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Opes Advisors Inc Historical SEC 13F Holdings & Archive (Q4 2018)
Opes Advisors IncCIK: 0001694948
Sector-focusedMomentum followerDiversified strategy
Total reported value
$140.0M
Reporting period: 2018-12-31 · Number of holdings: 43
Opes Advisors Inc disclosed 43 holdings in its latest 13F filing for the period ending 2018-12-31, with total reported value of $140.0M and a quarterly turnover rate of 51.6%.
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Personality snowflake
- Concentration
- 21.83
- Portfolio Stability
- 51.56
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 86
- Sizing Uniformity
- 88.26
Opes Advisors Inc's disclosed holdings carry a Herfindahl concentration index of 0.055 — mathematically equivalent to about 18 equally-sized positions, well below its 43 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.17), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.9 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SCHZ
+313.7% $10.8M
Add BWX
+490.7% $9.9M
Trim AGGY
-84.1% -$6.3M
Trim FNDC
-35.2% -$5.5M
Trim EMGF
-69.3% -$3.4M
Add SCHE
+400.2% $3.4M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 10.18% | +7.68% | +313.74% | |
| 2 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 9.98% | -1.43% | +6.17% | |
| 3 | BWX | State Street Spdr Bloomberg | ETF-Other | 8.49% | +7.03% | +490.70% | |
| 4 | SCHG | Schwab US Large-cap Growth | ETF-Other | 6.70% | -1.69% | -2.84% | |
| 5 | FNDB | Schwab Fndmntl US Brd Mr ETF | ETF-Other | 6.51% | -1.14% | +2.75% | |
| 6 | SCHV | Schwab US Large-cap Value | ETF-Other | 6.04% | -0.91% | +1.03% | |
| 7 | ✓ | Global X Fds | Stock-Other | 5.20% | -1.91% | -11.22% | |
| 8 | SCHB | Schwab US Broad Market ETF | ETF-Other | 4.51% | -0.40% | +10.31% | |
| 9 | FNDC | Schwab Fndmnt Intl Sm Eq ETF | ETF-Other | 4.46% | -4.11% | -35.24% | |
| 10 | IWF | Ishares Russell 1000 Growth | ETF-Other | 3.56% | -0.86% | -1.65% | |
| 11 | FNDA | Schwab Fndmntl US Sm Co ETF | ETF-Other | 3.36% | -0.88% | +0.36% | |
| 12 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 3.10% | +2.41% | +400.22% | |
| 13 | SCHF | Schwab Intl Equity ETF | ETF-Other | 2.92% | -0.60% | +0.43% | |
| 14 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 2.65% | -0.70% | -5.43% | |
| 15 | IWD | Ishares Russell 1000 Value E | ETF-Other | 2.35% | -0.39% | +0.10% | |
| 16 | JPEM | JPM Diversified Ret Em Equit | ETF-Other | 2.07% | +2.07% | NEW | |
| 17 | FNDE | Schwab Fndmntl Em Mrk Eq ETF | ETF-Other | 1.99% | +1.59% | +467.46% | |
| 18 | IJJ | Ishares S&p Mid-cap 400 Valu | ETF-Other | 1.85% | -0.50% | -2.86% | |
| 19 | ✓ | J P Morgan Exchange Traded F | Stock-Other | 1.53% | +1.53% | NEW | |
| 20 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 1.45% | +1.45% | NEW | |
| 21 | MDYV | Ss Spdr S&p 400 Mc Val ETF | ETF-Other | 1.23% | -0.29% | -0.36% | |
| 22 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 1.21% | +1.21% | NEW | |
| 23 | DON | Wisdomtree US Midcap Dividen | ETF-Other | 1.08% | -0.36% | -10.58% | |
| 24 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.99% | -0.28% | -4.36% | |
| 25 | EMGF | Ishares Emerging Markets Equ | ETF-Emerging Markets | 0.92% | -2.48% | -69.27% | |
| 26 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.88% | -0.12% | +0.07% | |
| 27 | AGGY | Wisdomtree Yield Enhanced US | ETF-Other | 0.84% | -4.60% | -84.13% | |
