NI
NuWave Investment Management, LLC Historical SEC 13F Holdings & Archive (Q3 2022)
NuWave Investment Management, LLCCIK: 0001536141
Diversified strategyQuality / disciplined sizingLong-term holder
Total reported value
$87.2M
Reporting period: 2022-09-30 · Number of holdings: 269
NuWave Investment Management, LLC disclosed 269 holdings in its latest 13F filing for the period ending 2022-09-30, with total reported value of $87.2M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 2.69
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 44.03
- Diversification
- 100
- Sizing Uniformity
- 90.98
NuWave Investment Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.007 — mathematically equivalent to about 149 equally-sized positions, well below its 269 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.90), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 37% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 269 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PGR | Progressive CORP | Stock-Financials | 2.12% | — | — | |
| 2 | INTC | Intel CORP | Stock-Tech | 1.79% | — | +564.08% | |
| 3 | WM | Waste Management Inc | Stock-Industrials | 1.76% | — | — | |
| 4 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 1.41% | — | +91.83% | |
| 5 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.39% | — | — | |
| 6 | GD | General Dynamics CORP | Stock-Industrials | 1.34% | — | +273.69% | |
| 7 | VZ | Verizon Communications Inc | Stock-Comm Services | 1.27% | — | — | |
| 8 | CHTR | Charter Communications Inc-a | Stock-Comm Services | 1.24% | — | — | |
| 9 | AMD | Advanced Micro Devices | Stock-Tech | 1.21% | — | +264.17% | |
| 10 | O | Realty Income CORP | Stock-Real Estate | 1.15% | — | — | |
| 11 | SPGI | S&p Global Inc | Stock-Financials | 1.05% | — | — | |
| 12 | SWK | Stanley Black & Decker Inc | Stock-Industrials | 1.03% | — | +60.93% | |
| 13 | WCN | Waste Connections Inc | Stock-Industrials | 1.02% | — | — | |
| 14 | WBA | Walgreens Boots Alliance Inc | Stock-Other | 0.98% | — | — | |
| 15 | FIS | Fidelity National Info Serv | Stock-Tech | 0.97% | — | +3073.01% | |
| 16 | OXY | Occidental Petroleum CORP | Stock-Energy | 0.96% | — | -7.44% | |
| 17 | NEM | Newmont CORP | Stock-Materials | 0.93% | — | +421.94% | |
| 18 | MCK | Mckesson CORP | Stock-Healthcare | 0.87% | — | — | |
| 19 | BLKCHF | Blackrock Inc | Stock-Other | 0.87% | — | +855.56% | |
| 20 | RSG | Republic Services Inc | Stock-Industrials | 0.87% | — | — | |
| 21 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.84% | — | — | |
| 22 | MTCH | Match Group Inc | Stock-Comm Services | 0.84% | — | +454.22% | |
| 23 | SHW | Sherwin-williams Co/the | Stock-Materials | 0.82% | — | — | |
| 24 | OKTA | Okta Inc | Stock-Tech | 0.81% | — | +126.96% | |
| 25 | IQV | Iqvia Holdings Inc | Stock-Healthcare | 0.81% | — | — | |
| 26 | PLD | Prologis Inc | Stock-Real Estate | 0.81% | — | — | |
| 27 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.81% | — | +184.58% | |
| 28 | MDB | Mongodb Inc | Stock-Tech | 0.80% | — | — | |
| 29 | T | At&t Inc | Stock-Comm Services | 0.80% | — | — | |
| 30 | DLR | Digital Realty Trust Inc | Stock-Real Estate | 0.79% | — | — | |
| 31 | LUMN | Lumen Technologies Inc | Stock-Comm Services | 0.77% | — | — | |
| 32 | EBAY | Ebay Inc | Stock-Consumer Disc | 0.75% | — | +35.09% | |
| 33 | DPZ | Domino's Pizza Inc | Stock-Consumer Disc | 0.75% | — | — | |
| 34 | ORCL | Oracle CORP | Stock-Tech | 0.75% | — | — | |
| 35 | BALL | Ball CORP | Stock-Consumer Disc | 0.75% | — | — | |
| 36 | WBD | Warner Bros Discovery Inc | Stock-Comm Services | 0.75% | — | -27.58% | |
