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Opulen Financial Group LLC 13F Disclosure (Q3 2026) — Portfolio & Holdings
Opulen Financial Group LLCCIK: 0002055099
Diversified strategyMomentum followerSector-focused
Total reported value
$162.9M
Reporting period: 2026-09-30 · Number of holdings: 117
Opulen Financial Group LLC disclosed 117 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $162.9M and a quarterly turnover rate of 7.6%.
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Personality snowflake
- Concentration
- 15.94
- Portfolio Stability
- 7.6
- Momentum
- 100
- Sector conviction
- 98.04
- Diversification
- 100
- Sizing Uniformity
- 80.89
Opulen Financial Group LLC's disclosed holdings carry a Herfindahl concentration index of 0.040 — mathematically equivalent to about 25 equally-sized positions, well below its 117 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.91), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 10% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SCHK
+57.8% $755.9K
Add DFAX
+31.3% $679.6K
Add SPY
+3.6% $1.0M
Add MSFT
+18.5% $600.4K
Trim IQLT
-2.5% -$243.2K
Add AAPL
+13.6% $501.7K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 116 holdings (of 117 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 11.51% | +0.35% | +3.59% | |
| 2 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 11.51% | +0.19% | +1.55% | |
| 3 | IQLT | Ishares Msci International Q | ETF-Other | 5.57% | -0.29% | -2.45% | |
| 4 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 4.08% | — | +0.35% | |
| 5 | VXF | Vanguard Extended Market ETF | ETF-Other | 2.98% | -0.22% | +1.47% | |
| 6 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 2.80% | -0.04% | -0.79% | |
| 7 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.77% | +0.08% | +1.07% | |
| 8 | BSCU | Invesco Bulletshares 2030 Cb | ETF-Other | 2.24% | +0.05% | +7.78% | |
| 9 | BSCT | Invesco Bulletshares 2029 Cb | ETF-Other | 2.03% | -0.01% | +3.70% | |
| 10 | BSCV | Invesco Bulletshares 2031 Cb | ETF-Other | 2.02% | +0.03% | +7.88% | |
| 11 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 1.95% | -0.20% | -2.35% | |
| 12 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.91% | -0.11% | -3.60% | |
| 13 | BSCS | Invesco Bulletshares 2028 Cb | ETF-Other | 1.91% | +0.04% | +5.64% | |
| 14 | BSCW | Invesco Bulletshares 2032 Cb | ETF-Other | 1.80% | +0.10% | +13.51% | |
| 15 | DFAX | Dimensional World Ex US Core | ETF-Other | 1.72% | +0.38% | +31.29% | |
| 16 | BSCR | Invesco Bulletshares 2027 Cb | ETF-Other | 1.63% | +0.07% | +7.72% | |
| 17 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 1.45% | -0.21% | -3.42% | |
| 18 | BSCQ | Invesco Bulletshares 2026 Cb | ETF-Other | 1.40% | -0.07% | -2.33% | |
| 19 | NVDA | Nvidia CORP | Stock-Tech | 1.32% | +0.23% | +8.30% | |
| 20 | AAPL | Apple Inc | Stock-Tech | 1.31% | +0.28% | +13.63% | |
| 21 | VB | Vanguard Small-cap ETF | ETF-Other | 1.28% | -0.11% | +0.91% | |
| 22 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.24% | -0.05% | +1.23% | |
| 23 | SCHK | Schwab 1000 Index ETF | ETF-Large Cap & Growth | 1.23% | +0.44% | +57.83% | |
| 24 | BSCX | Invesco Bulletshares 2033 Cb | ETF-Other | 1.06% | +0.04% | +11.47% | |
| 25 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 1.03% | -0.02% | +0.07% | |
| 26 | MSFT | Microsoft CORP | Stock-Tech | 0.95% | +0.35% | +18.50% | |
| 27 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.90% | -0.06% | -2.90% | |
| 28 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.90% | -0.08% | -7.64% | |
| 29 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.87% | — | +0.72% | |
| 30 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.83% | -0.03% | +0.39% | |
| 31 | XMHQ | Invesco S&p Midcap Qual ETF | ETF-Other | 0.69% | -0.06% | -4.23% | |
| 32 | DFSU | Dimensional US Sus Core1 ETF | ETF-Other | 0.67% | -0.01% | +0.00% | |
| 33 | VUG | Vanguard Growth ETF | ETF-Other | 0.67% | +0.02% | +0.10% | |
| 34 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 0.64% | +0.02% | +14.68% | |
| 35 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.63% | -0.07% | +0.36% | |