| 28 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.62% | -0.18% | -10.39% | |
| 29 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 0.43% | -0.24% | -22.97% | |
| 30 | AAPL | Apple Inc | Stock-Tech | 0.32% | -0.19% | -7.64% | |
| 31 | WTPI | Wisdomtree Equity Premium In | ETF-Other | 0.31% | +0.31% | NEW | |
| 32 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.28% | +0.28% | NEW | |
| 33 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.28% | -0.09% | -10.19% | |
| 34 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.27% | +0.27% | NEW | |
| 35 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.25% | -0.05% | — | |
| 36 | QAI | Nyli Hdg Multi-str Trk ETF | ETF-Other | 0.23% | +0.22% | NEW | |
| 37 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.19% | -0.12% | -24.08% | |
| 38 | ATVIEUR | Activision Blizzard Inc | Stock-Comm Services | 0.16% | -0.13% | — | |
| 39 | MSFT | Microsoft CORP | Stock-Tech | 0.15% | -0.05% | -12.05% | |
| 40 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.15% | +0.15% | NEW | |
| 41 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.15% | +0.15% | NEW | |
| 42 | CMF | Ishares California Muni Bond | ETF-Other | 0.14% | +0.14% | NEW | |
| 43 | LYG | Lloyds Banking Group Plc-adr | Stock-Financials | 0.03% | — | +16.04% |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
Opes Advisors Inc's most significant position changes for 2018-12-31: New buy: JPM Diversified Ret Em Equit (JPEM); New buy: J P Morgan Exchange Traded F; New buy: Schwab Intl Small-cap Equity (SCHC); New buy: Pimco Active Bond Exchange-t (BOND); Sold out: Gold.com, Inc. (GOLD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHZ | Schwab US Aggregate Bond ETF | +7.7% | +313.74% | Add |
| 2 | BWX | State Street Spdr Bloomberg | +7% | +490.70% | Add |
| 3 | SCHE | Schwab Emrg Mrkts Eqty ETF | +2.4% | +400.22% | Add |
| 4 | FNDE | Schwab Fndmntl Em Mrk Eq ETF | +1.6% | +467.46% | Add |
| 5 | MSFT | Microsoft CORP | -0.1% | -12.05% | Trim |
| 6 | GOOG | Alphabet Inc-cl C | -0.1% | — | Unchanged |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | -10.19% | Trim |
| 8 | ITOT | Ishares Core S&p Total U.s. | -0.1% | -24.08% | Trim |
| 9 | VYM | Vanguard High Dvd Yield ETF | -0.1% | +0.07% | Add |
| 10 | ATVIEUR | Activision Blizzard Inc | -0.1% | — | Unchanged |
| 11 | SCHD | Schwab US Dvd Equity ETF | -0.2% | -10.39% | Trim |
| 12 | AAPL | Apple Inc | -0.2% | -7.64% | Trim |
| 13 | VOE | Vanguard Mid-cap Value ETF | -0.2% | -22.97% | Trim |
| 14 | SCHM | Schwab US Mid Cap ETF | -0.3% | -4.36% | Trim |
| 15 | MDYV | Ss Spdr S&p 400 Mc Val ETF | -0.3% | -0.36% | Trim |
| 16 | DON | Wisdomtree US Midcap Dividen | -0.4% | -10.58% | Trim |
| 17 | IWD | Ishares Russell 1000 Value E | -0.4% | +0.10% | Add |
| 18 | SCHB | Schwab US Broad Market ETF | -0.4% | +10.31% | Add |
| 19 | IJJ | Ishares S&p Mid-cap 400 Valu | -0.5% | -2.86% | Trim |
| 20 | SCHF | Schwab Intl Equity ETF | -0.6% | +0.43% | Add |
| 21 | FNDX | Schwab Fndmntl US Lrg Co ETF | -0.7% | -5.43% | Trim |
| 22 | IWF | Ishares Russell 1000 Growth | -0.9% | -1.65% | Trim |
| 23 | FNDA | Schwab Fndmntl US Sm Co ETF | -0.9% | +0.36% | Add |
| 24 | SCHV | Schwab US Large-cap Value | -0.9% | +1.03% | Add |
| 25 | FNDB | Schwab Fndmntl US Brd Mr ETF | -1.1% | +2.75% | Add |
| 26 | FNDF | Schwab Fndmn Intl Lrg Co ETF | -1.4% | +6.17% | Add |
| 27 | SCHG | Schwab US Large-cap Growth | -1.7% | -2.84% | Trim |