| 37 | AMT | American Tower CORP | Stock-Real Estate | 0.74% | — | — | |
| 38 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.74% | — | — | |
| 39 | CMG | Chipotle Mexican Grill Inc | Stock-Consumer Disc | 0.74% | — | — | |
| 40 | VFC | Vf CORP | Stock-Consumer Disc | 0.72% | — | +177.04% | |
| 41 | MCO | Moody's CORP | Stock-Financials | 0.72% | — | — | |
| 42 | GWW | Ww Grainger Inc | Stock-Industrials | 0.70% | — | +601.12% | |
| 43 | MPT | Medical Properties Trust Inc | Stock-Real Estate | 0.70% | — | +2652.37% | |
| 44 | ELAN | Elanco Animal Health Inc | Stock-Healthcare | 0.68% | — | +262.99% | |
| 45 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.67% | — | — | |
| 46 | 0VVB | Paramount Global-class B | Stock-Other | 0.65% | — | +57.65% | |
| 47 | TRU | Transunion | Stock-Financials | 0.65% | — | +2084.47% | |
| 48 | CNC | Centene CORP | Stock-Healthcare | 0.65% | — | — | |
| 49 | ROKU | Roku Inc | Stock-Comm Services | 0.64% | — | +10.74% | |
| 50 | ETSY | Etsy Inc | Stock-Consumer Disc | 0.63% | — | -56.14% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2022 Q3 | 269 | $87.2M | 0 | ||
| 2022 Q2 | 254 | $74.8M | 0 | ||
| 2022 Q1 | 262 | $74.5M | 0 | ||
| 2021 Q4 | 279 | $88.1M | 0 | ||
| 2021 Q3 | 287 | $87.5M | 0 | ||
| 2021 Q2 | 319 | $89.9M | 94 | ||
| 2021 Q1 | 268 | $79.3M | 100 | ||
| 2020 Q4 | 323 | $76.4M | 100 | ||
| 2020 Q3 | 870 | $65.1M | 100 | ||
| 2020 Q2 | 650 | $75.8M | 100 | ||
| 2020 Q1 | 202 | $45.8M | 100 | ||
| 2019 Q4 | 656 | $102.3M | 100 | ||
| 2019 Q3 | 646 | $100.7M | 100 | ||
| 2019 Q2 | 642 | $95.0M | 100 | ||
| 2019 Q1 | 634 | $85.1M | 100 | ||
| 2018 Q4 | 608 | $58.6M | 100 | ||
| 2018 Q3 | 625 | $66.3M | 100 | ||
| 2018 Q2 | 616 | $76.7M | 100 | ||
| 2018 Q1 | 226 | $63.5M | 100 | ||
| 2017 Q4 | 572 | $85.1M | 100 | ||
| 2014 Q3 | 467 | $34.9M | 100 | ||
| 2014 Q2 | 387 | $38.8M | 100 | ||
| 2014 Q1 | 371 | $33.8M | 100 | ||
| 2013 Q4 | 388 | $113.0M | 100 | ||
| 2013 Q3 | 410 | $109.5M | 100 | ||
| 2013 Q2 | 404 | $91.1M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is NuWave Investment Management, LLC and what type of investor is it?
NuWave Investment Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-09-30), the firm manages a tracked equity portfolio valued at approximately $87.2M, spread across 269 disclosed positions.
What are NuWave Investment Management, LLC's largest equity positions?
Based on the latest 13F filing, NuWave Investment Management, LLC's top holdings by market value are:
1. Progressive CORP (PGR) — $1.9M (2.1%)
2. Intel CORP (INTC) — $1.6M (1.8%)
3. Waste Management Inc (WM) — $1.5M (1.8%)
4. Comcast Corp-class A (CMCSA) — $1.2M (1.4%)
5. Mcdonald's CORP (MCD) — $1.2M (1.4%)
What changes did NuWave Investment Management, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for NuWave Investment Management, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does NuWave Investment Management, LLC focus on?
NuWave Investment Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 21.4%
• Communication Services: 17.1%
• Financials: 15.0%
• Consumer Discretionary: 14.6%
• Health Care: 13.7%
• Industrials: 6.0%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
NuWave Investment Management, LLC's portfolio is broadly diversified and long-term-holding.
It has added to its GD position over the past two quarters (+$1.1M, now $1.2M), while trimming CTXSEUR over the same stretch (-$1.3M, still holding $86.0K).
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Developer Access
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