| 36 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.59% | -0.02% | +0.22% | |
| 37 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 0.58% | +0.15% | +47.47% | |
| 38 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.55% | -0.05% | — | |
| 39 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 0.54% | -0.06% | -8.37% | |
| 40 | IMCB | Ishares Morningstar Mid-cap | ETF-Other | 0.53% | -0.03% | -1.56% | |
| 41 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.52% | -0.02% | +0.62% | |
| 42 | EFIV | Ss Spdr S&p 500 Esg ETF | ETF-Large Cap & Growth | 0.48% | +0.03% | +8.22% | |
| 43 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 0.46% | -0.02% | +0.74% | |
| 44 | BND | Vanguard Total Bond Market | ETF-Other | 0.44% | -0.04% | -1.82% | |
| 45 | DFIC | Dimensional International Co | ETF-Other | 0.44% | -0.01% | +0.49% | |
| 46 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.44% | +0.11% | +6.57% | |
| 47 | VLU | Ss Spdr S&p 1500 Value Tilt | ETF-Other | 0.44% | -0.01% | +0.44% | |
| 48 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.43% | — | +0.27% | |
| 49 | BSCZ | Invesco Bulletshares 2035 Cb | ETF-Other | 0.41% | — | +9.46% | |
| 50 | SUSA | Ishares Esg Optimized Msci U | ETF-Other | 0.41% | — | +0.19% |
1–50 of 116
Portfolio Performance
Performance for Q4 2026
+1.2%
Performance Last 4 Quarters
+12.6%
- Stdev
- +9.5%
- Beta
- +0.71
- Alpha
- +1.3%
- Max Drawdown
- -4%
- Annualized Perf
- +14%
- Batting Avg vs S&P
- +50%
- Sortino
- +2.9
- Stutzer
- +0.42
- Treynor
- +0.19
- Sterling
- +0.99
- Calmar
- +3.46
- Information Ratio
- -0.77
- Tracking Error
- +4.7%
- Stdev Down
- +4.7%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +25.1%
- Worst 12 Months
- +12.6%
- Efficiency Ratio
- +0.53
- Sharpe
- +1.42
- Stdev Sectors
- +16.3%
- Skewness
- +0.14
- Kurtosis
- +0.43
- Upside Potential
- +4.38
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Opulen Financial Group LLC's most significant position changes for 2026-09-30: New buy: ; Sold out: Invesco Bulletshares 2033 Mb (BSSX); Sold out: Vanguard Tax-exempt Bond ETF (VTEB); New buy: ; New buy: Visa Inc-class A Shares (V).
1–50 of 119
Filing History
FAQ
What is Opulen Financial Group LLC and what type of investor is it?
Opulen Financial Group LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $162.9M, spread across 117 disclosed positions.
What are Opulen Financial Group LLC's largest equity positions?
Based on the latest 13F filing, Opulen Financial Group LLC's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $18.8M (11.5%)
2. Schwab US Dvd Equity ETF (SCHD) — $18.8M (11.5%)
3. Ishares Msci International Q (IQLT) — $9.1M (5.6%)
4. Ishares Core S&p 500 ETF (IVV) — $6.7M (4.1%)
5. Vanguard Extended Market ETF (VXF) — $4.9M (3.0%)
What changes did Opulen Financial Group LLC make in its most recent portfolio filing?
In the latest reported quarter, Opulen Financial Group LLC made 115 notable position adjustments: 3 new positions were initiated, 81 existing holdings were added to, 28 positions were partially reduced, and 3 were completely exited. The largest of these moves: New buy: ; Sold out: Invesco Bulletshares 2033 Mb (BSSX); Sold out: Vanguard Tax-exempt Bond ETF (VTEB); New buy: ; New buy: Visa Inc-class A Shares (V)
What sectors does Opulen Financial Group LLC focus on?
Opulen Financial Group LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 46.0%
• Consumer Discretionary: 30.0%
• Communication Services: 15.1%
• Financials: 3.6%
• Health Care: 3.5%
• Industrials: 1.9%
Investment Profile
Opulen Financial Group LLC returned an annualized 14.0% over the trailing 20 months — outperforming the S&P 500 by 1.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.71 (less volatile than the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 46.0% of the portfolio concentrated in Information Technology.
It has added to its SPY position over the past two quarters (+$3.5M, now $18.8M), while trimming BILS over the same stretch (-$177.2K, still holding $466.9K).
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