital Wealth Advisors, Inc.'s largest equity positions?
Based on the latest 13F filing, Pacific Capital Wealth Advisors, Inc.'s top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $214.9M (30.8%)
2. Invesco Qqq Trust Series 1 (QQQ) — $80.3M (11.5%)
3. Ishr Cr Unvrse Usd Bd Etf-ui (IUSB) — $70.4M (10.1%)
4. Ishares Core Msci Eafe ETF (IEFA) — $53.0M (7.6%)
5. Vanguard Total Bond Market (BND) — $42.1M (6.0%)
What changes did Pacific Capital Wealth Advisors, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Pacific Capital Wealth Advisors, Inc. made 83 notable position adjustments: 14 new positions were initiated, 34 existing holdings were added to, 22 positions were partially reduced, and 13 were completely exited. The largest of these moves: Sold out: Nutanix Inc - A (NTNX); Sold out: General Mills Inc (GIS); New buy: Vanguard Growth ETF (VUG); New buy: Annaly Capital Management In (NLY); Sold out: Schwab 5-10 Year Corporate B (SCHI)
What sectors does Pacific Capital Wealth Advisors, Inc. focus on?
Pacific Capital Wealth Advisors, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 59.1%
• Consumer Discretionary: 10.4%
• Communication Services: 8.6%
• Financials: 8.5%
• Consumer Staples: 4.6%
• Industrials: 3.0%
Investment Profile
Pacific Capital Wealth Advisors, Inc. returned an annualized 17.5% over the trailing 36 months — outperforming the S&P 500 by 0.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.73 (less volatile than the market) and a 31% quarterly batting average against the index.
Its portfolio is moderately concentrated and moderately active, with 59.1% of the portfolio concentrated in Information Technology.
It has added to its SPY position over the past two quarters (+$32.7M, now $214.9M), while trimming BIV over the same stretch (-$9.9M, still holding $4.7M).
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Developer Access
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REST API
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