| 28 | ✓ | Global X Fds | -1.9% | -11.22% | Trim |
| 29 | EMGF | Ishares Emerging Markets Equ | -2.5% | -69.27% | Trim |
| 30 | FNDC | Schwab Fndmnt Intl Sm Eq ETF | -4.1% | -35.24% | Trim |
| 31 | AGGY | Wisdomtree Yield Enhanced US | -4.6% | -84.13% | Trim |
| 32 | JPEM | JPM Diversified Ret Em Equit | — | NEW | New buy |
| 33 | ✓ | J P Morgan Exchange Traded F | — | NEW | New buy |
| 34 | SCHC | Schwab Intl Small-cap Equity | — | NEW | New buy |
| 35 | BOND | Pimco Active Bond Exchange-t | — | NEW | New buy |
| 36 | GOLD | Gold.com, Inc. | — | EXIT | Sold out |
| 37 | WTPI | Wisdomtree Equity Premium In | — | NEW | New buy |
| 38 | MTUM | Ishares Msci USA Momentum Fa | — | NEW | New buy |
| 39 | USMV | Ishares Msci USA Min Vol Fac | — | NEW | New buy |
| 40 | CSCO | Cisco Systems Inc | — | EXIT | Sold out |
| 41 | QAI | Nyli Hdg Multi-str Trk ETF | — | NEW | New buy |
| 42 | AMZN | Amazon.com Inc | — | EXIT | Sold out |
| 43 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | — | EXIT | Sold out |
| 44 | LMT | Lockheed Martin CORP | — | EXIT | Sold out |
| 45 | NKE | Nike Inc -cl B | — | EXIT | Sold out |
| 46 | CRM | Salesforce Inc | — | EXIT | Sold out |
| 47 | IEMG | Ishares Core Msci Emerging | — | NEW | New buy |
| 48 | SBUX | Starbucks CORP | — | NEW | New buy |
| 49 | VXUS | Vanguard Total Intl Stock | — | EXIT | Sold out |
| 50 | CMF | Ishares California Muni Bond | — | NEW | New buy |
Filing History
FAQ
What is Opes Advisors Inc and what type of investor is it?
Opes Advisors Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2018-12-31), the firm manages a tracked equity portfolio valued at approximately $140.0M, spread across 43 disclosed positions.
What are Opes Advisors Inc's largest equity positions?
Based on the latest 13F filing, Opes Advisors Inc's top holdings by market value are:
1. Schwab US Aggregate Bond ETF (SCHZ) — $14.3M (10.2%)
2. Schwab Fndmn Intl Lrg Co ETF (FNDF) — $14.0M (10.0%)
3. State Street Spdr Bloomberg (BWX) — $11.9M (8.5%)
4. Schwab US Large-cap Growth (SCHG) — $9.4M (6.7%)
5. Schwab Fndmntl US Brd Mr ETF (FNDB) — $9.1M (6.5%)
What changes did Opes Advisors Inc make in its most recent portfolio filing?
In the latest reported quarter, Opes Advisors Inc made 48 notable position adjustments: 11 new positions were initiated, 12 existing holdings were added to, 17 positions were partially reduced, and 8 were completely exited. The largest of these moves: New buy: JPM Diversified Ret Em Equit (JPEM); New buy: J P Morgan Exchange Traded F; New buy: Schwab Intl Small-cap Equity (SCHC); New buy: Pimco Active Bond Exchange-t (BOND); Sold out: Gold.com, Inc. (GOLD)
What sectors does Opes Advisors Inc focus on?
Opes Advisors Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 46.0%
• Communication Services: 39.6%
• Consumer Discretionary: 14.3%
Investment Profile
Opes Advisors Inc's portfolio is broadly diversified and moderately active, with 46.0% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 29 to 52 over the past 4 quarters — a shift toward more active trading.
It has added to its SCHZ position over the past two quarters (+$11.0M, now $14.3M), while trimming AAPL over the same stretch (-$2.4M, still holding $448.0K).
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Developer Access
Access Opes Advisors Inc's institutional profile programmatically:
REST API
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