OI
OptiFour Integrated Wealth Management, LLC Historical SEC 13F Holdings & Archive (Q4 2019)
OptiFour Integrated Wealth Management, LLCCIK: 0001775361
Diversified strategyMomentum followerLong-term holder
Total reported value
$145.5M
Reporting period: 2019-12-31 · Number of holdings: 74
OptiFour Integrated Wealth Management, LLC disclosed 74 holdings in its latest 13F filing for the period ending 2019-12-31, with total reported value of $145.5M and a quarterly turnover rate of 6.0%.
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Personality snowflake
- Concentration
- 24.3
- Portfolio Stability
- 6.01
- Momentum
- 100
- Sector conviction
- 61.04
- Diversification
- 100
- Sizing Uniformity
- 81.17
OptiFour Integrated Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.061 — mathematically equivalent to about 16 equally-sized positions, well below its 74 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.88), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.9 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 9% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd ITOT
+0.1% $1.7M
Trim MINT
-27.3% -$660.0K
Trim VTEB
-3.1% -$354.0K
Add IXUS
+1.2% $794.0K
Add AAPL
-5.2% $458.0K
Trim BNDX
-0.0% -$212.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 15.36% | +0.74% | +0.08% | |
| 2 | SCHB | Schwab US Broad Market ETF | ETF-Other | 9.51% | -0.13% | -5.99% | |
| 3 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 8.16% | +0.16% | -2.75% | |
| 4 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 7.17% | -0.49% | -3.14% | |
| 5 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 7.01% | +0.34% | +1.19% | |
| 6 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 4.40% | +0.10% | +6.47% | |
| 7 | SPIP | Ss Spdr P Tips ETF | ETF-Other | 3.68% | — | +0.03% | |
| 8 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 3.63% | — | +0.17% | |
| 9 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 3.62% | -0.27% | -0.05% | |
| 10 | REET | Ishares Global Reit ETF | ETF-Other | 3.37% | -0.23% | -1.60% | |
| 11 | MUB | Ishares National Muni Bond E | ETF-Other | 3.04% | -0.14% | -1.05% | |
| 12 | SCHF | Schwab Intl Equity ETF | ETF-Other | 2.96% | -0.07% | -4.23% | |
| 13 | VXUS | Vanguard Total Intl Stock | ETF-Other | 2.28% | +0.08% | -0.90% | |
| 14 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 1.98% | -0.15% | -3.33% | |
| 15 | ALG | Alamo Group Inc | Stock-Other | 1.78% | +0.12% | +3.52% | |
| 16 | AAPL | Apple Inc | Stock-Tech | 1.61% | +0.27% | -5.23% | |
| 17 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 1.23% | +0.03% | -3.01% | |
| 18 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 1.20% | -0.51% | -27.33% | |
| 19 | ADP | Automatic Data Processing | Stock-Tech | 0.92% | +0.02% | — | |
| 20 | MSFT | Microsoft CORP | Stock-Tech | 0.83% | +0.08% | +0.67% | |
| 21 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.75% | -0.07% | -6.14% | |
| 22 | MDT | Medtronic plc | Stock-Healthcare | 0.74% | +0.01% | — | |
| 23 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.62% | -0.08% | — | |
| 24 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.56% | — | — | |
| 25 | UNP | Union Pacific CORP | Stock-Industrials | 0.51% | +0.04% | — | |
| 26 | CNI | Canadian Natl Railway Co | Stock-Industrials | 0.50% | — | — | |
| 27 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.48% | +0.01% | -4.23% | |
| 28 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.47% | +0.02% | — | |
| 29 | LDOS | Leidos Holdings Inc | Stock-Tech | 0.47% | +0.04% | — | |
| 30 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.45% | +0.03% | — | |
| 31 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 0.41% | -0.02% | — | |
| 32 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.40% | — | — | |
| 33 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.39% | -0.04% | — | |
| 34 | CSX | Csx CORP | Stock-Industrials | 0.39% | +0.01% | — | |
| 35 | ABT | Abbott Laboratories | Stock-Healthcare | 0.38% | — | — | |
| 36 | HD | Home Depot Inc | Stock-Consumer Disc | 0.38% | -0.04% | +0.04% | |
| 37 | AOA | Ishares Core 80/20 Aggressiv | ETF-Other | 0.37% | +0.01% | — | |
| 38 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.36% | +0.01% | — | |
| 39 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.35% | +0.02% | — | |
| 40 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.34% | +0.03% | +0.03% | |
| 41 | D | Dominion Energy Inc | Stock-Utilities | 0.33% | — | +0.49% | |
| 42 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.32% | -0.09% | -24.54% | |
| 43 | SAIC | Science Applications Inte | Stock-Tech | 0.29% | — | — | |
| 44 | XOM | Exxon Mobil CORP | Stock-Energy | 0.28% | — | -0.41% | |
| 45 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 0.28% | +0.02% | — | |
| 46 | IBM | Intl Business Machines CORP | Stock-Tech | 0.27% | -0.04% | +0.03% | |
| 47 | GD | General Dynamics CORP | Stock-Industrials | 0.23% | — | — | |
| 48 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.23% | +0.01% | — | |
| 49 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.23% | — | — | |
| 50 | FTS | Fortis Inc | Stock-Utilities | 0.22% | — | — |
1–50 of 74
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
OptiFour Integrated Wealth Management, LLC's most significant position changes for 2019-12-31: New buy: Meta Platforms Inc-class A (META); New buy: Ishares Msci Acwi ETF (ACWI); New buy: Applied Materials Inc (AMAT); Add: Ishares Core S&p Total U.s. (ITOT) — shares +0.08%; Trim: Pimco Enhanced Short Maturit (MINT) — shares -27.33%.
Filing History
FAQ
What is OptiFour Integrated Wealth Management, LLC and what type of investor is it?
OptiFour Integrated Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-12-31), the firm manages a tracked equity portfolio valued at approximately $145.5M, spread across 74 disclosed positions.
What are OptiFour Integrated Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, OptiFour Integrated Wealth Management, LLC's top holdings by market value are:
1. Ishares Core S&p Total U.s. (ITOT) — $22.3M (15.4%)
2. Schwab US Broad Market ETF (SCHB) — $13.8M (9.5%)
3. Vanguard Total Stock Mkt ETF (VTI) — $11.9M (8.2%)
4. Vanguard Tax-exempt Bond ETF (VTEB) — $10.4M (7.2%)
5. Ishares Core Intl Stock ETF (IXUS) — $10.2M (7.0%)
What changes did OptiFour Integrated Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, OptiFour Integrated Wealth Management, LLC made 28 notable position adjustments: 3 new positions were initiated, 9 existing holdings were added to, 16 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Meta Platforms Inc-class A (META); New buy: Ishares Msci Acwi ETF (ACWI); New buy: Applied Materials Inc (AMAT); Add: Ishares Core S&p Total U.s. (ITOT) — shares +0.08%; Trim: Pimco Enhanced Short Maturit (MINT) — shares -27.33%
What sectors does OptiFour Integrated Wealth Management, LLC focus on?
OptiFour Integrated Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 33.4%
• Consumer Staples: 20.3%
• Health Care: 15.9%
• Consumer Discretionary: 12.9%
• Industrials: 5.4%
• Energy: 5.4%
Investment Profile
OptiFour Integrated Wealth Management, LLC's portfolio is broadly diversified and long-term-holding, with 33.4% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 34 to 6 over the past 4 quarters — a shift toward longer holding periods.
It has added to its ITOT position over the past two quarters (+$2.2M, now $22.3M), while trimming MRK over the same stretch (-$133.0K, still holding $472.0K).
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